PEAK FINANCIAL ADVISORS LLC
SEC Form 13F institutional filer · CIK 0001843309
13F-HR · 34 reported holdings · 2026-03-31
Reported long-US-equity value
$0.09B
Top-10 concentration
59.3%
PEAK FINANCIAL ADVISORS LLC — $87.6M AUM allocation strategy
PEAK FINANCIAL ADVISORS LLC files SEC Form 13F and reports $87.6M of long US equity value across 34 reported holdings for 2026-03-31.
Its largest sector bet is Financials 36.1%, followed by Information Technology 11.3% and Energy 9.0%.
The top 10 holdings account for 59% of reported value — a conviction-weighted book concentrated in its best ideas. The sector and industry splits below are of the same reported value. Track quarter-over-quarter adds, trims, new positions and exits below — sourced from SEC 13F filings, public domain.
PEAK FINANCIAL ADVISORS LLC — latest SEC 13F insights
Reported long-US-equity value (13F AUM)
$87.6M
total across 34 reported holdings · 2026-03-31 · excludes shorts, cash, non-US
Top-10 concentration
59% of value
higher = narrower conviction; lower = spread / hedging
Biggest adds (shares)
+$NVDA +12.2K sh · +$2.05M+$NFLX +5.44K sh · +$595K+$BSX +5.21K sh · −$308K
Biggest trims (shares)
−$SPYM −20K sh · −$1.62M−$IVZ −7.17K sh · −$1.07M−$CVS −7.11K sh · −$794K
Exited to nil (held last quarter, gone now)
$MU ($2.9M last qtr)$DHR ($2.44M last qtr)$SRE ($2.34M last qtr)$MTB ($2.12M last qtr)$XLF ($1.92M last qtr)
Sector allocation (share of reported value)
each slice is a share of the reported long-US-equity value — smaller sectors and the rest of the book roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Industry allocation (share of reported value)
- Asset Management & Custody Banks24.6%—
- Consumer Staples Merchandise Retail6.9%—
- Broadline Retail5.7%—
- Communications Equipment5.1%—
- Oil & Gas Exploration & Production5.0%—
- Oil & Gas Storage & Transportation4.0%—
- Movies & Entertainment3.9%—
- Semiconductors3.7%—
- Other holdings41.2%—
the finer GICS cut of the same book — same denominator — smaller industries roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Top S&P 500 holdings
10 of 10 rows · sorted by Value ↓
| Ticker | Holding | Shares | Value | Δ QoQ | Weight |
|---|---|---|---|---|---|
| $BEN | Franklin Templeton Inc | 668K | $18.2M | — | 20.8% |
| $AMZN | Amazon.com Inc | 24K | $4.99M | +3.02K | 5.7% |
| $CIEN | Ciena Corporation | 11.4K | $4.41M | -240 | 5.0% |
| $APA | APA Corporation | 103K | $4.36M | -476 | 5.0% |
| $TRGP | Targa Resources Inc | 14K | $3.52M | -63 | 4.0% |
| $NFLX | Netflix Inc | 35.6K | $3.43M | +5.44K | 3.9% |
| $IVZ | Invesco Ltd | 29.8K | $3.34M | -7.17K | 3.8% |
| $COST | Costco Wholesale Corporation | 3.27K | $3.26M | -2 | 3.7% |
| $NVDA | NVIDIA Corporation | 18.6K | $3.25M | +12.2K | 3.7% |
| $FDX | FedEx Corporation | 9K | $3.21M | -135 | 3.7% |
…and 24 more holdings in the full 13F filing (top positions only shown).
SEC Form 13F data sets · public domain · 45-day filing lag · >$100M AUM managers · as reported
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How to read Δ QoQ — the five insight categories, and the caveats
The categories. Analysts, quants and retail traders look past total portfolio value to isolate actionable signals. Five categories matter.
Conviction & concentration shifts
New positions vs complete exits — a brand-new stock signals high conviction; a full liquidation suggests a broken thesis or tax-loss harvesting. Aggressive sizing — look at share count, not dollars: a 20% share increase during a drawdown is strong dip-buying. Concentration — a narrowing top-5/10 means conviction; spreading capital across more names means hedging.
Sector & macro allocation rotations
Aggregating Δ QoQ moves across sectors shows where smart money is leaning in or sneaking out — rotating out of growth into defensives or energy, for example. The fund's total long equity exposure quarter-over-quarter is a proxy for overall institutional risk appetite.
Crowding & smart-money consensus
When several managers initiate or expand the same stock in the same quarter, that is institutional consensus. Contrarian reads: top pickers buying hard into a beaten-down name the market is selling.
Derivative & option overlays
Reported call/put changes indicate whether managers are adding downside hedges or leveraging upside exposure. Note: a long increase may be half of a market-neutral pair trade.
Who reads this
| Retail "cloners" | High-conviction ideas to replicate ~45 days after quarter-end. |
| Corporate IR | Which funds bought or dumped the stock, before the next call. |
| Quant / algo traders | Cross-sectional factor inputs: flow, momentum, ownership. |
Four caveats before you trade on it
- 45-day lag — holdings are quarter-end; positions may already be closed.
- Long-only — 13Fs miss shorts, pair trades and cash.
- No non-US / fixed income — the picture is US equities plus options.
- Corporate actions — splits and spinoffs distort raw share deltas.
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