CERTUITY, LLC
SEC Form 13F institutional filer · CIK 0001800752
13F-HR · 349 reported holdings · 2026-03-31
CERTUITY, LLC is a registered investment advisor.
Reported long-US-equity value
$1.20B
Top-10 concentration
49.0%
CERTUITY, LLC — $1.2B AUM allocation strategy
CERTUITY, LLC files SEC Form 13F and reports $1.2B of long US equity value across 349 reported holdings for 2026-03-31.
Its largest sector bet is Financials 20.0%, followed by Information Technology 17.9% and Industrials 4.3%.
The top 10 holdings account for 49% of reported value — a broadly spread portfolio. The sector and industry splits below are of the same reported value. Track quarter-over-quarter adds, trims, new positions and exits below — sourced from SEC 13F filings, public domain.
CERTUITY, LLC — latest SEC 13F insights
Reported long-US-equity value (13F AUM)
$1.2B
total across 349 reported holdings · 2026-03-31 · excludes shorts, cash, non-US
Top-10 concentration
49% of value
higher = narrower conviction; lower = spread / hedging
Biggest adds (shares)
+$SCHW +314K sh · +$6.73M+$IVV +45.3K sh · +$6.43M+$CPRT +31.2K sh · +$841K
Biggest trims (shares)
−$AAPL −946K sh · −$2.23M−$GOOGL −756K sh · −$2.59M−$NVDA −675K sh · −$2.31M
Exited to nil (held last quarter, gone now)
$PNR ($333K last qtr)$BBY ($316K last qtr)$EDOW ($297K last qtr)$GEN ($286K last qtr)$BR ($277K last qtr)
Sector allocation (share of reported value)
each slice is a share of the reported long-US-equity value — smaller sectors and the rest of the book roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Industry allocation (share of reported value)
- Diversified Banks13.8%—
- Semiconductors11.6%—
- Investment Banking & Brokerage6.1%—
- Technology Hardware, Storage & Peripherals4.5%—
- Aerospace & Defense4.3%—
- Interactive Media & Services1.9%—
- Systems Software1.7%—
- Broadline Retail1.6%—
- Other holdings54.4%—
the finer GICS cut of the same book — same denominator — smaller industries roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Top S&P 500 holdings
7 of 7 rows · sorted by Value ↓
| Ticker | Holding | Shares | Value | Δ QoQ | Weight |
|---|---|---|---|---|---|
| $C | Citigroup Inc | 847K | $96M | +2.09K | 8.0% |
| $MU | Micron Technology Inc | 271K | $91.4M | +919 | 7.6% |
| $AAPL | Apple Inc | 215K | $54.5M | -946K | 4.5% |
| $GE | GE Aerospace | 186K | $52.6M | +485 | 4.4% |
| $NVDA | NVIDIA Corporation | 277K | $48.1M | -675K | 4.0% |
| $SCHW | Charles Schwab Corporation | 1.36M | $40.2M | +314K | 3.3% |
| $MS | Morgan Stanley | 205K | $33.8M | +644 | 2.8% |
…and 342 more holdings in the full 13F filing (top positions only shown).
SEC Form 13F data sets · public domain · 45-day filing lag · >$100M AUM managers · as reported
← All 13F filers·← QuantOrb.pro
How to read Δ QoQ — the five insight categories, and the caveats
The categories. Analysts, quants and retail traders look past total portfolio value to isolate actionable signals. Five categories matter.
Conviction & concentration shifts
New positions vs complete exits — a brand-new stock signals high conviction; a full liquidation suggests a broken thesis or tax-loss harvesting. Aggressive sizing — look at share count, not dollars: a 20% share increase during a drawdown is strong dip-buying. Concentration — a narrowing top-5/10 means conviction; spreading capital across more names means hedging.
Sector & macro allocation rotations
Aggregating Δ QoQ moves across sectors shows where smart money is leaning in or sneaking out — rotating out of growth into defensives or energy, for example. The fund's total long equity exposure quarter-over-quarter is a proxy for overall institutional risk appetite.
Crowding & smart-money consensus
When several managers initiate or expand the same stock in the same quarter, that is institutional consensus. Contrarian reads: top pickers buying hard into a beaten-down name the market is selling.
Derivative & option overlays
Reported call/put changes indicate whether managers are adding downside hedges or leveraging upside exposure. Note: a long increase may be half of a market-neutral pair trade.
Who reads this
| Retail "cloners" | High-conviction ideas to replicate ~45 days after quarter-end. |
| Corporate IR | Which funds bought or dumped the stock, before the next call. |
| Quant / algo traders | Cross-sectional factor inputs: flow, momentum, ownership. |
Four caveats before you trade on it
- 45-day lag — holdings are quarter-end; positions may already be closed.
- Long-only — 13Fs miss shorts, pair trades and cash.
- No non-US / fixed income — the picture is US equities plus options.
- Corporate actions — splits and spinoffs distort raw share deltas.
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