Pathway Financial Advisors LLC
SEC Form 13F institutional filer · CIK 0001738828
13F-HR · 54 reported holdings · 2026-03-31
Reported long-US-equity value
$0.29B
Top-10 concentration
88.3%
Pathway Financial Advisors LLC — $286M AUM allocation strategy
Pathway Financial Advisors LLC files SEC Form 13F and reports $286M of long US equity value across 54 reported holdings for 2026-03-31.
Its largest sector bet is Financials 39.1%, followed by Information Technology 2.8% and Industrials 2.8%.
The top 10 holdings account for 88% of reported value — a conviction-weighted book concentrated in its best ideas. The sector and industry splits below are of the same reported value. Track quarter-over-quarter adds, trims, new positions and exits below — sourced from SEC 13F filings, public domain.
Pathway Financial Advisors LLC — latest SEC 13F insights
Reported long-US-equity value (13F AUM)
$286M
total across 54 reported holdings · 2026-03-31 · excludes shorts, cash, non-US
Top-10 concentration
88% of value
higher = narrower conviction; lower = spread / hedging
Biggest adds (shares)
+$IVV +140K sh · +$11.6M+$GS +15.4K sh · +$1.51M+$BLK +5.32K sh · −$17.2K
Biggest trims (shares)
−$JPM −1.71K sh · −$631K−$JNJ −1.57K sh · −$192K−$PG −1.3K sh · −$170K
Exited to nil (held last quarter, gone now)
$GE ($403K last qtr)$MCO ($320K last qtr)$UPS ($301K last qtr)$IBM ($279K last qtr)$EMR ($277K last qtr)
Sector allocation (share of reported value)
each slice is a share of the reported long-US-equity value — smaller sectors and the rest of the book roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Industry allocation (share of reported value)
- Investment Banking & Brokerage34.8%—
- Financial Exchanges & Data3.0%—
- Industrial Conglomerates2.2%—
- Technology Hardware, Storage & Peripherals1.4%—
- Asset Management & Custody Banks1.3%—
- Systems Software0.9%—
- Household Products0.8%—
- Construction Machinery & Heavy Transportation Equipment0.7%—
- Other holdings54.9%—
the finer GICS cut of the same book — same denominator — smaller industries roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Top S&P 500 holdings
6 of 6 rows · sorted by Value ↓
| Ticker | Holding | Shares | Value | Δ QoQ | Weight |
|---|---|---|---|---|---|
| $GS | Goldman Sachs Group Inc | 958K | $95.8M | +15.4K | 33.5% |
| $SPGI | S&P Global Inc | 45.4K | $8.56M | -82 | 3.0% |
| $HON | Honeywell International Inc | 27.1K | $6.22M | +0 | 2.2% |
| $AAPL | Apple Inc | 15.6K | $4M | +1 | 1.4% |
| $BLK | BlackRock Inc | 35.2K | $3.7M | +5.32K | 1.3% |
| $MSFT | Microsoft Corporation | 6.85K | $2.56M | +28 | 0.9% |
…and 48 more holdings in the full 13F filing (top positions only shown).
SEC Form 13F data sets · public domain · 45-day filing lag · >$100M AUM managers · as reported
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How to read Δ QoQ — the five insight categories, and the caveats
The categories. Analysts, quants and retail traders look past total portfolio value to isolate actionable signals. Five categories matter.
Conviction & concentration shifts
New positions vs complete exits — a brand-new stock signals high conviction; a full liquidation suggests a broken thesis or tax-loss harvesting. Aggressive sizing — look at share count, not dollars: a 20% share increase during a drawdown is strong dip-buying. Concentration — a narrowing top-5/10 means conviction; spreading capital across more names means hedging.
Sector & macro allocation rotations
Aggregating Δ QoQ moves across sectors shows where smart money is leaning in or sneaking out — rotating out of growth into defensives or energy, for example. The fund's total long equity exposure quarter-over-quarter is a proxy for overall institutional risk appetite.
Crowding & smart-money consensus
When several managers initiate or expand the same stock in the same quarter, that is institutional consensus. Contrarian reads: top pickers buying hard into a beaten-down name the market is selling.
Derivative & option overlays
Reported call/put changes indicate whether managers are adding downside hedges or leveraging upside exposure. Note: a long increase may be half of a market-neutral pair trade.
Who reads this
| Retail "cloners" | High-conviction ideas to replicate ~45 days after quarter-end. |
| Corporate IR | Which funds bought or dumped the stock, before the next call. |
| Quant / algo traders | Cross-sectional factor inputs: flow, momentum, ownership. |
Four caveats before you trade on it
- 45-day lag — holdings are quarter-end; positions may already be closed.
- Long-only — 13Fs miss shorts, pair trades and cash.
- No non-US / fixed income — the picture is US equities plus options.
- Corporate actions — splits and spinoffs distort raw share deltas.
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