ROTHSCHILD INVESTMENT LLC
SEC Form 13F institutional filer · CIK 0000085338
13F-HR · 521 reported holdings · 2026-03-31
SEC-registered institutional investment manager.
Reported long-US-equity value
$1.39B
Top-10 concentration
30.4%
ROTHSCHILD INVESTMENT LLC — $1.39B AUM allocation strategy
ROTHSCHILD INVESTMENT LLC files SEC Form 13F and reports $1.39B of long US equity value across 521 reported holdings for 2026-03-31.
Its largest sector bet is Information Technology 12.1%, followed by Financials 10.7% and Communication Services 7.9%.
The top 10 holdings account for 30% of reported value — a broadly spread portfolio. The sector and industry splits below are of the same reported value. Track quarter-over-quarter adds, trims, new positions and exits below — sourced from SEC 13F filings, public domain.
ROTHSCHILD INVESTMENT LLC — latest SEC 13F insights
Reported long-US-equity value (13F AUM)
$1.39B
total across 521 reported holdings · 2026-03-31 · excludes shorts, cash, non-US
Top-10 concentration
30% of value
higher = narrower conviction; lower = spread / hedging
Biggest adds (shares)
+$TROW +60.3K sh · +$2.34M+$IVZ +57K sh · +$3.23M+$NFLX +50.2K sh · +$5.11M
Biggest trims (shares)
−$AMCR −20.9K sh · −$213−$DLR −20.1K sh · −$1.64M−$CVX −19.3K sh · +$2.95M
Exited to nil (held last quarter, gone now)
None this quarter
Sector allocation (share of reported value)
each slice is a share of the reported long-US-equity value — smaller sectors and the rest of the book roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Industry allocation (share of reported value)
- Interactive Media & Services6.7%—
- Asset Management & Custody Banks5.5%—
- Semiconductors5.2%—
- Technology Hardware, Storage & Peripherals4.8%—
- Integrated Oil & Gas3.3%—
- Biotechnology3.1%—
- Diversified Banks3.0%—
- Multi-Sector Holdings2.2%—
- Other holdings66.2%—
the finer GICS cut of the same book — same denominator — smaller industries roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Top S&P 500 holdings
10 of 10 rows · sorted by Value ↓
| Ticker | Holding | Shares | Value | Δ QoQ | Weight |
|---|---|---|---|---|---|
| $NVDA | NVIDIA Corporation | 415K | $72.4M | -3.35K | 5.2% |
| $AAPL | Apple Inc | 264K | $67M | +7.58K | 4.8% |
| $IVZ | Invesco Ltd | 930K | $53.1M | +57K | 3.8% |
| $GOOG | Alphabet Inc. Class C Capital Stock | 173K | $49.7M | +2.53K | 3.6% |
| $JPM | JP Morgan Chase & Co | 143K | $42M | -215 | 3.0% |
| $BRK.B | Berkshire Hathaway Inc.-Class B | 63K | $30.2M | -483 | 2.2% |
| $AMZN | Amazon.com Inc | 145K | $30.2M | +31K | 2.2% |
| $MSFT | Microsoft Corporation | 79K | $29.2M | +9.06K | 2.1% |
| $GOOGL | Alphabet Inc | 91K | $26.1M | +2.14K | 1.9% |
| $XOM | ExxonMobil Holdings Corporation | 141K | $24M | -1.28K | 1.7% |
…and 511 more holdings in the full 13F filing (top positions only shown).
SEC Form 13F data sets · public domain · 45-day filing lag · >$100M AUM managers · as reported
← All 13F filers·← QuantOrb.pro
How to read Δ QoQ — the five insight categories, and the caveats
The categories. Analysts, quants and retail traders look past total portfolio value to isolate actionable signals. Five categories matter.
Conviction & concentration shifts
New positions vs complete exits — a brand-new stock signals high conviction; a full liquidation suggests a broken thesis or tax-loss harvesting. Aggressive sizing — look at share count, not dollars: a 20% share increase during a drawdown is strong dip-buying. Concentration — a narrowing top-5/10 means conviction; spreading capital across more names means hedging.
Sector & macro allocation rotations
Aggregating Δ QoQ moves across sectors shows where smart money is leaning in or sneaking out — rotating out of growth into defensives or energy, for example. The fund's total long equity exposure quarter-over-quarter is a proxy for overall institutional risk appetite.
Crowding & smart-money consensus
When several managers initiate or expand the same stock in the same quarter, that is institutional consensus. Contrarian reads: top pickers buying hard into a beaten-down name the market is selling.
Derivative & option overlays
Reported call/put changes indicate whether managers are adding downside hedges or leveraging upside exposure. Note: a long increase may be half of a market-neutral pair trade.
Who reads this
| Retail "cloners" | High-conviction ideas to replicate ~45 days after quarter-end. |
| Corporate IR | Which funds bought or dumped the stock, before the next call. |
| Quant / algo traders | Cross-sectional factor inputs: flow, momentum, ownership. |
Four caveats before you trade on it
- 45-day lag — holdings are quarter-end; positions may already be closed.
- Long-only — 13Fs miss shorts, pair trades and cash.
- No non-US / fixed income — the picture is US equities plus options.
- Corporate actions — splits and spinoffs distort raw share deltas.
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