SeaCrest Wealth Management, LLC
SEC Form 13F institutional filer · CIK 0001728121
13F-HR · 254 reported holdings · 2026-03-31
Reported long-US-equity value
$0.68B
Top-10 concentration
47.2%
SeaCrest Wealth Management, LLC — $683M AUM allocation strategy
SeaCrest Wealth Management, LLC files SEC Form 13F and reports $683M of long US equity value across 254 reported holdings for 2026-03-31.
Its largest sector bet is Information Technology 21.1%, followed by Communication Services 14.0% and Financials 12.0%.
The top 10 holdings account for 47% of reported value — a broadly spread portfolio. The sector and industry splits below are of the same reported value. Track quarter-over-quarter adds, trims, new positions and exits below — sourced from SEC 13F filings, public domain.
SeaCrest Wealth Management, LLC — latest SEC 13F insights
Reported long-US-equity value (13F AUM)
$683M
total across 254 reported holdings · 2026-03-31 · excludes shorts, cash, non-US
Top-10 concentration
47% of value
higher = narrower conviction; lower = spread / hedging
Biggest adds (shares)
+$BLK +15.2K sh · +$781K+$SCHW +8.46K sh · −$2.05M+$GLW +7.21K sh · +$1.37M
Biggest trims (shares)
−$XLU −12K sh · −$294K−$HOOD −9.58K sh · −$1.95M−$GS −9.44K sh · −$17.2K
Exited to nil (held last quarter, gone now)
$AON ($381K last qtr)$ZTS ($269K last qtr)$JBL ($245K last qtr)$COIN ($239K last qtr)$IDXX ($236K last qtr)
Sector allocation (share of reported value)
each slice is a share of the reported long-US-equity value — smaller sectors and the rest of the book roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Industry allocation (share of reported value)
- Interactive Media & Services14.0%—
- Technology Hardware, Storage & Peripherals10.9%—
- Semiconductors7.3%—
- Investment Banking & Brokerage7.1%—
- Systems Software2.8%—
- Broadline Retail2.5%—
- Pharmaceuticals1.9%—
- Multi-Sector Holdings1.6%—
- Other holdings51.8%—
the finer GICS cut of the same book — same denominator — smaller industries roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Top S&P 500 holdings
9 of 9 rows · sorted by Value ↓
| Ticker | Holding | Shares | Value | Δ QoQ | Weight |
|---|---|---|---|---|---|
| $AAPL | Apple Inc | 294K | $74.6M | -2.25K | 10.9% |
| $GOOG | Alphabet Inc. Class C Capital Stock | 174K | $50.2M | -4.22K | 7.3% |
| $SCHW | Charles Schwab Corporation | 1.71M | $48.7M | +8.46K | 7.1% |
| $GOOGL | Alphabet Inc | 117K | $33.6M | -20 | 4.9% |
| $NVDA | NVIDIA Corporation | 190K | $33.1M | -8.16K | 4.8% |
| $MSFT | Microsoft Corporation | 52.6K | $19.5M | -2.97K | 2.9% |
| $AVGO | Broadcom Inc | 55.9K | $17.3M | -8.82K | 2.5% |
| $AMZN | Amazon.com Inc | 82.7K | $17.2M | -39 | 2.5% |
| $LLY | Eli Lilly and Company | 13.8K | $12.7M | -163 | 1.9% |
…and 245 more holdings in the full 13F filing (top positions only shown).
SEC Form 13F data sets · public domain · 45-day filing lag · >$100M AUM managers · as reported
← All 13F filers·← QuantOrb.pro
How to read Δ QoQ — the five insight categories, and the caveats
The categories. Analysts, quants and retail traders look past total portfolio value to isolate actionable signals. Five categories matter.
Conviction & concentration shifts
New positions vs complete exits — a brand-new stock signals high conviction; a full liquidation suggests a broken thesis or tax-loss harvesting. Aggressive sizing — look at share count, not dollars: a 20% share increase during a drawdown is strong dip-buying. Concentration — a narrowing top-5/10 means conviction; spreading capital across more names means hedging.
Sector & macro allocation rotations
Aggregating Δ QoQ moves across sectors shows where smart money is leaning in or sneaking out — rotating out of growth into defensives or energy, for example. The fund's total long equity exposure quarter-over-quarter is a proxy for overall institutional risk appetite.
Crowding & smart-money consensus
When several managers initiate or expand the same stock in the same quarter, that is institutional consensus. Contrarian reads: top pickers buying hard into a beaten-down name the market is selling.
Derivative & option overlays
Reported call/put changes indicate whether managers are adding downside hedges or leveraging upside exposure. Note: a long increase may be half of a market-neutral pair trade.
Who reads this
| Retail "cloners" | High-conviction ideas to replicate ~45 days after quarter-end. |
| Corporate IR | Which funds bought or dumped the stock, before the next call. |
| Quant / algo traders | Cross-sectional factor inputs: flow, momentum, ownership. |
Four caveats before you trade on it
- 45-day lag — holdings are quarter-end; positions may already be closed.
- Long-only — 13Fs miss shorts, pair trades and cash.
- No non-US / fixed income — the picture is US equities plus options.
- Corporate actions — splits and spinoffs distort raw share deltas.
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