Financial & Tax Architects, LLC
SEC Form 13F institutional filer · CIK 0001758543
13F-HR · 58 reported holdings · 2026-03-31
Reported long-US-equity value
$0.31B
Top-10 concentration
45.5%
Financial & Tax Architects, LLC — $307M AUM allocation strategy
Financial & Tax Architects, LLC files SEC Form 13F and reports $307M of long US equity value across 58 reported holdings for 2026-03-31.
Its largest sector bet is Consumer Staples 9.9%, followed by Energy 5.9% and Health Care 5.0%.
The top 10 holdings account for 45% of reported value — a broadly spread portfolio. The sector and industry splits below are of the same reported value. Track quarter-over-quarter adds, trims, new positions and exits below — sourced from SEC 13F filings, public domain.
Financial & Tax Architects, LLC — latest SEC 13F insights
Reported long-US-equity value (13F AUM)
$307M
total across 58 reported holdings · 2026-03-31 · excludes shorts, cash, non-US
Top-10 concentration
45% of value
higher = narrower conviction; lower = spread / hedging
Biggest adds (shares)
+$SCHW +26.8K sh · +$645K+$SPGI +11.4K sh · +$3.96M+$VTWO +6.86K sh · +$730K
Biggest trims (shares)
−$IVZ −413K sh · −$9.13M−$BLK −20.4K sh · −$2.93M−$IVV −12.1K sh · −$866K
Exited to nil (held last quarter, gone now)
$XLF ($1.25M last qtr)$ALLE ($722K last qtr)$MA ($386K last qtr)$CVS ($205K last qtr)
Sector allocation (share of reported value)
each slice is a share of the reported long-US-equity value — smaller sectors and the rest of the book roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Industry allocation (share of reported value)
- Integrated Oil & Gas5.9%—
- Soft Drinks & Non-alcoholic Beverages4.8%—
- Financial Exchanges & Data3.9%—
- Consumer Staples Merchandise Retail2.9%—
- Multi-Utilities2.6%—
- Pharmaceuticals2.6%—
- Construction Machinery & Heavy Transportation Equipment2.5%—
- IT Consulting & Other Services2.4%—
- Other holdings72.3%—
the finer GICS cut of the same book — same denominator — smaller industries roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Top S&P 500 holdings
6 of 6 rows · sorted by Value ↓
| Ticker | Holding | Shares | Value | Δ QoQ | Weight |
|---|---|---|---|---|---|
| $SPGI | S&P Global Inc | 32.4K | $12M | +11.4K | 3.9% |
| $XOM | ExxonMobil Holdings Corporation | 53.7K | $9.1M | -9.78K | 3.0% |
| $CVX | Chevron Corporation | 43.7K | $9.05M | -4.37K | 2.9% |
| $WMT | Walmart Inc | 71.9K | $8.93M | -7.18K | 2.9% |
| $NEE | NextEra Energy Inc | 87.3K | $8.11M | -7.02K | 2.6% |
| $JNJ | Johnson & Johnson | 32.9K | $8.04M | -6.95K | 2.6% |
…and 52 more holdings in the full 13F filing (top positions only shown).
SEC Form 13F data sets · public domain · 45-day filing lag · >$100M AUM managers · as reported
← All 13F filers·← QuantOrb.pro
How to read Δ QoQ — the five insight categories, and the caveats
The categories. Analysts, quants and retail traders look past total portfolio value to isolate actionable signals. Five categories matter.
Conviction & concentration shifts
New positions vs complete exits — a brand-new stock signals high conviction; a full liquidation suggests a broken thesis or tax-loss harvesting. Aggressive sizing — look at share count, not dollars: a 20% share increase during a drawdown is strong dip-buying. Concentration — a narrowing top-5/10 means conviction; spreading capital across more names means hedging.
Sector & macro allocation rotations
Aggregating Δ QoQ moves across sectors shows where smart money is leaning in or sneaking out — rotating out of growth into defensives or energy, for example. The fund's total long equity exposure quarter-over-quarter is a proxy for overall institutional risk appetite.
Crowding & smart-money consensus
When several managers initiate or expand the same stock in the same quarter, that is institutional consensus. Contrarian reads: top pickers buying hard into a beaten-down name the market is selling.
Derivative & option overlays
Reported call/put changes indicate whether managers are adding downside hedges or leveraging upside exposure. Note: a long increase may be half of a market-neutral pair trade.
Who reads this
| Retail "cloners" | High-conviction ideas to replicate ~45 days after quarter-end. |
| Corporate IR | Which funds bought or dumped the stock, before the next call. |
| Quant / algo traders | Cross-sectional factor inputs: flow, momentum, ownership. |
Four caveats before you trade on it
- 45-day lag — holdings are quarter-end; positions may already be closed.
- Long-only — 13Fs miss shorts, pair trades and cash.
- No non-US / fixed income — the picture is US equities plus options.
- Corporate actions — splits and spinoffs distort raw share deltas.
Newsletter signup
Free subscription. Daily trading day morning dispatch. No spam.