CARRET ASSET MANAGEMENT, LLC
SEC Form 13F institutional filer · CIK 0000791490
13F-HR · 188 reported holdings · 2026-03-31
Asset manager.
Reported long-US-equity value
$0.92B
Top-10 concentration
37.7%
CARRET ASSET MANAGEMENT, LLC — $923M AUM allocation strategy
CARRET ASSET MANAGEMENT, LLC files SEC Form 13F and reports $923M of long US equity value across 188 reported holdings for 2026-03-31.
Its largest sector bet is Information Technology 19.7%, followed by Financials 10.7% and Communication Services 10.0%.
The top 10 holdings account for 38% of reported value — a broadly spread portfolio. The sector and industry splits below are of the same reported value. Track quarter-over-quarter adds, trims, new positions and exits below — sourced from SEC 13F filings, public domain.
CARRET ASSET MANAGEMENT, LLC — latest SEC 13F insights
Reported long-US-equity value (13F AUM)
$923M
total across 188 reported holdings · 2026-03-31 · excludes shorts, cash, non-US
Top-10 concentration
38% of value
higher = narrower conviction; lower = spread / hedging
Biggest adds (shares)
+$SCHW +11.7K sh · +$247K+$IVZ +5.55K sh · +$639K+$NVDA +3.65K sh · −$257K
Biggest trims (shares)
−$BX −7.67K sh · −$2.56M−$IYY −6.93K sh · +$140K−$LRCX −5.95K sh · +$2.04M
Exited to nil (held last quarter, gone now)
$Q ($836K last qtr)$AKAM ($511K last qtr)$SWK ($308K last qtr)$DOW ($302K last qtr)$INTU ($265K last qtr)
Sector allocation (share of reported value)
each slice is a share of the reported long-US-equity value — smaller sectors and the rest of the book roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Industry allocation (share of reported value)
- Interactive Media & Services10.0%—
- Technology Hardware, Storage & Peripherals8.7%—
- Diversified Banks4.6%—
- Systems Software4.5%—
- Multi-Sector Holdings3.1%—
- Pharmaceuticals2.2%—
- Integrated Oil & Gas1.9%—
- Application Software1.7%—
- Other holdings63.2%—
the finer GICS cut of the same book — same denominator — smaller industries roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Top S&P 500 holdings
9 of 9 rows · sorted by Value ↓
| Ticker | Holding | Shares | Value | Δ QoQ | Weight |
|---|---|---|---|---|---|
| $AAPL | Apple Inc | 318K | $80.8M | -255 | 8.8% |
| $GOOGL | Alphabet Inc | 164K | $47.2M | -1.95K | 5.1% |
| $JPM | JP Morgan Chase & Co | 145K | $42.5M | -450 | 4.6% |
| $MSFT | Microsoft Corporation | 113K | $41.8M | -960 | 4.5% |
| $GOOG | Alphabet Inc. Class C Capital Stock | 109K | $31.4M | -960 | 3.4% |
| $BRK.B | Berkshire Hathaway Inc.-Class B | 59.1K | $28.3M | -565 | 3.1% |
| $JNJ | Johnson & Johnson | 81.3K | $19.9M | -190 | 2.2% |
| $CVX | Chevron Corporation | 87.6K | $18.1M | -5.27K | 2.0% |
| $ORCL | Oracle Corporation | 108K | $15.9M | -3.13K | 1.7% |
…and 179 more holdings in the full 13F filing (top positions only shown).
SEC Form 13F data sets · public domain · 45-day filing lag · >$100M AUM managers · as reported
← All 13F filers·← QuantOrb.pro
How to read Δ QoQ — the five insight categories, and the caveats
The categories. Analysts, quants and retail traders look past total portfolio value to isolate actionable signals. Five categories matter.
Conviction & concentration shifts
New positions vs complete exits — a brand-new stock signals high conviction; a full liquidation suggests a broken thesis or tax-loss harvesting. Aggressive sizing — look at share count, not dollars: a 20% share increase during a drawdown is strong dip-buying. Concentration — a narrowing top-5/10 means conviction; spreading capital across more names means hedging.
Sector & macro allocation rotations
Aggregating Δ QoQ moves across sectors shows where smart money is leaning in or sneaking out — rotating out of growth into defensives or energy, for example. The fund's total long equity exposure quarter-over-quarter is a proxy for overall institutional risk appetite.
Crowding & smart-money consensus
When several managers initiate or expand the same stock in the same quarter, that is institutional consensus. Contrarian reads: top pickers buying hard into a beaten-down name the market is selling.
Derivative & option overlays
Reported call/put changes indicate whether managers are adding downside hedges or leveraging upside exposure. Note: a long increase may be half of a market-neutral pair trade.
Who reads this
| Retail "cloners" | High-conviction ideas to replicate ~45 days after quarter-end. |
| Corporate IR | Which funds bought or dumped the stock, before the next call. |
| Quant / algo traders | Cross-sectional factor inputs: flow, momentum, ownership. |
Four caveats before you trade on it
- 45-day lag — holdings are quarter-end; positions may already be closed.
- Long-only — 13Fs miss shorts, pair trades and cash.
- No non-US / fixed income — the picture is US equities plus options.
- Corporate actions — splits and spinoffs distort raw share deltas.
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