BASSWOOD CAPITAL MANAGEMENT, L.L.C.
SEC Form 13F institutional filer · CIK 0001085393
13F-HR · 28 reported holdings · 2026-03-31
Reported long-US-equity value
$0.77B
Top-10 concentration
72.4%
BASSWOOD CAPITAL MANAGEMENT, L.L.C. — $772M AUM allocation strategy
BASSWOOD CAPITAL MANAGEMENT, L.L.C. files SEC Form 13F and reports $772M of long US equity value across 28 reported holdings for 2026-03-31.
Its largest sector bet is Financials 90.7%, followed by Consumer Discretionary 2.1% and Utilities 1.5%.
The top 10 holdings account for 72% of reported value — a conviction-weighted book concentrated in its best ideas. The sector and industry splits below are of the same reported value. Track quarter-over-quarter adds, trims, new positions and exits below — sourced from SEC 13F filings, public domain.
BASSWOOD CAPITAL MANAGEMENT, L.L.C. — latest SEC 13F insights
Reported long-US-equity value (13F AUM)
$772M
total across 28 reported holdings · 2026-03-31 · excludes shorts, cash, non-US
Top-10 concentration
72% of value
higher = narrower conviction; lower = spread / hedging
Biggest adds (shares)
+$KEY +359K sh · +$6.57M+$AIG +253K sh · +$5.61M+$BAC +239K sh · +$1.55M
Biggest trims (shares)
−$USB −293K sh · −$17.4M−$WFC −217K sh · −$23.9M−$APO −177K sh · −$26.5M
Sector allocation (share of reported value)
each slice is a share of the reported long-US-equity value — smaller sectors and the rest of the book roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Industry allocation (share of reported value)
- Diversified Banks44.3%—
- Investment Banking & Brokerage17.4%—
- Regional Banks9.4%—
- Asset Management & Custody Banks8.1%—
- Consumer Finance7.9%—
- Transaction & Payment Processing Services2.1%—
- Homebuilding2.1%—
- Electric Utilities1.5%—
- Other holdings7.1%—
the finer GICS cut of the same book — same denominator — smaller industries roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Top S&P 500 holdings
10 of 10 rows · sorted by Value ↓
| Ticker | Holding | Shares | Value | Δ QoQ | Weight |
|---|---|---|---|---|---|
| $JPM | JP Morgan Chase & Co | 469K | $138M | +0 | 17.9% |
| $BAC | Bank of America Corporation | 1.85M | $90.3M | +239K | 11.7% |
| $USB | U.S. Bancorp | 1.34M | $69.5M | -293K | 9.0% |
| $MS | Morgan Stanley | 369K | $60.8M | +0 | 7.9% |
| $SCHW | Charles Schwab Corporation | 470K | $44.1M | -139K | 5.7% |
| $COF | Capital One Financial Corporation | 199K | $36.2M | +0 | 4.7% |
| $CFG | Citizens Financial Group Inc | 536K | $32.2M | -25.8K | 4.2% |
| $RJF | Raymond James Financial Inc | 204K | $29.5M | +48.5K | 3.8% |
| $IVZ | Invesco Ltd | 1.2M | $29.3M | +87.1K | 3.8% |
| $KEY | KeyCorp | 1.42M | $28.5M | +359K | 3.7% |
…and 18 more holdings in the full 13F filing (top positions only shown).
SEC Form 13F data sets · public domain · 45-day filing lag · >$100M AUM managers · as reported
← All 13F filers·← QuantOrb.pro
How to read Δ QoQ — the five insight categories, and the caveats
The categories. Analysts, quants and retail traders look past total portfolio value to isolate actionable signals. Five categories matter.
Conviction & concentration shifts
New positions vs complete exits — a brand-new stock signals high conviction; a full liquidation suggests a broken thesis or tax-loss harvesting. Aggressive sizing — look at share count, not dollars: a 20% share increase during a drawdown is strong dip-buying. Concentration — a narrowing top-5/10 means conviction; spreading capital across more names means hedging.
Sector & macro allocation rotations
Aggregating Δ QoQ moves across sectors shows where smart money is leaning in or sneaking out — rotating out of growth into defensives or energy, for example. The fund's total long equity exposure quarter-over-quarter is a proxy for overall institutional risk appetite.
Crowding & smart-money consensus
When several managers initiate or expand the same stock in the same quarter, that is institutional consensus. Contrarian reads: top pickers buying hard into a beaten-down name the market is selling.
Derivative & option overlays
Reported call/put changes indicate whether managers are adding downside hedges or leveraging upside exposure. Note: a long increase may be half of a market-neutral pair trade.
Who reads this
| Retail "cloners" | High-conviction ideas to replicate ~45 days after quarter-end. |
| Corporate IR | Which funds bought or dumped the stock, before the next call. |
| Quant / algo traders | Cross-sectional factor inputs: flow, momentum, ownership. |
Four caveats before you trade on it
- 45-day lag — holdings are quarter-end; positions may already be closed.
- Long-only — 13Fs miss shorts, pair trades and cash.
- No non-US / fixed income — the picture is US equities plus options.
- Corporate actions — splits and spinoffs distort raw share deltas.
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