Moors & Cabot, Inc.
SEC Form 13F institutional filer · CIK 0001607239
13F-HR · 347 reported holdings · 2026-03-31
SEC-registered institutional investment manager.
Reported long-US-equity value
$1.77B
Top-10 concentration
33.1%
Moors & Cabot, Inc. — $1.77B AUM allocation strategy
Moors & Cabot, Inc. files SEC Form 13F and reports $1.77B of long US equity value across 347 reported holdings for 2026-03-31.
Its largest sector bet is Information Technology 18.6%, followed by Energy 7.5% and Communication Services 4.6%.
The top 10 holdings account for 33% of reported value — a broadly spread portfolio. The sector and industry splits below are of the same reported value. Track quarter-over-quarter adds, trims, new positions and exits below — sourced from SEC 13F filings, public domain.
Moors & Cabot, Inc. — latest SEC 13F insights
Reported long-US-equity value (13F AUM)
$1.77B
total across 347 reported holdings · 2026-03-31 · excludes shorts, cash, non-US
Top-10 concentration
33% of value
higher = narrower conviction; lower = spread / hedging
Biggest adds (shares)
+$USB +76.4K sh · +$3.79M+$ANET +53.1K sh · +$6.45M+$EDOW +23.2K sh · +$798K
Biggest trims (shares)
−$CVS −46.6K sh · −$4.09M−$PG −25.1K sh · −$3.46M−$FIS −22.2K sh · −$2.36M
Exited to nil (held last quarter, gone now)
$CTSH ($519K last qtr)$GEN ($417K last qtr)$TDG ($394K last qtr)$VRSN ($293K last qtr)$IDXX ($288K last qtr)
Sector allocation (share of reported value)
each slice is a share of the reported long-US-equity value — smaller sectors and the rest of the book roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Industry allocation (share of reported value)
- Semiconductors7.2%—
- Technology Hardware, Storage & Peripherals6.2%—
- Interactive Media & Services4.6%—
- Oil & Gas Exploration & Production4.6%—
- Systems Software4.2%—
- Integrated Oil & Gas3.0%—
- Pharmaceuticals2.9%—
- Broadline Retail2.7%—
- Other holdings64.6%—
the finer GICS cut of the same book — same denominator — smaller industries roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Top S&P 500 holdings
10 of 10 rows · sorted by Value ↓
| Ticker | Holding | Shares | Value | Δ QoQ | Weight |
|---|---|---|---|---|---|
| $AAPL | Apple Inc | 428K | $109M | -5.39K | 6.2% |
| $NVDA | NVIDIA Corporation | 554K | $96.6M | -18.2K | 5.5% |
| $TPL | Texas Pacific Land Corporation | 170K | $80.9M | -592 | 4.6% |
| $MSFT | Microsoft Corporation | 202K | $74.6M | -1.43K | 4.2% |
| $AMZN | Amazon.com Inc | 232K | $48.2M | +2.1K | 2.7% |
| $GOOG | Alphabet Inc. Class C Capital Stock | 148K | $42.4M | -6.59K | 2.4% |
| $JPM | JP Morgan Chase & Co | 126K | $37M | -2.96K | 2.1% |
| $WMT | Walmart Inc | 263K | $32.7M | -2.94K | 1.9% |
| $XOM | ExxonMobil Holdings Corporation | 189K | $32M | -6.98K | 1.8% |
| $AVGO | Broadcom Inc | 97.9K | $30.3M | -7.3K | 1.7% |
…and 337 more holdings in the full 13F filing (top positions only shown).
SEC Form 13F data sets · public domain · 45-day filing lag · >$100M AUM managers · as reported
← All 13F filers·← QuantOrb.pro
How to read Δ QoQ — the five insight categories, and the caveats
The categories. Analysts, quants and retail traders look past total portfolio value to isolate actionable signals. Five categories matter.
Conviction & concentration shifts
New positions vs complete exits — a brand-new stock signals high conviction; a full liquidation suggests a broken thesis or tax-loss harvesting. Aggressive sizing — look at share count, not dollars: a 20% share increase during a drawdown is strong dip-buying. Concentration — a narrowing top-5/10 means conviction; spreading capital across more names means hedging.
Sector & macro allocation rotations
Aggregating Δ QoQ moves across sectors shows where smart money is leaning in or sneaking out — rotating out of growth into defensives or energy, for example. The fund's total long equity exposure quarter-over-quarter is a proxy for overall institutional risk appetite.
Crowding & smart-money consensus
When several managers initiate or expand the same stock in the same quarter, that is institutional consensus. Contrarian reads: top pickers buying hard into a beaten-down name the market is selling.
Derivative & option overlays
Reported call/put changes indicate whether managers are adding downside hedges or leveraging upside exposure. Note: a long increase may be half of a market-neutral pair trade.
Who reads this
| Retail "cloners" | High-conviction ideas to replicate ~45 days after quarter-end. |
| Corporate IR | Which funds bought or dumped the stock, before the next call. |
| Quant / algo traders | Cross-sectional factor inputs: flow, momentum, ownership. |
Four caveats before you trade on it
- 45-day lag — holdings are quarter-end; positions may already be closed.
- Long-only — 13Fs miss shorts, pair trades and cash.
- No non-US / fixed income — the picture is US equities plus options.
- Corporate actions — splits and spinoffs distort raw share deltas.
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