Estabrook Capital Management
SEC Form 13F institutional filer · CIK 0001344717
13F-HR · 231 reported holdings · 2026-03-31
Reported long-US-equity value
$0.65B
Top-10 concentration
44.0%
Estabrook Capital Management — $655M AUM allocation strategy
Estabrook Capital Management files SEC Form 13F and reports $655M of long US equity value across 231 reported holdings for 2026-03-31.
Its largest sector bet is Information Technology 21.7%, followed by Financials 16.3% and Energy 8.5%.
The top 10 holdings account for 44% of reported value — a broadly spread portfolio. The sector and industry splits below are of the same reported value. Track quarter-over-quarter adds, trims, new positions and exits below — sourced from SEC 13F filings, public domain.
Estabrook Capital Management — latest SEC 13F insights
Reported long-US-equity value (13F AUM)
$655M
total across 231 reported holdings · 2026-03-31 · excludes shorts, cash, non-US
Top-10 concentration
44% of value
higher = narrower conviction; lower = spread / hedging
Biggest adds (shares)
+$PFE +52.4K sh · +$2.35M+$T +30.6K sh · +$1.77M+$WFC +7.38K sh · −$1.47M
Biggest trims (shares)
−$GLW −25.8K sh · +$1.56M−$INTC −8.04K sh · −$30K−$MDT −4.25K sh · −$1.2M
Exited to nil (held last quarter, gone now)
None this quarter
Sector allocation (share of reported value)
each slice is a share of the reported long-US-equity value — smaller sectors and the rest of the book roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Industry allocation (share of reported value)
- Diversified Banks14.1%—
- Systems Software8.5%—
- Technology Hardware, Storage & Peripherals6.9%—
- Pharmaceuticals5.1%—
- Consumer Staples Merchandise Retail5.0%—
- Integrated Oil & Gas4.4%—
- Interactive Media & Services3.0%—
- IT Consulting & Other Services2.5%—
- Other holdings50.3%—
the finer GICS cut of the same book — same denominator — smaller industries roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Top S&P 500 holdings
10 of 10 rows · sorted by Value ↓
| Ticker | Holding | Shares | Value | Δ QoQ | Weight |
|---|---|---|---|---|---|
| $MSFT | Microsoft Corporation | 151K | $55.9M | -1.18K | 8.5% |
| $JPM | JP Morgan Chase & Co | 175K | $48M | +6.22K | 7.3% |
| $AAPL | Apple Inc | 180K | $45.6M | -1.42K | 7.0% |
| $COST | Costco Wholesale Corporation | 33K | $32.9M | -91 | 5.0% |
| $JNJ | Johnson & Johnson | 89.9K | $22M | -236 | 3.4% |
| $GOOG | Alphabet Inc. Class C Capital Stock | 69K | $19.8M | -501 | 3.0% |
| $CVX | Chevron Corporation | 79.7K | $16.5M | -553 | 2.5% |
| $IBM | International Business Machines Corporation | 66.9K | $16.2M | -1.31K | 2.5% |
| $HON | Honeywell International Inc | 69.8K | $15.8M | -106 | 2.4% |
| $C | Citigroup Inc | 137K | $15.5M | -238 | 2.4% |
…and 221 more holdings in the full 13F filing (top positions only shown).
SEC Form 13F data sets · public domain · 45-day filing lag · >$100M AUM managers · as reported
← All 13F filers·← QuantOrb.pro
How to read Δ QoQ — the five insight categories, and the caveats
The categories. Analysts, quants and retail traders look past total portfolio value to isolate actionable signals. Five categories matter.
Conviction & concentration shifts
New positions vs complete exits — a brand-new stock signals high conviction; a full liquidation suggests a broken thesis or tax-loss harvesting. Aggressive sizing — look at share count, not dollars: a 20% share increase during a drawdown is strong dip-buying. Concentration — a narrowing top-5/10 means conviction; spreading capital across more names means hedging.
Sector & macro allocation rotations
Aggregating Δ QoQ moves across sectors shows where smart money is leaning in or sneaking out — rotating out of growth into defensives or energy, for example. The fund's total long equity exposure quarter-over-quarter is a proxy for overall institutional risk appetite.
Crowding & smart-money consensus
When several managers initiate or expand the same stock in the same quarter, that is institutional consensus. Contrarian reads: top pickers buying hard into a beaten-down name the market is selling.
Derivative & option overlays
Reported call/put changes indicate whether managers are adding downside hedges or leveraging upside exposure. Note: a long increase may be half of a market-neutral pair trade.
Who reads this
| Retail "cloners" | High-conviction ideas to replicate ~45 days after quarter-end. |
| Corporate IR | Which funds bought or dumped the stock, before the next call. |
| Quant / algo traders | Cross-sectional factor inputs: flow, momentum, ownership. |
Four caveats before you trade on it
- 45-day lag — holdings are quarter-end; positions may already be closed.
- Long-only — 13Fs miss shorts, pair trades and cash.
- No non-US / fixed income — the picture is US equities plus options.
- Corporate actions — splits and spinoffs distort raw share deltas.
Newsletter signup
Free subscription. Daily trading day morning dispatch. No spam.