SWS Partners
SEC Form 13F institutional filer · CIK 0001731731
13F-HR · 60 reported holdings · 2026-03-31
Reported long-US-equity value
$0.26B
Top-10 concentration
58.6%
SWS Partners — $261M AUM allocation strategy
SWS Partners files SEC Form 13F and reports $261M of long US equity value across 60 reported holdings for 2026-03-31.
Its largest sector bet is Financials 22.1%, followed by Information Technology 14.2% and Communication Services 5.4%.
The top 10 holdings account for 59% of reported value — a conviction-weighted book concentrated in its best ideas. The sector and industry splits below are of the same reported value. Track quarter-over-quarter adds, trims, new positions and exits below — sourced from SEC 13F filings, public domain.
SWS Partners — latest SEC 13F insights
Reported long-US-equity value (13F AUM)
$261M
total across 60 reported holdings · 2026-03-31 · excludes shorts, cash, non-US
Top-10 concentration
59% of value
higher = narrower conviction; lower = spread / hedging
Biggest adds (shares)
+$ABBV +111K sh · −$24.9K+$SCHW +36.6K sh · +$850K+$NVDA +20K sh · +$2.85M
Biggest trims (shares)
−$FIS −435K sh · −$374K−$DIS −167K sh · −$180K−$MRVL −15.7K sh · −$547K
Exited to nil (held last quarter, gone now)
$INTU ($2.5M last qtr)$GDDY ($1.69M last qtr)$STZ ($1.06M last qtr)$KMB ($988K last qtr)
Sector allocation (share of reported value)
each slice is a share of the reported long-US-equity value — smaller sectors and the rest of the book roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Industry allocation (share of reported value)
- Investment Banking & Brokerage15.4%—
- Semiconductors8.4%—
- Interactive Media & Services5.4%—
- Diversified Banks3.0%—
- Oil & Gas Refining & Marketing2.7%—
- Communications Equipment2.3%—
- Electronic Components2.2%—
- Transaction & Payment Processing Services2.0%—
- Other holdings58.6%—
the finer GICS cut of the same book — same denominator — smaller industries roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Top S&P 500 holdings
8 of 8 rows · sorted by Value ↓
| Ticker | Holding | Shares | Value | Δ QoQ | Weight |
|---|---|---|---|---|---|
| $SCHW | Charles Schwab Corporation | 1.59M | $40.4M | +36.6K | 15.5% |
| $NVDA | NVIDIA Corporation | 73.5K | $12.8M | +20K | 4.9% |
| $GOOG | Alphabet Inc. Class C Capital Stock | 35.7K | $10.3M | -7.21K | 3.9% |
| $CIEN | Ciena Corporation | 15K | $5.81M | -2.11K | 2.2% |
| $GLW | Corning Incorporated | 42.6K | $5.79M | -2.12K | 2.2% |
| $MRVL | Marvell Technology Inc | 55.8K | $5.53M | -15.7K | 2.1% |
| $XYZ | Block Inc | 87.7K | $5.28M | +13.4K | 2.0% |
| $PM | Philip Morris International Inc | 28.7K | $4.79M | +154 | 1.8% |
…and 52 more holdings in the full 13F filing (top positions only shown).
SEC Form 13F data sets · public domain · 45-day filing lag · >$100M AUM managers · as reported
← All 13F filers·← QuantOrb.pro
How to read Δ QoQ — the five insight categories, and the caveats
The categories. Analysts, quants and retail traders look past total portfolio value to isolate actionable signals. Five categories matter.
Conviction & concentration shifts
New positions vs complete exits — a brand-new stock signals high conviction; a full liquidation suggests a broken thesis or tax-loss harvesting. Aggressive sizing — look at share count, not dollars: a 20% share increase during a drawdown is strong dip-buying. Concentration — a narrowing top-5/10 means conviction; spreading capital across more names means hedging.
Sector & macro allocation rotations
Aggregating Δ QoQ moves across sectors shows where smart money is leaning in or sneaking out — rotating out of growth into defensives or energy, for example. The fund's total long equity exposure quarter-over-quarter is a proxy for overall institutional risk appetite.
Crowding & smart-money consensus
When several managers initiate or expand the same stock in the same quarter, that is institutional consensus. Contrarian reads: top pickers buying hard into a beaten-down name the market is selling.
Derivative & option overlays
Reported call/put changes indicate whether managers are adding downside hedges or leveraging upside exposure. Note: a long increase may be half of a market-neutral pair trade.
Who reads this
| Retail "cloners" | High-conviction ideas to replicate ~45 days after quarter-end. |
| Corporate IR | Which funds bought or dumped the stock, before the next call. |
| Quant / algo traders | Cross-sectional factor inputs: flow, momentum, ownership. |
Four caveats before you trade on it
- 45-day lag — holdings are quarter-end; positions may already be closed.
- Long-only — 13Fs miss shorts, pair trades and cash.
- No non-US / fixed income — the picture is US equities plus options.
- Corporate actions — splits and spinoffs distort raw share deltas.
Newsletter signup
Free subscription. Daily trading day morning dispatch. No spam.