PINNACLE ASSOCIATES LTD
SEC Form 13F institutional filer · CIK 0000743127
13F-HR · 391 reported holdings · 2026-03-31
Investment advisory firm.
Reported long-US-equity value
$5.57B
Top-10 concentration
32.8%
PINNACLE ASSOCIATES LTD — $5.57B AUM allocation strategy
PINNACLE ASSOCIATES LTD files SEC Form 13F and reports $5.57B of long US equity value across 391 reported holdings for 2026-03-31.
Its largest sector bet is Information Technology 16.8%, followed by Health Care 8.4% and Communication Services 5.2%.
The top 10 holdings account for 33% of reported value — a broadly spread portfolio. The sector and industry splits below are of the same reported value. Track quarter-over-quarter adds, trims, new positions and exits below — sourced from SEC 13F filings, public domain.
PINNACLE ASSOCIATES LTD — latest SEC 13F insights
Reported long-US-equity value (13F AUM)
$5.57B
total across 391 reported holdings · 2026-03-31 · excludes shorts, cash, non-US
Top-10 concentration
33% of value
higher = narrower conviction; lower = spread / hedging
Biggest adds (shares)
+$SPGI +49K sh · +$2.58M+$NOW +39.7K sh · +$3.21M+$MRK +39.5K sh · +$11.5M
Biggest trims (shares)
−$KVUE −597K sh · −$10.3M−$ADBE −153K sh · −$5.79M−$LRCX −91.3K sh · −$3.42M
Exited to nil (held last quarter, gone now)
$IQV ($474K last qtr)$L ($398K last qtr)$BBY ($343K last qtr)$FDS ($334K last qtr)$NDAQ ($310K last qtr)
Sector allocation (share of reported value)
each slice is a share of the reported long-US-equity value — smaller sectors and the rest of the book roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Industry allocation (share of reported value)
- Pharmaceuticals7.3%—
- Semiconductors7.1%—
- Technology Hardware, Storage & Peripherals5.6%—
- Interactive Media & Services5.2%—
- Systems Software2.8%—
- Diversified Banks2.2%—
- Broadline Retail2.0%—
- Construction Machinery & Heavy Transportation Equipment1.4%—
- Other holdings66.5%—
the finer GICS cut of the same book — same denominator — smaller industries roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Top S&P 500 holdings
6 of 6 rows · sorted by Value ↓
| Ticker | Holding | Shares | Value | Δ QoQ | Weight |
|---|---|---|---|---|---|
| $JNJ | Johnson & Johnson | 1.65M | $404M | -7.38K | 7.3% |
| $AAPL | Apple Inc | 1.22M | $311M | -10K | 5.6% |
| $NVDA | NVIDIA Corporation | 959K | $167M | -79.7K | 3.0% |
| $MSFT | Microsoft Corporation | 429K | $159M | +2.17K | 2.9% |
| $AVGO | Broadcom Inc | 450K | $139M | -7.17K | 2.5% |
| $JPM | JP Morgan Chase & Co | 414K | $122M | -9.6K | 2.2% |
…and 385 more holdings in the full 13F filing (top positions only shown).
SEC Form 13F data sets · public domain · 45-day filing lag · >$100M AUM managers · as reported
← All 13F filers·← QuantOrb.pro
How to read Δ QoQ — the five insight categories, and the caveats
The categories. Analysts, quants and retail traders look past total portfolio value to isolate actionable signals. Five categories matter.
Conviction & concentration shifts
New positions vs complete exits — a brand-new stock signals high conviction; a full liquidation suggests a broken thesis or tax-loss harvesting. Aggressive sizing — look at share count, not dollars: a 20% share increase during a drawdown is strong dip-buying. Concentration — a narrowing top-5/10 means conviction; spreading capital across more names means hedging.
Sector & macro allocation rotations
Aggregating Δ QoQ moves across sectors shows where smart money is leaning in or sneaking out — rotating out of growth into defensives or energy, for example. The fund's total long equity exposure quarter-over-quarter is a proxy for overall institutional risk appetite.
Crowding & smart-money consensus
When several managers initiate or expand the same stock in the same quarter, that is institutional consensus. Contrarian reads: top pickers buying hard into a beaten-down name the market is selling.
Derivative & option overlays
Reported call/put changes indicate whether managers are adding downside hedges or leveraging upside exposure. Note: a long increase may be half of a market-neutral pair trade.
Who reads this
| Retail "cloners" | High-conviction ideas to replicate ~45 days after quarter-end. |
| Corporate IR | Which funds bought or dumped the stock, before the next call. |
| Quant / algo traders | Cross-sectional factor inputs: flow, momentum, ownership. |
Four caveats before you trade on it
- 45-day lag — holdings are quarter-end; positions may already be closed.
- Long-only — 13Fs miss shorts, pair trades and cash.
- No non-US / fixed income — the picture is US equities plus options.
- Corporate actions — splits and spinoffs distort raw share deltas.
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