Guardian Wealth Management, Inc.
SEC Form 13F institutional filer · CIK 0001910205
13F-HR · 34 reported holdings · 2026-03-31
Reported long-US-equity value
$0.10B
Top-10 concentration
60.5%
Guardian Wealth Management, Inc. — $98.2M AUM allocation strategy
Guardian Wealth Management, Inc. files SEC Form 13F and reports $98.2M of long US equity value across 34 reported holdings for 2026-03-31.
Its largest sector bet is Health Care 19.5%, followed by Financials 12.8% and Energy 11.5%.
The top 10 holdings account for 60% of reported value — a conviction-weighted book concentrated in its best ideas. The sector and industry splits below are of the same reported value. Track quarter-over-quarter adds, trims, new positions and exits below — sourced from SEC 13F filings, public domain.
Guardian Wealth Management, Inc. — latest SEC 13F insights
Reported long-US-equity value (13F AUM)
$98.2M
total across 34 reported holdings · 2026-03-31 · excludes shorts, cash, non-US
Top-10 concentration
60% of value
higher = narrower conviction; lower = spread / hedging
Biggest adds (shares)
+$OXY +66.1K sh · +$5.28M+$GPN +15.9K sh · +$983K+$COP +11.8K sh · +$2.36M
Biggest trims (shares)
−$AMCR −183K sh · +$45.8K−$SCHW −21.5K sh · −$502K−$CAT −1.16K sh · +$221K
Added from nil (new positions)
None this quarter
Exited to nil (held last quarter, gone now)
$XLE ($3.96M last qtr)$OMC ($2.27M last qtr)$JPM ($216K last qtr)$DE ($211K last qtr)$KLAC ($209K last qtr)
Sector allocation (share of reported value)
each slice is a share of the reported long-US-equity value — smaller sectors and the rest of the book roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Industry allocation (share of reported value)
- Oil & Gas Exploration & Production11.5%—
- Pharmaceuticals10.5%—
- Communications Equipment8.5%—
- Asset Management & Custody Banks8.2%—
- Automotive Retail7.3%—
- Biotechnology6.3%—
- Interactive Media & Services5.0%—
- Construction Machinery & Heavy Transportation Equipment4.7%—
- Other holdings38.0%—
the finer GICS cut of the same book — same denominator — smaller industries roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Top S&P 500 holdings
9 of 9 rows · sorted by Value ↓
| Ticker | Holding | Shares | Value | Δ QoQ | Weight |
|---|---|---|---|---|---|
| $ANET | Arista Networks Inc | 68.1K | $8.36M | +1.32K | 8.5% |
| $AZO | AutoZone Inc | 2.11K | $7.12M | +134 | 7.2% |
| $OXY | Occidental Petroleum Corporation | 107K | $6.98M | +66.1K | 7.1% |
| $LLY | Eli Lilly and Company | 7.52K | $6.92M | +343 | 7.0% |
| $ABBV | AbbVie Inc | 28.4K | $6.18M | -898 | 6.3% |
| $APO | Apollo Global Management Inc | 47.6K | $5.3M | +3.53K | 5.4% |
| $META | Meta Platforms Inc | 55.4K | $4.95M | +7.21K | 5.0% |
| $CAT | Caterpillar Inc | 6.51K | $4.61M | -1.16K | 4.7% |
| $COP | ConocoPhillips | 32.7K | $4.32M | +11.8K | 4.4% |
…and 25 more holdings in the full 13F filing (top positions only shown).
SEC Form 13F data sets · public domain · 45-day filing lag · >$100M AUM managers · as reported
← All 13F filers·← QuantOrb.pro
How to read Δ QoQ — the five insight categories, and the caveats
The categories. Analysts, quants and retail traders look past total portfolio value to isolate actionable signals. Five categories matter.
Conviction & concentration shifts
New positions vs complete exits — a brand-new stock signals high conviction; a full liquidation suggests a broken thesis or tax-loss harvesting. Aggressive sizing — look at share count, not dollars: a 20% share increase during a drawdown is strong dip-buying. Concentration — a narrowing top-5/10 means conviction; spreading capital across more names means hedging.
Sector & macro allocation rotations
Aggregating Δ QoQ moves across sectors shows where smart money is leaning in or sneaking out — rotating out of growth into defensives or energy, for example. The fund's total long equity exposure quarter-over-quarter is a proxy for overall institutional risk appetite.
Crowding & smart-money consensus
When several managers initiate or expand the same stock in the same quarter, that is institutional consensus. Contrarian reads: top pickers buying hard into a beaten-down name the market is selling.
Derivative & option overlays
Reported call/put changes indicate whether managers are adding downside hedges or leveraging upside exposure. Note: a long increase may be half of a market-neutral pair trade.
Who reads this
| Retail "cloners" | High-conviction ideas to replicate ~45 days after quarter-end. |
| Corporate IR | Which funds bought or dumped the stock, before the next call. |
| Quant / algo traders | Cross-sectional factor inputs: flow, momentum, ownership. |
Four caveats before you trade on it
- 45-day lag — holdings are quarter-end; positions may already be closed.
- Long-only — 13Fs miss shorts, pair trades and cash.
- No non-US / fixed income — the picture is US equities plus options.
- Corporate actions — splits and spinoffs distort raw share deltas.
Newsletter signup
Free subscription. Daily trading day morning dispatch. No spam.