Redwood Investment Management, LLC
SEC Form 13F institutional filer · CIK 0001717479
13F-HR · 142 reported holdings · 2026-03-31
Reported long-US-equity value
$0.00B
Top-10 concentration
64.9%
Redwood Investment Management, LLC — $466K AUM allocation strategy
Redwood Investment Management, LLC files SEC Form 13F and reports $466K of long US equity value across 142 reported holdings for 2026-03-31.
Its largest sector bet is Financials 23.5%, followed by Information Technology 7.9% and Communication Services 3.2%.
The top 10 holdings account for 65% of reported value — a conviction-weighted book concentrated in its best ideas. The sector and industry splits below are of the same reported value. Track quarter-over-quarter adds, trims, new positions and exits below — sourced from SEC 13F filings, public domain.
Redwood Investment Management, LLC — latest SEC 13F insights
Reported long-US-equity value (13F AUM)
$466K
total across 142 reported holdings · 2026-03-31 · excludes shorts, cash, non-US
Top-10 concentration
65% of value
higher = narrower conviction; lower = spread / hedging
Biggest adds (shares)
+$IVV +55.3K sh · +$314+$SPYM +24.1K sh · +$1.59K+$RL +17.3K sh · −$42
Biggest trims (shares)
−$APA −47.9K sh · −$697−$IVZ −33.3K sh · −$4.72K−$AIG −26.1K sh · −$2.74K
Exited to nil (held last quarter, gone now)
$CF ($2.57K last qtr)$LUV ($2.42K last qtr)$DVA ($2.42K last qtr)$FTNT ($2.4K last qtr)$DHI ($2.39K last qtr)
Sector allocation (share of reported value)
each slice is a share of the reported long-US-equity value — smaller sectors and the rest of the book roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Industry allocation (share of reported value)
- Asset Management & Custody Banks17.1%—
- Investment Banking & Brokerage4.4%—
- Interactive Media & Services3.2%—
- Technology Hardware, Storage & Peripherals2.9%—
- Semiconductors2.8%—
- Systems Software2.1%—
- Broadline Retail1.4%—
- Financial Exchanges & Data1.2%—
- Other holdings64.9%—
the finer GICS cut of the same book — same denominator — smaller industries roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Top S&P 500 holdings
6 of 6 rows · sorted by Value ↓
| Ticker | Holding | Shares | Value | Δ QoQ | Weight |
|---|---|---|---|---|---|
| $IVZ | Invesco Ltd | 656K | $73.6K | -33.3K | 15.8% |
| $SCHW | Charles Schwab Corporation | 532K | $20.8K | -25.2K | 4.5% |
| $AAPL | Apple Inc | 54K | $13.7K | +658 | 2.9% |
| $GOOG | Alphabet Inc. Class C Capital Stock | 38.4K | $11.1K | +33 | 2.4% |
| $MSFT | Microsoft Corporation | 26.8K | $9.91K | -137 | 2.1% |
| $NVDA | NVIDIA Corporation | 51.7K | $9.02K | +1.83K | 1.9% |
…and 136 more holdings in the full 13F filing (top positions only shown).
SEC Form 13F data sets · public domain · 45-day filing lag · >$100M AUM managers · as reported
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How to read Δ QoQ — the five insight categories, and the caveats
The categories. Analysts, quants and retail traders look past total portfolio value to isolate actionable signals. Five categories matter.
Conviction & concentration shifts
New positions vs complete exits — a brand-new stock signals high conviction; a full liquidation suggests a broken thesis or tax-loss harvesting. Aggressive sizing — look at share count, not dollars: a 20% share increase during a drawdown is strong dip-buying. Concentration — a narrowing top-5/10 means conviction; spreading capital across more names means hedging.
Sector & macro allocation rotations
Aggregating Δ QoQ moves across sectors shows where smart money is leaning in or sneaking out — rotating out of growth into defensives or energy, for example. The fund's total long equity exposure quarter-over-quarter is a proxy for overall institutional risk appetite.
Crowding & smart-money consensus
When several managers initiate or expand the same stock in the same quarter, that is institutional consensus. Contrarian reads: top pickers buying hard into a beaten-down name the market is selling.
Derivative & option overlays
Reported call/put changes indicate whether managers are adding downside hedges or leveraging upside exposure. Note: a long increase may be half of a market-neutral pair trade.
Who reads this
| Retail "cloners" | High-conviction ideas to replicate ~45 days after quarter-end. |
| Corporate IR | Which funds bought or dumped the stock, before the next call. |
| Quant / algo traders | Cross-sectional factor inputs: flow, momentum, ownership. |
Four caveats before you trade on it
- 45-day lag — holdings are quarter-end; positions may already be closed.
- Long-only — 13Fs miss shorts, pair trades and cash.
- No non-US / fixed income — the picture is US equities plus options.
- Corporate actions — splits and spinoffs distort raw share deltas.
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