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THORNBURG INVESTMENT MANAGEMENT INC

SEC Form 13F institutional filer · CIK 0001145020

13F-HR · 56 reported holdings · 2026-03-31

Asset management firm.

Reported long-US-equity value

$5.34B

Top-10 concentration

77.7%

THORNBURG INVESTMENT MANAGEMENT INC — $5.34B AUM allocation strategy

THORNBURG INVESTMENT MANAGEMENT INC files SEC Form 13F and reports $5.34B of long US equity value across 56 reported holdings for 2026-03-31.

Its largest sector bet is Financials 28.9%, followed by Communication Services 20.5% and Information Technology 16.3%.

The top 10 holdings account for 78% of reported value — a conviction-weighted book concentrated in its best ideas. The sector and industry splits below are of the same reported value. Track quarter-over-quarter adds, trims, new positions and exits below — sourced from SEC 13F filings, public domain.

THORNBURG INVESTMENT MANAGEMENT INC — latest SEC 13F insights

Reported long-US-equity value (13F AUM)

$5.34B

total across 56 reported holdings · 2026-03-31 · excludes shorts, cash, non-US

Top-10 concentration

78% of value

higher = narrower conviction; lower = spread / hedging

Biggest adds (shares)

$T$RF$ABBV

+$T +1.99M sh · +$176M+$RF +285K sh · +$1.33M+$ABBV +102K sh · +$17.7M

Biggest trims (shares)

$COF$COHR$C

−$COF −43K sh · −$18.8M−$COHR −33.2K sh · −$2.12M−$C −29.5K sh · −$29.6M

Added from nil (new positions)

$VB$NFLX$SPGI$CRM$PGR

5 fresh holdings — new conviction

Exited to nil (held last quarter, gone now)

$CASY$PWR

$CASY ($7.75M last qtr)$PWR ($634K last qtr)

Sector allocation (share of reported value)

Financials 29%Communication Services 21%Information Technology 16%Health Care 16%Materials 7%Consumer Discretionary 4%Other holdings 7%SECTORS
  • $XLFFinancials28.9%
  • $XLCCommunication Services20.5%
  • $XLKInformation Technology16.3%
  • $XLVHealth Care16.0%
  • $XLBMaterials7.1%
  • $XLYConsumer Discretionary4.1%
  • Other holdings7.1%

each slice is a share of the reported long-US-equity value — smaller sectors and the rest of the book roll into “Other holdings”

Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.

Industry allocation (share of reported value)

Diversified Banks 17%Integrated Telecommunication Services 17%Semiconductors 12%Pharmaceuticals 11%Financial Exchanges & Data 6%Communications Equipment 4%Interactive Media & Services 4%Health Care Equipment 3%Other holdings 26%INDUSTRIES
  • Diversified Banks17.0%
  • Integrated Telecommunication Services16.9%
  • Semiconductors12.1%
  • Pharmaceuticals10.6%
  • Financial Exchanges & Data6.3%
  • Communications Equipment4.3%
  • Interactive Media & Services3.6%
  • Health Care Equipment3.2%
  • Other holdings26.0%

the finer GICS cut of the same book — same denominator — smaller industries roll into “Other holdings”

Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.

Top S&P 500 holdings

10 of 10 rows · sorted by Value ↓

TickerHoldingSharesValueΔ QoQWeight
$CCitigroup Inc7.99M$906M-29.5K17.0%
$TAT&T Inc31M$901M+1.99M16.9%
$AVGOBroadcom Inc2.08M$645M+25.7K12.1%
$MRKMerck & Company Inc3.73M$449M+08.4%
$CMECME Group Inc1.15M$338M-1.1K6.3%
$CSCOCisco Systems Inc2.91M$226M+45.3K4.2%
$MDTMedtronic plc2.02M$175M+88.3K3.3%
$HDHome Depot Inc521K$171M+1.11K3.2%
$RFRegions Financial Corporation6.52M$170M+285K3.2%
$FCXFreeport-McMoRan Inc2.84M$167M+41.4K3.1%

…and 46 more holdings in the full 13F filing (top positions only shown).

SEC Form 13F data sets · public domain · 45-day filing lag · >$100M AUM managers · as reported

← All 13F filers·← QuantOrb.pro

How to read Δ QoQ — the five insight categories, and the caveats

The categories. Analysts, quants and retail traders look past total portfolio value to isolate actionable signals. Five categories matter.

Conviction & concentration shifts

New positions vs complete exits — a brand-new stock signals high conviction; a full liquidation suggests a broken thesis or tax-loss harvesting. Aggressive sizing — look at share count, not dollars: a 20% share increase during a drawdown is strong dip-buying. Concentration — a narrowing top-5/10 means conviction; spreading capital across more names means hedging.

Sector & macro allocation rotations

Aggregating Δ QoQ moves across sectors shows where smart money is leaning in or sneaking out — rotating out of growth into defensives or energy, for example. The fund's total long equity exposure quarter-over-quarter is a proxy for overall institutional risk appetite.

Crowding & smart-money consensus

When several managers initiate or expand the same stock in the same quarter, that is institutional consensus. Contrarian reads: top pickers buying hard into a beaten-down name the market is selling.

Derivative & option overlays

Reported call/put changes indicate whether managers are adding downside hedges or leveraging upside exposure. Note: a long increase may be half of a market-neutral pair trade.

Who reads this

Retail "cloners"High-conviction ideas to replicate ~45 days after quarter-end.
Corporate IRWhich funds bought or dumped the stock, before the next call.
Quant / algo tradersCross-sectional factor inputs: flow, momentum, ownership.

Four caveats before you trade on it

  • 45-day lag — holdings are quarter-end; positions may already be closed.
  • Long-only — 13Fs miss shorts, pair trades and cash.
  • No non-US / fixed income — the picture is US equities plus options.
  • Corporate actions — splits and spinoffs distort raw share deltas.

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