Falcon Wealth Planning
SEC Form 13F institutional filer · CIK 0001839850
13F-HR · 109 reported holdings · 2026-03-31
Reported long-US-equity value
$0.39B
Top-10 concentration
76.5%
Falcon Wealth Planning — $387M AUM allocation strategy
Falcon Wealth Planning files SEC Form 13F and reports $387M of long US equity value across 109 reported holdings for 2026-03-31.
Its largest sector bet is Financials 27.2%, followed by Information Technology 22.7% and Communication Services 3.5%.
The top 10 holdings account for 77% of reported value — a conviction-weighted book concentrated in its best ideas. The sector and industry splits below are of the same reported value. Track quarter-over-quarter adds, trims, new positions and exits below — sourced from SEC 13F filings, public domain.
Falcon Wealth Planning — latest SEC 13F insights
Reported long-US-equity value (13F AUM)
$387M
total across 109 reported holdings · 2026-03-31 · excludes shorts, cash, non-US
Top-10 concentration
77% of value
higher = narrower conviction; lower = spread / hedging
Biggest adds (shares)
+$BLK +138K sh · +$6.4M+$SCHW +34.3K sh · +$963K+$IWM +14.9K sh · +$644K
Biggest trims (shares)
−$BMY −2.88K sh · −$125K−$XLE −2.85K sh · +$214K−$BAC −1.38K sh · −$351K
Exited to nil (held last quarter, gone now)
$PYPL ($408K last qtr)$ACN ($252K last qtr)$WFC ($221K last qtr)$MMM ($206K last qtr)$HOOD ($205K last qtr)
Sector allocation (share of reported value)
each slice is a share of the reported long-US-equity value — smaller sectors and the rest of the book roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Industry allocation (share of reported value)
- Technology Hardware, Storage & Peripherals18.5%—
- Asset Management & Custody Banks16.9%—
- Financial Exchanges & Data8.2%—
- Interactive Media & Services3.5%—
- Semiconductors2.7%—
- Consumer Staples Merchandise Retail2.6%—
- Systems Software1.5%—
- Broadline Retail1.3%—
- Other holdings44.8%—
the finer GICS cut of the same book — same denominator — smaller industries roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Top S&P 500 holdings
7 of 7 rows · sorted by Value ↓
| Ticker | Holding | Shares | Value | Δ QoQ | Weight |
|---|---|---|---|---|---|
| $AAPL | Apple Inc | 282K | $71.6M | +6.01K | 18.5% |
| $BLK | BlackRock Inc | 1.2M | $62.2M | +138K | 16.1% |
| $SPGI | S&P Global Inc | 211K | $32M | +9.68K | 8.3% |
| $NVDA | NVIDIA Corporation | 60.9K | $10.6M | +3.54K | 2.7% |
| $COST | Costco Wholesale Corporation | 10K | $10M | -747 | 2.6% |
| $GOOGL | Alphabet Inc | 24.8K | $7.11M | +14.3K | 1.8% |
| $MSFT | Microsoft Corporation | 15.6K | $5.77M | +375 | 1.5% |
…and 102 more holdings in the full 13F filing (top positions only shown).
SEC Form 13F data sets · public domain · 45-day filing lag · >$100M AUM managers · as reported
← All 13F filers·← QuantOrb.pro
How to read Δ QoQ — the five insight categories, and the caveats
The categories. Analysts, quants and retail traders look past total portfolio value to isolate actionable signals. Five categories matter.
Conviction & concentration shifts
New positions vs complete exits — a brand-new stock signals high conviction; a full liquidation suggests a broken thesis or tax-loss harvesting. Aggressive sizing — look at share count, not dollars: a 20% share increase during a drawdown is strong dip-buying. Concentration — a narrowing top-5/10 means conviction; spreading capital across more names means hedging.
Sector & macro allocation rotations
Aggregating Δ QoQ moves across sectors shows where smart money is leaning in or sneaking out — rotating out of growth into defensives or energy, for example. The fund's total long equity exposure quarter-over-quarter is a proxy for overall institutional risk appetite.
Crowding & smart-money consensus
When several managers initiate or expand the same stock in the same quarter, that is institutional consensus. Contrarian reads: top pickers buying hard into a beaten-down name the market is selling.
Derivative & option overlays
Reported call/put changes indicate whether managers are adding downside hedges or leveraging upside exposure. Note: a long increase may be half of a market-neutral pair trade.
Who reads this
| Retail "cloners" | High-conviction ideas to replicate ~45 days after quarter-end. |
| Corporate IR | Which funds bought or dumped the stock, before the next call. |
| Quant / algo traders | Cross-sectional factor inputs: flow, momentum, ownership. |
Four caveats before you trade on it
- 45-day lag — holdings are quarter-end; positions may already be closed.
- Long-only — 13Fs miss shorts, pair trades and cash.
- No non-US / fixed income — the picture is US equities plus options.
- Corporate actions — splits and spinoffs distort raw share deltas.
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