Rodgers & Associates, LTD
SEC Form 13F institutional filer · CIK 0001846515
13F-HR · 29 reported holdings · 2026-03-31
Reported long-US-equity value
$0.36B
Top-10 concentration
96.5%
Rodgers & Associates, LTD — $362M AUM allocation strategy
Rodgers & Associates, LTD files SEC Form 13F and reports $362M of long US equity value across 29 reported holdings for 2026-03-31.
Its largest sector bet is Financials 31.5%, followed by Information Technology 1.2% and Consumer Discretionary 0.9%.
The top 10 holdings account for 97% of reported value — a conviction-weighted book concentrated in its best ideas. The sector and industry splits below are of the same reported value. Track quarter-over-quarter adds, trims, new positions and exits below — sourced from SEC 13F filings, public domain.
Rodgers & Associates, LTD — latest SEC 13F insights
Reported long-US-equity value (13F AUM)
$362M
total across 29 reported holdings · 2026-03-31 · excludes shorts, cash, non-US
Top-10 concentration
97% of value
higher = narrower conviction; lower = spread / hedging
Biggest adds (shares)
+$VOO +26.7K sh · +$2.01M+$IVV +17.9K sh · +$1.98M+$IWM +14K sh · −$7.53M
Biggest trims (shares)
−$SPGI −18.3K sh · +$628K−$IVZ −12.9K sh · −$476K−$BLK −5.83K sh · −$1.92M
Exited to nil (held last quarter, gone now)
$TMO ($258K last qtr)$SCHW ($240K last qtr)$MLM ($239K last qtr)$ADP ($235K last qtr)$GOOG ($229K last qtr)
Sector allocation (share of reported value)
each slice is a share of the reported long-US-equity value — smaller sectors and the rest of the book roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Industry allocation (share of reported value)
- Financial Exchanges & Data21.2%—
- Asset Management & Custody Banks10.0%—
- Home Improvement Retail0.9%—
- Industrial Machinery & Supplies & Components0.8%—
- Technology Hardware, Storage & Peripherals0.4%—
- Semiconductors0.4%—
- Systems Software0.4%—
- Property & Casualty Insurance0.3%—
- Other holdings65.6%—
the finer GICS cut of the same book — same denominator — smaller industries roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Top S&P 500 holdings
4 of 4 rows · sorted by Value ↓
| Ticker | Holding | Shares | Value | Δ QoQ | Weight |
|---|---|---|---|---|---|
| $SPGI | S&P Global Inc | 892K | $76.8M | -18.3K | 21.2% |
| $BLK | BlackRock Inc | 193K | $22.1M | -5.83K | 6.1% |
| $IVZ | Invesco Ltd | 267K | $14.2M | -12.9K | 3.9% |
| $LOW | Lowe's Companies Inc | 13.7K | $3.23M | -281 | 0.9% |
…and 25 more holdings in the full 13F filing (top positions only shown).
SEC Form 13F data sets · public domain · 45-day filing lag · >$100M AUM managers · as reported
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How to read Δ QoQ — the five insight categories, and the caveats
The categories. Analysts, quants and retail traders look past total portfolio value to isolate actionable signals. Five categories matter.
Conviction & concentration shifts
New positions vs complete exits — a brand-new stock signals high conviction; a full liquidation suggests a broken thesis or tax-loss harvesting. Aggressive sizing — look at share count, not dollars: a 20% share increase during a drawdown is strong dip-buying. Concentration — a narrowing top-5/10 means conviction; spreading capital across more names means hedging.
Sector & macro allocation rotations
Aggregating Δ QoQ moves across sectors shows where smart money is leaning in or sneaking out — rotating out of growth into defensives or energy, for example. The fund's total long equity exposure quarter-over-quarter is a proxy for overall institutional risk appetite.
Crowding & smart-money consensus
When several managers initiate or expand the same stock in the same quarter, that is institutional consensus. Contrarian reads: top pickers buying hard into a beaten-down name the market is selling.
Derivative & option overlays
Reported call/put changes indicate whether managers are adding downside hedges or leveraging upside exposure. Note: a long increase may be half of a market-neutral pair trade.
Who reads this
| Retail "cloners" | High-conviction ideas to replicate ~45 days after quarter-end. |
| Corporate IR | Which funds bought or dumped the stock, before the next call. |
| Quant / algo traders | Cross-sectional factor inputs: flow, momentum, ownership. |
Four caveats before you trade on it
- 45-day lag — holdings are quarter-end; positions may already be closed.
- Long-only — 13Fs miss shorts, pair trades and cash.
- No non-US / fixed income — the picture is US equities plus options.
- Corporate actions — splits and spinoffs distort raw share deltas.
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