Wakefield Asset Management LLLP
SEC Form 13F institutional filer · CIK 0001600435
13F-HR · 93 reported holdings · 2026-03-31
Reported long-US-equity value
$0.18B
Top-10 concentration
38.5%
Wakefield Asset Management LLLP — $182M AUM allocation strategy
Wakefield Asset Management LLLP files SEC Form 13F and reports $182M of long US equity value across 93 reported holdings for 2026-03-31.
Its largest sector bet is Financials 17.9%, followed by Information Technology 10.4% and Industrials 5.0%.
The top 10 holdings account for 39% of reported value — a broadly spread portfolio. The sector and industry splits below are of the same reported value. Track quarter-over-quarter adds, trims, new positions and exits below — sourced from SEC 13F filings, public domain.
Wakefield Asset Management LLLP — latest SEC 13F insights
Reported long-US-equity value (13F AUM)
$182M
total across 93 reported holdings · 2026-03-31 · excludes shorts, cash, non-US
Top-10 concentration
39% of value
higher = narrower conviction; lower = spread / hedging
Biggest adds (shares)
+$BLK +39.4K sh · +$940K+$SCHW +24.7K sh · +$704K+$IVZ +16.8K sh · +$254K
Biggest trims (shares)
−$ADBE −58.8K sh · −$1.32M−$NEM −7.53K sh · −$383K−$VRT −6.9K sh · +$470K
Exited to nil (held last quarter, gone now)
$AES ($4.11M last qtr)$COF ($4.04M last qtr)$LDOS ($2.83M last qtr)$CVNA ($2.36M last qtr)$COR ($2.23M last qtr)
Sector allocation (share of reported value)
each slice is a share of the reported long-US-equity value — smaller sectors and the rest of the book roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Industry allocation (share of reported value)
- Investment Banking & Brokerage6.2%—
- Asset Management & Custody Banks6.2%—
- Electronic Components4.6%—
- Semiconductors3.4%—
- Diversified Banks3.2%—
- Oil & Gas Refining & Marketing3.2%—
- Multi-Utilities2.6%—
- Gold2.6%—
- Other holdings68.0%—
the finer GICS cut of the same book — same denominator — smaller industries roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Top S&P 500 holdings
9 of 9 rows · sorted by Value ↓
| Ticker | Holding | Shares | Value | Δ QoQ | Weight |
|---|---|---|---|---|---|
| $SCHW | Charles Schwab Corporation | 422K | $11.3M | +24.7K | 6.2% |
| $IVZ | Invesco Ltd | 232K | $6.62M | +16.8K | 3.6% |
| $NVDA | NVIDIA Corporation | 35.3K | $6.16M | +0 | 3.4% |
| $JPM | JP Morgan Chase & Co | 20K | $5.88M | +82 | 3.2% |
| $MPC | Marathon Petroleum Corporation | 23.9K | $5.83M | +62 | 3.2% |
| $ED | Consolidated Edison Inc | 42K | $4.75M | — | 2.6% |
| $NEM | Newmont Corporation | 43.9K | $4.75M | -7.53K | 2.6% |
| $HAS | Hasbro Inc | 49.5K | $4.63M | -171 | 2.5% |
| $TT | Trane Technologies plc | 11.1K | $4.63M | +8 | 2.5% |
…and 84 more holdings in the full 13F filing (top positions only shown).
SEC Form 13F data sets · public domain · 45-day filing lag · >$100M AUM managers · as reported
← All 13F filers·← QuantOrb.pro
How to read Δ QoQ — the five insight categories, and the caveats
The categories. Analysts, quants and retail traders look past total portfolio value to isolate actionable signals. Five categories matter.
Conviction & concentration shifts
New positions vs complete exits — a brand-new stock signals high conviction; a full liquidation suggests a broken thesis or tax-loss harvesting. Aggressive sizing — look at share count, not dollars: a 20% share increase during a drawdown is strong dip-buying. Concentration — a narrowing top-5/10 means conviction; spreading capital across more names means hedging.
Sector & macro allocation rotations
Aggregating Δ QoQ moves across sectors shows where smart money is leaning in or sneaking out — rotating out of growth into defensives or energy, for example. The fund's total long equity exposure quarter-over-quarter is a proxy for overall institutional risk appetite.
Crowding & smart-money consensus
When several managers initiate or expand the same stock in the same quarter, that is institutional consensus. Contrarian reads: top pickers buying hard into a beaten-down name the market is selling.
Derivative & option overlays
Reported call/put changes indicate whether managers are adding downside hedges or leveraging upside exposure. Note: a long increase may be half of a market-neutral pair trade.
Who reads this
| Retail "cloners" | High-conviction ideas to replicate ~45 days after quarter-end. |
| Corporate IR | Which funds bought or dumped the stock, before the next call. |
| Quant / algo traders | Cross-sectional factor inputs: flow, momentum, ownership. |
Four caveats before you trade on it
- 45-day lag — holdings are quarter-end; positions may already be closed.
- Long-only — 13Fs miss shorts, pair trades and cash.
- No non-US / fixed income — the picture is US equities plus options.
- Corporate actions — splits and spinoffs distort raw share deltas.
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