TCI Wealth Advisors, Inc.
SEC Form 13F institutional filer · CIK 0001583751
13F-HR · 128 reported holdings · 2026-03-31
Reported long-US-equity value
$0.30B
Top-10 concentration
54.1%
TCI Wealth Advisors, Inc. — $304M AUM allocation strategy
TCI Wealth Advisors, Inc. files SEC Form 13F and reports $304M of long US equity value across 128 reported holdings for 2026-03-31.
Its largest sector bet is Information Technology 17.0%, followed by Health Care 5.2% and Energy 4.6%.
The top 10 holdings account for 54% of reported value — a conviction-weighted book concentrated in its best ideas. The sector and industry splits below are of the same reported value. Track quarter-over-quarter adds, trims, new positions and exits below — sourced from SEC 13F filings, public domain.
TCI Wealth Advisors, Inc. — latest SEC 13F insights
Reported long-US-equity value (13F AUM)
$304M
total across 128 reported holdings · 2026-03-31 · excludes shorts, cash, non-US
Top-10 concentration
54% of value
higher = narrower conviction; lower = spread / hedging
Biggest adds (shares)
+$IVV +4.73K sh · +$1.06M+$BX +2.78K sh · −$41.7K+$T +2.35K sh · +$265K
Biggest trims (shares)
−$MS −7.62K sh · −$430K−$JPM −4.26K sh · −$1.67M−$AAPL −3.94K sh · −$3.32M
Exited to nil (held last quarter, gone now)
$MPC ($597K last qtr)$LII ($400K last qtr)$INTU ($318K last qtr)$UBER ($305K last qtr)$BLK ($220K last qtr)
Sector allocation (share of reported value)
each slice is a share of the reported long-US-equity value — smaller sectors and the rest of the book roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Industry allocation (share of reported value)
- Technology Hardware, Storage & Peripherals10.4%—
- Pharmaceuticals5.2%—
- Integrated Oil & Gas4.6%—
- Systems Software3.7%—
- Construction Machinery & Heavy Transportation Equipment3.5%—
- Multi-Sector Holdings3.2%—
- Interactive Media & Services3.0%—
- Semiconductors2.9%—
- Other holdings63.5%—
the finer GICS cut of the same book — same denominator — smaller industries roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Top S&P 500 holdings
7 of 7 rows · sorted by Value ↓
| Ticker | Holding | Shares | Value | Δ QoQ | Weight |
|---|---|---|---|---|---|
| $AAPL | Apple Inc | 125K | $31.7M | -3.94K | 10.4% |
| $MSFT | Microsoft Corporation | 30.5K | $11.3M | -2.44K | 3.7% |
| $CAT | Caterpillar Inc | 15K | $10.6M | -101 | 3.5% |
| $BRK.B | Berkshire Hathaway Inc.-Class B | 20.3K | $9.72M | -101 | 3.2% |
| $JNJ | Johnson & Johnson | 38.6K | $9.44M | -1.89K | 3.1% |
| $NVDA | NVIDIA Corporation | 50.1K | $8.74M | -454 | 2.9% |
| $XOM | ExxonMobil Holdings Corporation | 50.5K | $8.57M | -264 | 2.8% |
…and 121 more holdings in the full 13F filing (top positions only shown).
SEC Form 13F data sets · public domain · 45-day filing lag · >$100M AUM managers · as reported
← All 13F filers·← QuantOrb.pro
How to read Δ QoQ — the five insight categories, and the caveats
The categories. Analysts, quants and retail traders look past total portfolio value to isolate actionable signals. Five categories matter.
Conviction & concentration shifts
New positions vs complete exits — a brand-new stock signals high conviction; a full liquidation suggests a broken thesis or tax-loss harvesting. Aggressive sizing — look at share count, not dollars: a 20% share increase during a drawdown is strong dip-buying. Concentration — a narrowing top-5/10 means conviction; spreading capital across more names means hedging.
Sector & macro allocation rotations
Aggregating Δ QoQ moves across sectors shows where smart money is leaning in or sneaking out — rotating out of growth into defensives or energy, for example. The fund's total long equity exposure quarter-over-quarter is a proxy for overall institutional risk appetite.
Crowding & smart-money consensus
When several managers initiate or expand the same stock in the same quarter, that is institutional consensus. Contrarian reads: top pickers buying hard into a beaten-down name the market is selling.
Derivative & option overlays
Reported call/put changes indicate whether managers are adding downside hedges or leveraging upside exposure. Note: a long increase may be half of a market-neutral pair trade.
Who reads this
| Retail "cloners" | High-conviction ideas to replicate ~45 days after quarter-end. |
| Corporate IR | Which funds bought or dumped the stock, before the next call. |
| Quant / algo traders | Cross-sectional factor inputs: flow, momentum, ownership. |
Four caveats before you trade on it
- 45-day lag — holdings are quarter-end; positions may already be closed.
- Long-only — 13Fs miss shorts, pair trades and cash.
- No non-US / fixed income — the picture is US equities plus options.
- Corporate actions — splits and spinoffs distort raw share deltas.
Newsletter signup
Free subscription. Daily trading day morning dispatch. No spam.