Providence Capital Advisors, LLC
SEC Form 13F institutional filer · CIK 0001730814
13F-HR · 108 reported holdings · 2026-03-31
Reported long-US-equity value
$0.55B
Top-10 concentration
32.6%
Providence Capital Advisors, LLC — $555M AUM allocation strategy
Providence Capital Advisors, LLC files SEC Form 13F and reports $555M of long US equity value across 108 reported holdings for 2026-03-31.
Its largest sector bet is Information Technology 15.9%, followed by Consumer Discretionary 6.1% and Financials 3.9%.
The top 10 holdings account for 33% of reported value — a broadly spread portfolio. The sector and industry splits below are of the same reported value. Track quarter-over-quarter adds, trims, new positions and exits below — sourced from SEC 13F filings, public domain.
Providence Capital Advisors, LLC — latest SEC 13F insights
Reported long-US-equity value (13F AUM)
$555M
total across 108 reported holdings · 2026-03-31 · excludes shorts, cash, non-US
Top-10 concentration
33% of value
higher = narrower conviction; lower = spread / hedging
Biggest adds (shares)
+$WFC +68.7K sh · +$5.32M+$TJX +46.6K sh · +$7.46M+$PEP +46.5K sh · +$7.24M
Biggest trims (shares)
−$WMT −63.8K sh · −$6.33M−$XLB −19.8K sh · −$898K−$LYB −15.9K sh · +$993K
Exited to nil (held last quarter, gone now)
$ADBE ($8.33M last qtr)$COP ($7.16M last qtr)$BDX ($6.92M last qtr)$EMR ($6.28M last qtr)$SYY ($6.19M last qtr)
Sector allocation (share of reported value)
each slice is a share of the reported long-US-equity value — smaller sectors and the rest of the book roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Industry allocation (share of reported value)
- Semiconductors5.7%—
- Technology Hardware, Storage & Peripherals5.4%—
- Diversified Banks3.9%—
- Systems Software3.5%—
- Interactive Media & Services3.3%—
- Broadline Retail3.2%—
- Oil & Gas Equipment & Services1.8%—
- Industrial REITs1.7%—
- Other holdings71.5%—
the finer GICS cut of the same book — same denominator — smaller industries roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Top S&P 500 holdings
9 of 9 rows · sorted by Value ↓
| Ticker | Holding | Shares | Value | Δ QoQ | Weight |
|---|---|---|---|---|---|
| $AAPL | Apple Inc | 85.7K | $21.7M | -1.53K | 3.9% |
| $NVDA | NVIDIA Corporation | 116K | $20.2M | +37.2K | 3.6% |
| $MSFT | Microsoft Corporation | 51.9K | $19.2M | +4.28K | 3.5% |
| $GOOGL | Alphabet Inc | 64.4K | $18.5M | +674 | 3.3% |
| $AMZN | Amazon.com Inc | 84.5K | $17.6M | +5.82K | 3.2% |
| $JPM | JP Morgan Chase & Co | 41.7K | $12.3M | +235 | 2.2% |
| $TXN | Texas Instruments Incorporated | 57.5K | $11.2M | +462 | 2.0% |
| $SLB | SLB Limited | 195K | $10M | +5.67K | 1.8% |
| $BAC | Bank of America Corporation | 199K | $9.71M | -4.56K | 1.8% |
…and 99 more holdings in the full 13F filing (top positions only shown).
SEC Form 13F data sets · public domain · 45-day filing lag · >$100M AUM managers · as reported
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How to read Δ QoQ — the five insight categories, and the caveats
The categories. Analysts, quants and retail traders look past total portfolio value to isolate actionable signals. Five categories matter.
Conviction & concentration shifts
New positions vs complete exits — a brand-new stock signals high conviction; a full liquidation suggests a broken thesis or tax-loss harvesting. Aggressive sizing — look at share count, not dollars: a 20% share increase during a drawdown is strong dip-buying. Concentration — a narrowing top-5/10 means conviction; spreading capital across more names means hedging.
Sector & macro allocation rotations
Aggregating Δ QoQ moves across sectors shows where smart money is leaning in or sneaking out — rotating out of growth into defensives or energy, for example. The fund's total long equity exposure quarter-over-quarter is a proxy for overall institutional risk appetite.
Crowding & smart-money consensus
When several managers initiate or expand the same stock in the same quarter, that is institutional consensus. Contrarian reads: top pickers buying hard into a beaten-down name the market is selling.
Derivative & option overlays
Reported call/put changes indicate whether managers are adding downside hedges or leveraging upside exposure. Note: a long increase may be half of a market-neutral pair trade.
Who reads this
| Retail "cloners" | High-conviction ideas to replicate ~45 days after quarter-end. |
| Corporate IR | Which funds bought or dumped the stock, before the next call. |
| Quant / algo traders | Cross-sectional factor inputs: flow, momentum, ownership. |
Four caveats before you trade on it
- 45-day lag — holdings are quarter-end; positions may already be closed.
- Long-only — 13Fs miss shorts, pair trades and cash.
- No non-US / fixed income — the picture is US equities plus options.
- Corporate actions — splits and spinoffs distort raw share deltas.
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