Beta Wealth Group, Inc.
SEC Form 13F institutional filer · CIK 0001594417
13F-HR · 61 reported holdings · 2026-03-31
Reported long-US-equity value
$0.07B
Top-10 concentration
59.6%
Beta Wealth Group, Inc. — $73.1M AUM allocation strategy
Beta Wealth Group, Inc. files SEC Form 13F and reports $73.1M of long US equity value across 61 reported holdings for 2026-03-31.
Its largest sector bet is Financials 22.4%, followed by Information Technology 14.7% and Communication Services 4.4%.
The top 10 holdings account for 60% of reported value — a conviction-weighted book concentrated in its best ideas. The sector and industry splits below are of the same reported value. Track quarter-over-quarter adds, trims, new positions and exits below — sourced from SEC 13F filings, public domain.
Beta Wealth Group, Inc. — latest SEC 13F insights
Reported long-US-equity value (13F AUM)
$73.1M
total across 61 reported holdings · 2026-03-31 · excludes shorts, cash, non-US
Top-10 concentration
60% of value
higher = narrower conviction; lower = spread / hedging
Biggest adds (shares)
+$GS +137K sh · +$6.88M+$SPGI +1.85K sh · +$556K+$ORCL +1.5K sh · +$34.3K
Biggest trims (shares)
−$BLK −173K sh · −$4.36M−$IVZ −96.8K sh · −$6.64M−$IVV −88.4K sh · −$2.04M
Exited to nil (held last quarter, gone now)
$PYPL ($426K last qtr)$VLO ($328K last qtr)$SLB ($231K last qtr)$A ($205K last qtr)
Sector allocation (share of reported value)
each slice is a share of the reported long-US-equity value — smaller sectors and the rest of the book roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Industry allocation (share of reported value)
- Investment Banking & Brokerage12.5%—
- Financial Exchanges & Data7.7%—
- Semiconductors5.0%—
- Interactive Media & Services4.4%—
- Technology Hardware, Storage & Peripherals4.4%—
- Systems Software4.3%—
- Asset Management & Custody Banks2.3%—
- Broadline Retail1.7%—
- Other holdings57.8%—
the finer GICS cut of the same book — same denominator — smaller industries roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Top S&P 500 holdings
7 of 7 rows · sorted by Value ↓
| Ticker | Holding | Shares | Value | Δ QoQ | Weight |
|---|---|---|---|---|---|
| $GS | Goldman Sachs Group Inc | 180K | $9.12M | +137K | 12.5% |
| $SPGI | S&P Global Inc | 84.1K | $5.62M | +1.85K | 7.7% |
| $GOOGL | Alphabet Inc | 11.2K | $3.2M | -121 | 4.4% |
| $AAPL | Apple Inc | 12.5K | $3.16M | -6.72K | 4.3% |
| $NVDA | NVIDIA Corporation | 9.36K | $1.63M | +173 | 2.2% |
| $MSFT | Microsoft Corporation | 4.25K | $1.57M | -424 | 2.2% |
| $NOW | ServiceNow Inc | 14.9K | $1.55M | +1.1K | 2.1% |
…and 54 more holdings in the full 13F filing (top positions only shown).
SEC Form 13F data sets · public domain · 45-day filing lag · >$100M AUM managers · as reported
← All 13F filers·← QuantOrb.pro
How to read Δ QoQ — the five insight categories, and the caveats
The categories. Analysts, quants and retail traders look past total portfolio value to isolate actionable signals. Five categories matter.
Conviction & concentration shifts
New positions vs complete exits — a brand-new stock signals high conviction; a full liquidation suggests a broken thesis or tax-loss harvesting. Aggressive sizing — look at share count, not dollars: a 20% share increase during a drawdown is strong dip-buying. Concentration — a narrowing top-5/10 means conviction; spreading capital across more names means hedging.
Sector & macro allocation rotations
Aggregating Δ QoQ moves across sectors shows where smart money is leaning in or sneaking out — rotating out of growth into defensives or energy, for example. The fund's total long equity exposure quarter-over-quarter is a proxy for overall institutional risk appetite.
Crowding & smart-money consensus
When several managers initiate or expand the same stock in the same quarter, that is institutional consensus. Contrarian reads: top pickers buying hard into a beaten-down name the market is selling.
Derivative & option overlays
Reported call/put changes indicate whether managers are adding downside hedges or leveraging upside exposure. Note: a long increase may be half of a market-neutral pair trade.
Who reads this
| Retail "cloners" | High-conviction ideas to replicate ~45 days after quarter-end. |
| Corporate IR | Which funds bought or dumped the stock, before the next call. |
| Quant / algo traders | Cross-sectional factor inputs: flow, momentum, ownership. |
Four caveats before you trade on it
- 45-day lag — holdings are quarter-end; positions may already be closed.
- Long-only — 13Fs miss shorts, pair trades and cash.
- No non-US / fixed income — the picture is US equities plus options.
- Corporate actions — splits and spinoffs distort raw share deltas.
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