TOMPKINS FINANCIAL CORP
SEC Form 13F institutional filer · CIK 0001005817
13F-HR · 270 reported holdings · 2026-03-31
Reported long-US-equity value
$0.95B
Top-10 concentration
50.2%
TOMPKINS FINANCIAL CORP — $949M AUM allocation strategy
TOMPKINS FINANCIAL CORP files SEC Form 13F and reports $949M of long US equity value across 270 reported holdings for 2026-03-31.
Its largest sector bet is Information Technology 15.9%, followed by Financials 5.7% and Consumer Discretionary 4.9%.
The top 10 holdings account for 50% of reported value — a conviction-weighted book concentrated in its best ideas. The sector and industry splits below are of the same reported value. Track quarter-over-quarter adds, trims, new positions and exits below — sourced from SEC 13F filings, public domain.
TOMPKINS FINANCIAL CORP — latest SEC 13F insights
Reported long-US-equity value (13F AUM)
$949M
total across 270 reported holdings · 2026-03-31 · excludes shorts, cash, non-US
Top-10 concentration
50% of value
higher = narrower conviction; lower = spread / hedging
Biggest adds (shares)
+$VTWO +20.2K sh · +$2.24M+$T +4.54K sh · +$253K+$AVGO +4.07K sh · +$1.22M
Biggest trims (shares)
−$SCHW −266K sh · −$8.82M−$IWM −29.7K sh · −$12.2M−$IVV −20.1K sh · −$1.24M
Exited to nil (held last quarter, gone now)
$HRL ($83K last qtr)$CDW ($81.6K last qtr)$ZTS ($21.1K last qtr)$RCL ($20.9K last qtr)$FIS ($18.8K last qtr)
Sector allocation (share of reported value)
each slice is a share of the reported long-US-equity value — smaller sectors and the rest of the book roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Industry allocation (share of reported value)
- Technology Hardware, Storage & Peripherals4.8%—
- Semiconductors4.6%—
- Systems Software4.4%—
- Asset Management & Custody Banks3.7%—
- Consumer Staples Merchandise Retail3.2%—
- Integrated Oil & Gas2.9%—
- Pharmaceuticals2.7%—
- Interactive Media & Services2.1%—
- Other holdings71.5%—
the finer GICS cut of the same book — same denominator — smaller industries roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Top S&P 500 holdings
7 of 7 rows · sorted by Value ↓
| Ticker | Holding | Shares | Value | Δ QoQ | Weight |
|---|---|---|---|---|---|
| $AAPL | Apple Inc | 181K | $46M | -4.17K | 4.8% |
| $NVDA | NVIDIA Corporation | 252K | $44M | -15.1K | 4.6% |
| $MSFT | Microsoft Corporation | 114K | $42.1M | -1.26K | 4.4% |
| $IVZ | Invesco Ltd | 338K | $34.7M | +1.77K | 3.7% |
| $WMT | Walmart Inc | 242K | $30.1M | -7.29K | 3.2% |
| $XOM | ExxonMobil Holdings Corporation | 160K | $27.2M | -3.01K | 2.9% |
| $LLY | Eli Lilly and Company | 28.2K | $25.9M | -952 | 2.7% |
…and 263 more holdings in the full 13F filing (top positions only shown).
SEC Form 13F data sets · public domain · 45-day filing lag · >$100M AUM managers · as reported
← All 13F filers·← QuantOrb.pro
How to read Δ QoQ — the five insight categories, and the caveats
The categories. Analysts, quants and retail traders look past total portfolio value to isolate actionable signals. Five categories matter.
Conviction & concentration shifts
New positions vs complete exits — a brand-new stock signals high conviction; a full liquidation suggests a broken thesis or tax-loss harvesting. Aggressive sizing — look at share count, not dollars: a 20% share increase during a drawdown is strong dip-buying. Concentration — a narrowing top-5/10 means conviction; spreading capital across more names means hedging.
Sector & macro allocation rotations
Aggregating Δ QoQ moves across sectors shows where smart money is leaning in or sneaking out — rotating out of growth into defensives or energy, for example. The fund's total long equity exposure quarter-over-quarter is a proxy for overall institutional risk appetite.
Crowding & smart-money consensus
When several managers initiate or expand the same stock in the same quarter, that is institutional consensus. Contrarian reads: top pickers buying hard into a beaten-down name the market is selling.
Derivative & option overlays
Reported call/put changes indicate whether managers are adding downside hedges or leveraging upside exposure. Note: a long increase may be half of a market-neutral pair trade.
Who reads this
| Retail "cloners" | High-conviction ideas to replicate ~45 days after quarter-end. |
| Corporate IR | Which funds bought or dumped the stock, before the next call. |
| Quant / algo traders | Cross-sectional factor inputs: flow, momentum, ownership. |
Four caveats before you trade on it
- 45-day lag — holdings are quarter-end; positions may already be closed.
- Long-only — 13Fs miss shorts, pair trades and cash.
- No non-US / fixed income — the picture is US equities plus options.
- Corporate actions — splits and spinoffs distort raw share deltas.
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