JAMES INVESTMENT RESEARCH, INC.
SEC Form 13F institutional filer · CIK 0000810384
13F-HR · 96 reported holdings · 2026-03-31
Reported long-US-equity value
$0.53B
Top-10 concentration
40.7%
JAMES INVESTMENT RESEARCH, INC. — $533M AUM allocation strategy
JAMES INVESTMENT RESEARCH, INC. files SEC Form 13F and reports $533M of long US equity value across 96 reported holdings for 2026-03-31.
Its largest sector bet is Information Technology 21.0%, followed by Financials 12.2% and Communication Services 7.7%.
The top 10 holdings account for 41% of reported value — a broadly spread portfolio. The sector and industry splits below are of the same reported value. Track quarter-over-quarter adds, trims, new positions and exits below — sourced from SEC 13F filings, public domain.
JAMES INVESTMENT RESEARCH, INC. — latest SEC 13F insights
Reported long-US-equity value (13F AUM)
$533M
total across 96 reported holdings · 2026-03-31 · excludes shorts, cash, non-US
Top-10 concentration
41% of value
higher = narrower conviction; lower = spread / hedging
Biggest adds (shares)
+$SCHW +51.5K sh · +$584K+$XOM +5.03K sh · +$2.27M+$IVV +4.56K sh · +$338K
Biggest trims (shares)
−$IVZ −26.1K sh · −$680K−$TSCO −18.5K sh · −$954K−$WMT −12.2K sh · +$617K
Exited to nil (held last quarter, gone now)
$TSLA ($352K last qtr)$DHR ($334K last qtr)$ACN ($298K last qtr)$KLAC ($230K last qtr)$TMO ($224K last qtr)
Sector allocation (share of reported value)
each slice is a share of the reported long-US-equity value — smaller sectors and the rest of the book roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Industry allocation (share of reported value)
- Semiconductors8.4%—
- Interactive Media & Services7.7%—
- Technology Hardware, Storage & Peripherals5.5%—
- Systems Software4.9%—
- Investment Banking & Brokerage4.8%—
- Diversified Banks3.9%—
- Consumer Staples Merchandise Retail3.6%—
- Construction Machinery & Heavy Transportation Equipment3.3%—
- Other holdings58.1%—
the finer GICS cut of the same book — same denominator — smaller industries roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Top S&P 500 holdings
9 of 9 rows · sorted by Value ↓
| Ticker | Holding | Shares | Value | Δ QoQ | Weight |
|---|---|---|---|---|---|
| $NVDA | NVIDIA Corporation | 187K | $32.5M | -10.5K | 6.1% |
| $GOOG | Alphabet Inc. Class C Capital Stock | 108K | $31.1M | -5.04K | 5.8% |
| $AAPL | Apple Inc | 115K | $29.1M | -9.04K | 5.5% |
| $MSFT | Microsoft Corporation | 70.1K | $26M | -1.42K | 4.9% |
| $JPM | JP Morgan Chase & Co | 70.5K | $20.7M | -4.8K | 3.9% |
| $WMT | Walmart Inc | 153K | $19M | -12.2K | 3.6% |
| $CAT | Caterpillar Inc | 24.5K | $17.4M | -2.78K | 3.3% |
| $SCHW | Charles Schwab Corporation | 478K | $13.1M | +51.5K | 2.5% |
| $AMZN | Amazon.com Inc | 60.8K | $12.7M | -798 | 2.4% |
…and 87 more holdings in the full 13F filing (top positions only shown).
SEC Form 13F data sets · public domain · 45-day filing lag · >$100M AUM managers · as reported
← All 13F filers·← QuantOrb.pro
How to read Δ QoQ — the five insight categories, and the caveats
The categories. Analysts, quants and retail traders look past total portfolio value to isolate actionable signals. Five categories matter.
Conviction & concentration shifts
New positions vs complete exits — a brand-new stock signals high conviction; a full liquidation suggests a broken thesis or tax-loss harvesting. Aggressive sizing — look at share count, not dollars: a 20% share increase during a drawdown is strong dip-buying. Concentration — a narrowing top-5/10 means conviction; spreading capital across more names means hedging.
Sector & macro allocation rotations
Aggregating Δ QoQ moves across sectors shows where smart money is leaning in or sneaking out — rotating out of growth into defensives or energy, for example. The fund's total long equity exposure quarter-over-quarter is a proxy for overall institutional risk appetite.
Crowding & smart-money consensus
When several managers initiate or expand the same stock in the same quarter, that is institutional consensus. Contrarian reads: top pickers buying hard into a beaten-down name the market is selling.
Derivative & option overlays
Reported call/put changes indicate whether managers are adding downside hedges or leveraging upside exposure. Note: a long increase may be half of a market-neutral pair trade.
Who reads this
| Retail "cloners" | High-conviction ideas to replicate ~45 days after quarter-end. |
| Corporate IR | Which funds bought or dumped the stock, before the next call. |
| Quant / algo traders | Cross-sectional factor inputs: flow, momentum, ownership. |
Four caveats before you trade on it
- 45-day lag — holdings are quarter-end; positions may already be closed.
- Long-only — 13Fs miss shorts, pair trades and cash.
- No non-US / fixed income — the picture is US equities plus options.
- Corporate actions — splits and spinoffs distort raw share deltas.
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