DHJJ Financial Advisors, Ltd.
SEC Form 13F institutional filer · CIK 0001844716
13F-HR · 238 reported holdings · 2026-03-31
Reported long-US-equity value
$0.16B
Top-10 concentration
86.9%
DHJJ Financial Advisors, Ltd. — $163M AUM allocation strategy
DHJJ Financial Advisors, Ltd. files SEC Form 13F and reports $163M of long US equity value across 238 reported holdings for 2026-03-31.
Its largest sector bet is Financials 34.1%, followed by Information Technology 4.4% and Industrials 3.0%.
The top 10 holdings account for 87% of reported value — a conviction-weighted book concentrated in its best ideas. The sector and industry splits below are of the same reported value. Track quarter-over-quarter adds, trims, new positions and exits below — sourced from SEC 13F filings, public domain.
DHJJ Financial Advisors, Ltd. — latest SEC 13F insights
Reported long-US-equity value (13F AUM)
$163M
total across 238 reported holdings · 2026-03-31 · excludes shorts, cash, non-US
Top-10 concentration
87% of value
higher = narrower conviction; lower = spread / hedging
Biggest adds (shares)
+$IVZ +5.65K sh · +$416K+$IVV +1.36K sh · +$559K+$QQQM +1.33K sh · +$291K
Biggest trims (shares)
−$SCHW −4.21K sh · +$291K−$IWM −721 sh · −$964K−$SPGI −594 sh · −$53.8K
Sector allocation (share of reported value)
each slice is a share of the reported long-US-equity value — smaller sectors and the rest of the book roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Industry allocation (share of reported value)
- Investment Banking & Brokerage24.9%—
- Asset Management & Custody Banks8.9%—
- Technology Hardware, Storage & Peripherals2.4%—
- Construction Machinery & Heavy Transportation Equipment2.0%—
- Semiconductors1.7%—
- Air Freight & Logistics1.0%—
- Restaurants0.6%—
- Pharmaceuticals0.6%—
- Other holdings57.8%—
the finer GICS cut of the same book — same denominator — smaller industries roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Top S&P 500 holdings
6 of 6 rows · sorted by Value ↓
| Ticker | Holding | Shares | Value | Δ QoQ | Weight |
|---|---|---|---|---|---|
| $SCHW | Charles Schwab Corporation | 1.38M | $40.5M | -4.21K | 24.9% |
| $IVZ | Invesco Ltd | 223K | $14.4M | +5.65K | 8.9% |
| $AAPL | Apple Inc | 15.3K | $3.88M | +60 | 2.4% |
| $CAT | Caterpillar Inc | 4.56K | $3.23M | -17 | 2.0% |
| $UPS | United Parcel Service Inc | 16.8K | $1.65M | +0 | 1.0% |
| $NVDA | NVIDIA Corporation | 9.07K | $1.58M | +80 | 1.0% |
…and 232 more holdings in the full 13F filing (top positions only shown).
SEC Form 13F data sets · public domain · 45-day filing lag · >$100M AUM managers · as reported
← All 13F filers·← QuantOrb.pro
How to read Δ QoQ — the five insight categories, and the caveats
The categories. Analysts, quants and retail traders look past total portfolio value to isolate actionable signals. Five categories matter.
Conviction & concentration shifts
New positions vs complete exits — a brand-new stock signals high conviction; a full liquidation suggests a broken thesis or tax-loss harvesting. Aggressive sizing — look at share count, not dollars: a 20% share increase during a drawdown is strong dip-buying. Concentration — a narrowing top-5/10 means conviction; spreading capital across more names means hedging.
Sector & macro allocation rotations
Aggregating Δ QoQ moves across sectors shows where smart money is leaning in or sneaking out — rotating out of growth into defensives or energy, for example. The fund's total long equity exposure quarter-over-quarter is a proxy for overall institutional risk appetite.
Crowding & smart-money consensus
When several managers initiate or expand the same stock in the same quarter, that is institutional consensus. Contrarian reads: top pickers buying hard into a beaten-down name the market is selling.
Derivative & option overlays
Reported call/put changes indicate whether managers are adding downside hedges or leveraging upside exposure. Note: a long increase may be half of a market-neutral pair trade.
Who reads this
| Retail "cloners" | High-conviction ideas to replicate ~45 days after quarter-end. |
| Corporate IR | Which funds bought or dumped the stock, before the next call. |
| Quant / algo traders | Cross-sectional factor inputs: flow, momentum, ownership. |
Four caveats before you trade on it
- 45-day lag — holdings are quarter-end; positions may already be closed.
- Long-only — 13Fs miss shorts, pair trades and cash.
- No non-US / fixed income — the picture is US equities plus options.
- Corporate actions — splits and spinoffs distort raw share deltas.
Newsletter signup
Free subscription. Daily trading day morning dispatch. No spam.