CITY OF LONDON INVESTMENT MANAGEMENT CO LTD
SEC Form 13F institutional filer · CIK 0001034546
13F-HR · 11 reported holdings · 2026-03-31
Reported long-US-equity value
$0.42B
Top-10 concentration
99.4%
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD — $420M AUM allocation strategy
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD files SEC Form 13F and reports $420M of long US equity value across 11 reported holdings for 2026-03-31.
Its largest sector bet is Financials 58.8%, followed by Information Technology 31.4% and Communication Services 8.7%.
The top 10 holdings account for 99% of reported value — a conviction-weighted book concentrated in its best ideas. The sector and industry splits below are of the same reported value. Track quarter-over-quarter adds, trims, new positions and exits below — sourced from SEC 13F filings, public domain.
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD — latest SEC 13F insights
Reported long-US-equity value (13F AUM)
$420M
total across 11 reported holdings · 2026-03-31 · excludes shorts, cash, non-US
Top-10 concentration
99% of value
higher = narrower conviction; lower = spread / hedging
Biggest adds (shares)
+$MS +297K sh · +$4.15M+$BLK +30.8K sh · +$16.3M+$AAPL +28.2K sh · +$3.8M
Biggest trims (shares)
−$BEN −52.3K sh · −$631K−$NVDA −51.9K sh · −$14M−$MSFT −4.38K sh · −$6.71M
Sector allocation (share of reported value)
each slice is a share of the reported long-US-equity value — smaller sectors and the rest of the book roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Industry allocation (share of reported value)
- Investment Banking & Brokerage30.1%—
- Asset Management & Custody Banks28.7%—
- Semiconductors14.9%—
- Technology Hardware, Storage & Peripherals12.9%—
- Interactive Media & Services8.7%—
- Systems Software3.6%—
- Other holdings1.1%—
the finer GICS cut of the same book — same denominator — smaller industries roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Top S&P 500 holdings
9 of 9 rows · sorted by Value ↓
| Ticker | Holding | Shares | Value | Δ QoQ | Weight |
|---|---|---|---|---|---|
| $MS | Morgan Stanley | 7.06M | $126M | +297K | 30.1% |
| $BLK | BlackRock Inc | 2.21M | $102M | +30.8K | 24.2% |
| $NVDA | NVIDIA Corporation | 358K | $62.4M | -51.9K | 14.9% |
| $AAPL | Apple Inc | 214K | $54.2M | +28.2K | 12.9% |
| $GOOG | Alphabet Inc. Class C Capital Stock | 127K | $36.4M | +16.8K | 8.7% |
| $MSFT | Microsoft Corporation | 40.5K | $15M | -4.38K | 3.6% |
| $KKR | KKR & Co. Inc | 73.6K | $6.8M | +0 | 1.6% |
| $BEN | Franklin Templeton Inc | 468K | $5.02M | -52.3K | 1.2% |
| $IVZ | Invesco Ltd | 1.11M | $4.17M | +3.31K | 1.0% |
…and 2 more holdings in the full 13F filing (top positions only shown).
SEC Form 13F data sets · public domain · 45-day filing lag · >$100M AUM managers · as reported
← All 13F filers·← QuantOrb.pro
How to read Δ QoQ — the five insight categories, and the caveats
The categories. Analysts, quants and retail traders look past total portfolio value to isolate actionable signals. Five categories matter.
Conviction & concentration shifts
New positions vs complete exits — a brand-new stock signals high conviction; a full liquidation suggests a broken thesis or tax-loss harvesting. Aggressive sizing — look at share count, not dollars: a 20% share increase during a drawdown is strong dip-buying. Concentration — a narrowing top-5/10 means conviction; spreading capital across more names means hedging.
Sector & macro allocation rotations
Aggregating Δ QoQ moves across sectors shows where smart money is leaning in or sneaking out — rotating out of growth into defensives or energy, for example. The fund's total long equity exposure quarter-over-quarter is a proxy for overall institutional risk appetite.
Crowding & smart-money consensus
When several managers initiate or expand the same stock in the same quarter, that is institutional consensus. Contrarian reads: top pickers buying hard into a beaten-down name the market is selling.
Derivative & option overlays
Reported call/put changes indicate whether managers are adding downside hedges or leveraging upside exposure. Note: a long increase may be half of a market-neutral pair trade.
Who reads this
| Retail "cloners" | High-conviction ideas to replicate ~45 days after quarter-end. |
| Corporate IR | Which funds bought or dumped the stock, before the next call. |
| Quant / algo traders | Cross-sectional factor inputs: flow, momentum, ownership. |
Four caveats before you trade on it
- 45-day lag — holdings are quarter-end; positions may already be closed.
- Long-only — 13Fs miss shorts, pair trades and cash.
- No non-US / fixed income — the picture is US equities plus options.
- Corporate actions — splits and spinoffs distort raw share deltas.
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