Allen Investment Management, LLC
SEC Form 13F institutional filer · CIK 0001326234
13F-HR · 123 reported holdings · 2026-03-31
Investment management firm.
Reported long-US-equity value
$6.35B
Top-10 concentration
59.1%
Allen Investment Management, LLC — $6.35B AUM allocation strategy
Allen Investment Management, LLC files SEC Form 13F and reports $6.35B of long US equity value across 123 reported holdings for 2026-03-31.
Its largest sector bet is Financials 26.2%, followed by Communication Services 11.7% and Information Technology 10.0%.
The top 10 holdings account for 59% of reported value — a conviction-weighted book concentrated in its best ideas. The sector and industry splits below are of the same reported value. Track quarter-over-quarter adds, trims, new positions and exits below — sourced from SEC 13F filings, public domain.
Allen Investment Management, LLC — latest SEC 13F insights
Reported long-US-equity value (13F AUM)
$6.35B
total across 123 reported holdings · 2026-03-31 · excludes shorts, cash, non-US
Top-10 concentration
59% of value
higher = narrower conviction; lower = spread / hedging
Biggest adds (shares)
+$XLE +234K sh · +$49.6M+$BA +225K sh · +$27.2M+$GOOGL +175K sh · +$22.8M
Biggest trims (shares)
−$UBER −486K sh · −$43.8M−$SCHW −256K sh · −$57.2M−$NFLX −211K sh · −$19.8M
Exited to nil (held last quarter, gone now)
$FICO ($301K last qtr)$ADP ($252K last qtr)$EXPE ($230K last qtr)
Sector allocation (share of reported value)
each slice is a share of the reported long-US-equity value — smaller sectors and the rest of the book roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Industry allocation (share of reported value)
- Interactive Media & Services11.7%—
- Financial Exchanges & Data9.4%—
- Broadline Retail8.4%—
- Investment Banking & Brokerage7.9%—
- Systems Software6.6%—
- Heavy Electrical Equipment5.4%—
- Transaction & Payment Processing Services5.1%—
- Managed Health Care4.7%—
- Other holdings40.8%—
the finer GICS cut of the same book — same denominator — smaller industries roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Top S&P 500 holdings
10 of 10 rows · sorted by Value ↓
| Ticker | Holding | Shares | Value | Δ QoQ | Weight |
|---|---|---|---|---|---|
| $AMZN | Amazon.com Inc | 2.56M | $534M | -191K | 8.4% |
| $SCHW | Charles Schwab Corporation | 5.33M | $501M | -256K | 7.9% |
| $MSFT | Microsoft Corporation | 1.14M | $420M | -82.9K | 6.6% |
| $META | Meta Platforms Inc | 704K | $403M | -35.5K | 6.3% |
| $GOOGL | Alphabet Inc | 1.19M | $340M | +175K | 5.4% |
| $GEV | GE Vernova Inc | 388K | $339M | -11.1K | 5.3% |
| $V | Visa Inc | 1.08M | $327M | -48.9K | 5.1% |
| $MCO | Moody's Corporation | 702K | $306M | -18.1K | 4.8% |
| $UNH | UnitedHealth Group Incorporated | 1.1M | $297M | -52.4K | 4.7% |
| $SPGI | S&P Global Inc | 685K | $287M | -34.1K | 4.5% |
…and 113 more holdings in the full 13F filing (top positions only shown).
SEC Form 13F data sets · public domain · 45-day filing lag · >$100M AUM managers · as reported
← All 13F filers·← QuantOrb.pro
How to read Δ QoQ — the five insight categories, and the caveats
The categories. Analysts, quants and retail traders look past total portfolio value to isolate actionable signals. Five categories matter.
Conviction & concentration shifts
New positions vs complete exits — a brand-new stock signals high conviction; a full liquidation suggests a broken thesis or tax-loss harvesting. Aggressive sizing — look at share count, not dollars: a 20% share increase during a drawdown is strong dip-buying. Concentration — a narrowing top-5/10 means conviction; spreading capital across more names means hedging.
Sector & macro allocation rotations
Aggregating Δ QoQ moves across sectors shows where smart money is leaning in or sneaking out — rotating out of growth into defensives or energy, for example. The fund's total long equity exposure quarter-over-quarter is a proxy for overall institutional risk appetite.
Crowding & smart-money consensus
When several managers initiate or expand the same stock in the same quarter, that is institutional consensus. Contrarian reads: top pickers buying hard into a beaten-down name the market is selling.
Derivative & option overlays
Reported call/put changes indicate whether managers are adding downside hedges or leveraging upside exposure. Note: a long increase may be half of a market-neutral pair trade.
Who reads this
| Retail "cloners" | High-conviction ideas to replicate ~45 days after quarter-end. |
| Corporate IR | Which funds bought or dumped the stock, before the next call. |
| Quant / algo traders | Cross-sectional factor inputs: flow, momentum, ownership. |
Four caveats before you trade on it
- 45-day lag — holdings are quarter-end; positions may already be closed.
- Long-only — 13Fs miss shorts, pair trades and cash.
- No non-US / fixed income — the picture is US equities plus options.
- Corporate actions — splits and spinoffs distort raw share deltas.
Newsletter signup
Free subscription. Daily trading day morning dispatch. No spam.