Rock Point Advisors, LLC
SEC Form 13F institutional filer · CIK 0001301540
13F-HR · 60 reported holdings · 2026-03-31
Reported long-US-equity value
$0.23B
Top-10 concentration
53.3%
Rock Point Advisors, LLC — $227M AUM allocation strategy
Rock Point Advisors, LLC files SEC Form 13F and reports $227M of long US equity value across 60 reported holdings for 2026-03-31.
Its largest sector bet is Information Technology 28.1%, followed by Financials 18.4% and Consumer Discretionary 13.6%.
The top 10 holdings account for 53% of reported value — a conviction-weighted book concentrated in its best ideas. The sector and industry splits below are of the same reported value. Track quarter-over-quarter adds, trims, new positions and exits below — sourced from SEC 13F filings, public domain.
Rock Point Advisors, LLC — latest SEC 13F insights
Reported long-US-equity value (13F AUM)
$227M
total across 60 reported holdings · 2026-03-31 · excludes shorts, cash, non-US
Top-10 concentration
53% of value
higher = narrower conviction; lower = spread / hedging
Biggest adds (shares)
+$BBY +60.7K sh · +$3.78M+$BLK +18.3K sh · +$76.4K+$GPN +17.8K sh · +$426K
Biggest trims (shares)
−$C −49.2K sh · −$6.22M−$AES −39.8K sh · −$772K−$GLW −35.1K sh · −$1.33M
Exited to nil (held last quarter, gone now)
$ADBE ($5.39M last qtr)$GIS ($3.66M last qtr)$BSX ($2.21M last qtr)$ORCL ($228K last qtr)$TMO ($202K last qtr)
Sector allocation (share of reported value)
each slice is a share of the reported long-US-equity value — smaller sectors and the rest of the book roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Industry allocation (share of reported value)
- Semiconductors8.1%—
- Diversified Banks7.3%—
- Apparel Retail6.4%—
- Technology Hardware, Storage & Peripherals6.0%—
- Interactive Media & Services5.2%—
- Independent Power Producers & Energy Traders5.0%—
- Communications Equipment5.0%—
- Multi-Utilities4.9%—
- Other holdings52.2%—
the finer GICS cut of the same book — same denominator — smaller industries roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Top S&P 500 holdings
10 of 10 rows · sorted by Value ↓
| Ticker | Holding | Shares | Value | Δ QoQ | Weight |
|---|---|---|---|---|---|
| $C | Citigroup Inc | 146K | $16.5M | -49.2K | 7.3% |
| $TJX | TJX Companies Inc | 91.1K | $14.5M | -1.91K | 6.4% |
| $AAPL | Apple Inc | 53.6K | $13.6M | -1.12K | 6.0% |
| $GOOG | Alphabet Inc. Class C Capital Stock | 41K | $11.8M | -994 | 5.2% |
| $AVGO | Broadcom Inc | 37.2K | $11.5M | -529 | 5.1% |
| $AES | The AES Corporation | 806K | $11.4M | -39.8K | 5.0% |
| $CSCO | Cisco Systems Inc | 145K | $11.3M | -30.8K | 5.0% |
| $NEE | NextEra Energy Inc | 119K | $11M | -2.22K | 4.9% |
| $APTV | Aptiv PLC | 140K | $9.72M | -953 | 4.3% |
| $DAL | Delta Air Lines Inc | 146K | $9.72M | -4.4K | 4.3% |
…and 50 more holdings in the full 13F filing (top positions only shown).
SEC Form 13F data sets · public domain · 45-day filing lag · >$100M AUM managers · as reported
← All 13F filers·← QuantOrb.pro
How to read Δ QoQ — the five insight categories, and the caveats
The categories. Analysts, quants and retail traders look past total portfolio value to isolate actionable signals. Five categories matter.
Conviction & concentration shifts
New positions vs complete exits — a brand-new stock signals high conviction; a full liquidation suggests a broken thesis or tax-loss harvesting. Aggressive sizing — look at share count, not dollars: a 20% share increase during a drawdown is strong dip-buying. Concentration — a narrowing top-5/10 means conviction; spreading capital across more names means hedging.
Sector & macro allocation rotations
Aggregating Δ QoQ moves across sectors shows where smart money is leaning in or sneaking out — rotating out of growth into defensives or energy, for example. The fund's total long equity exposure quarter-over-quarter is a proxy for overall institutional risk appetite.
Crowding & smart-money consensus
When several managers initiate or expand the same stock in the same quarter, that is institutional consensus. Contrarian reads: top pickers buying hard into a beaten-down name the market is selling.
Derivative & option overlays
Reported call/put changes indicate whether managers are adding downside hedges or leveraging upside exposure. Note: a long increase may be half of a market-neutral pair trade.
Who reads this
| Retail "cloners" | High-conviction ideas to replicate ~45 days after quarter-end. |
| Corporate IR | Which funds bought or dumped the stock, before the next call. |
| Quant / algo traders | Cross-sectional factor inputs: flow, momentum, ownership. |
Four caveats before you trade on it
- 45-day lag — holdings are quarter-end; positions may already be closed.
- Long-only — 13Fs miss shorts, pair trades and cash.
- No non-US / fixed income — the picture is US equities plus options.
- Corporate actions — splits and spinoffs distort raw share deltas.
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