Cooper Financial Group
SEC Form 13F institutional filer · CIK 0001751581
13F-HR · 212 reported holdings · 2026-03-31
Reported long-US-equity value
$0.61B
Top-10 concentration
55.0%
Cooper Financial Group — $614M AUM allocation strategy
Cooper Financial Group files SEC Form 13F and reports $614M of long US equity value across 212 reported holdings for 2026-03-31.
Its largest sector bet is Information Technology 20.2%, followed by Financials 17.8% and Consumer Discretionary 6.1%.
The top 10 holdings account for 55% of reported value — a conviction-weighted book concentrated in its best ideas. The sector and industry splits below are of the same reported value. Track quarter-over-quarter adds, trims, new positions and exits below — sourced from SEC 13F filings, public domain.
Cooper Financial Group — latest SEC 13F insights
Reported long-US-equity value (13F AUM)
$614M
total across 212 reported holdings · 2026-03-31 · excludes shorts, cash, non-US
Top-10 concentration
55% of value
higher = narrower conviction; lower = spread / hedging
Biggest adds (shares)
+$SCHW +261K sh · +$7.92M+$IVV +218K sh · +$9.85M+$IYY +54.3K sh · +$2.09M
Biggest trims (shares)
−$WMT −7.95K sh · −$443K−$FTNT −7.89K sh · −$608K−$BAC −4.74K sh · −$458K
Exited to nil (held last quarter, gone now)
$AIG ($1.08M last qtr)$BSX ($1.01M last qtr)$BDX ($793K last qtr)$PWR ($541K last qtr)$HOOD ($493K last qtr)
Sector allocation (share of reported value)
each slice is a share of the reported long-US-equity value — smaller sectors and the rest of the book roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Industry allocation (share of reported value)
- Investment Banking & Brokerage13.1%—
- Semiconductors10.0%—
- Technology Hardware, Storage & Peripherals6.6%—
- Interactive Media & Services5.8%—
- Broadline Retail3.8%—
- Systems Software3.6%—
- Asset Management & Custody Banks3.1%—
- Automobile Manufacturers2.2%—
- Other holdings51.7%—
the finer GICS cut of the same book — same denominator — smaller industries roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Top S&P 500 holdings
8 of 8 rows · sorted by Value ↓
| Ticker | Holding | Shares | Value | Δ QoQ | Weight |
|---|---|---|---|---|---|
| $SCHW | Charles Schwab Corporation | 2.67M | $80.6M | +261K | 13.1% |
| $NVDA | NVIDIA Corporation | 238K | $41.5M | +3.02K | 6.8% |
| $AAPL | Apple Inc | 159K | $40.4M | +5.21K | 6.6% |
| $AMZN | Amazon.com Inc | 114K | $23.8M | -1.56K | 3.9% |
| $MSFT | Microsoft Corporation | 60.4K | $22.4M | -1.35K | 3.6% |
| $AVGO | Broadcom Inc | 64.6K | $20M | +2.2K | 3.3% |
| $IVZ | Invesco Ltd | 332K | $19M | +17.7K | 3.1% |
| $GOOG | Alphabet Inc. Class C Capital Stock | 63.9K | $18.4M | +2.71K | 3.0% |
…and 204 more holdings in the full 13F filing (top positions only shown).
SEC Form 13F data sets · public domain · 45-day filing lag · >$100M AUM managers · as reported
← All 13F filers·← QuantOrb.pro
How to read Δ QoQ — the five insight categories, and the caveats
The categories. Analysts, quants and retail traders look past total portfolio value to isolate actionable signals. Five categories matter.
Conviction & concentration shifts
New positions vs complete exits — a brand-new stock signals high conviction; a full liquidation suggests a broken thesis or tax-loss harvesting. Aggressive sizing — look at share count, not dollars: a 20% share increase during a drawdown is strong dip-buying. Concentration — a narrowing top-5/10 means conviction; spreading capital across more names means hedging.
Sector & macro allocation rotations
Aggregating Δ QoQ moves across sectors shows where smart money is leaning in or sneaking out — rotating out of growth into defensives or energy, for example. The fund's total long equity exposure quarter-over-quarter is a proxy for overall institutional risk appetite.
Crowding & smart-money consensus
When several managers initiate or expand the same stock in the same quarter, that is institutional consensus. Contrarian reads: top pickers buying hard into a beaten-down name the market is selling.
Derivative & option overlays
Reported call/put changes indicate whether managers are adding downside hedges or leveraging upside exposure. Note: a long increase may be half of a market-neutral pair trade.
Who reads this
| Retail "cloners" | High-conviction ideas to replicate ~45 days after quarter-end. |
| Corporate IR | Which funds bought or dumped the stock, before the next call. |
| Quant / algo traders | Cross-sectional factor inputs: flow, momentum, ownership. |
Four caveats before you trade on it
- 45-day lag — holdings are quarter-end; positions may already be closed.
- Long-only — 13Fs miss shorts, pair trades and cash.
- No non-US / fixed income — the picture is US equities plus options.
- Corporate actions — splits and spinoffs distort raw share deltas.
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