CAPITAL FINANCIAL GROUP INC\CO\ /ADV
SEC Form 13F institutional filer · CIK 0001061555
13F-HR · 55 reported holdings · 2026-03-31
Reported long-US-equity value
$0.11B
Top-10 concentration
66.7%
CAPITAL FINANCIAL GROUP INC\CO\ /ADV — $112M AUM allocation strategy
CAPITAL FINANCIAL GROUP INC\CO\ /ADV files SEC Form 13F and reports $112M of long US equity value across 55 reported holdings for 2026-03-31.
Its largest sector bet is Financials 30.9%, followed by Information Technology 5.7% and Health Care 5.0%.
The top 10 holdings account for 67% of reported value — a conviction-weighted book concentrated in its best ideas. The sector and industry splits below are of the same reported value. Track quarter-over-quarter adds, trims, new positions and exits below — sourced from SEC 13F filings, public domain.
CAPITAL FINANCIAL GROUP INC\CO\ /ADV — latest SEC 13F insights
Reported long-US-equity value (13F AUM)
$112M
total across 55 reported holdings · 2026-03-31 · excludes shorts, cash, non-US
Top-10 concentration
67% of value
higher = narrower conviction; lower = spread / hedging
Biggest adds (shares)
+$BEN +5.72K sh · +$174K+$GS +5.11K sh · +$253K+$BMY +1.09K sh · +$148K
Biggest trims (shares)
−$SPYM −8.22K sh · −$1.48M−$IVV −5.28K sh · −$373K−$USB −3.91K sh · −$196K
Exited to nil (held last quarter, gone now)
None this quarter
Sector allocation (share of reported value)
each slice is a share of the reported long-US-equity value — smaller sectors and the rest of the book roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Industry allocation (share of reported value)
- Investment Banking & Brokerage23.4%—
- Diversified Banks5.9%—
- Integrated Oil & Gas4.8%—
- Technology Hardware, Storage & Peripherals4.3%—
- Pharmaceuticals3.4%—
- Tobacco2.4%—
- Gold2.4%—
- Aerospace & Defense2.1%—
- Other holdings51.3%—
the finer GICS cut of the same book — same denominator — smaller industries roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Top S&P 500 holdings
8 of 8 rows · sorted by Value ↓
| Ticker | Holding | Shares | Value | Δ QoQ | Weight |
|---|---|---|---|---|---|
| $GS | Goldman Sachs Group Inc | 489K | $26.1M | +5.11K | 23.4% |
| $AAPL | Apple Inc | 19K | $4.81M | +205 | 4.3% |
| $JPM | JP Morgan Chase & Co | 15.5K | $4.55M | +167 | 4.1% |
| $JNJ | Johnson & Johnson | 15.7K | $3.83M | -123 | 3.4% |
| $CVX | Chevron Corporation | 13.2K | $2.74M | +79 | 2.4% |
| $NEM | Newmont Corporation | 24.4K | $2.65M | -520 | 2.4% |
| $XOM | ExxonMobil Holdings Corporation | 15.4K | $2.61M | -302 | 2.3% |
| $LMT | Lockheed Martin Corporation | 3.91K | $2.36M | +3 | 2.1% |
…and 47 more holdings in the full 13F filing (top positions only shown).
SEC Form 13F data sets · public domain · 45-day filing lag · >$100M AUM managers · as reported
← All 13F filers·← QuantOrb.pro
How to read Δ QoQ — the five insight categories, and the caveats
The categories. Analysts, quants and retail traders look past total portfolio value to isolate actionable signals. Five categories matter.
Conviction & concentration shifts
New positions vs complete exits — a brand-new stock signals high conviction; a full liquidation suggests a broken thesis or tax-loss harvesting. Aggressive sizing — look at share count, not dollars: a 20% share increase during a drawdown is strong dip-buying. Concentration — a narrowing top-5/10 means conviction; spreading capital across more names means hedging.
Sector & macro allocation rotations
Aggregating Δ QoQ moves across sectors shows where smart money is leaning in or sneaking out — rotating out of growth into defensives or energy, for example. The fund's total long equity exposure quarter-over-quarter is a proxy for overall institutional risk appetite.
Crowding & smart-money consensus
When several managers initiate or expand the same stock in the same quarter, that is institutional consensus. Contrarian reads: top pickers buying hard into a beaten-down name the market is selling.
Derivative & option overlays
Reported call/put changes indicate whether managers are adding downside hedges or leveraging upside exposure. Note: a long increase may be half of a market-neutral pair trade.
Who reads this
| Retail "cloners" | High-conviction ideas to replicate ~45 days after quarter-end. |
| Corporate IR | Which funds bought or dumped the stock, before the next call. |
| Quant / algo traders | Cross-sectional factor inputs: flow, momentum, ownership. |
Four caveats before you trade on it
- 45-day lag — holdings are quarter-end; positions may already be closed.
- Long-only — 13Fs miss shorts, pair trades and cash.
- No non-US / fixed income — the picture is US equities plus options.
- Corporate actions — splits and spinoffs distort raw share deltas.
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