Plan Group Financial, LLC
SEC Form 13F institutional filer · CIK 0001940033
13F-HR · 99 reported holdings · 2026-03-31
Reported long-US-equity value
$0.20B
Top-10 concentration
51.9%
Plan Group Financial, LLC — $196M AUM allocation strategy
Plan Group Financial, LLC files SEC Form 13F and reports $196M of long US equity value across 99 reported holdings for 2026-03-31.
Its largest sector bet is Financials 14.4%, followed by Industrials 7.7% and Energy 6.8%.
The top 10 holdings account for 52% of reported value — a conviction-weighted book concentrated in its best ideas. The sector and industry splits below are of the same reported value. Track quarter-over-quarter adds, trims, new positions and exits below — sourced from SEC 13F filings, public domain.
Plan Group Financial, LLC — latest SEC 13F insights
Reported long-US-equity value (13F AUM)
$196M
total across 99 reported holdings · 2026-03-31 · excludes shorts, cash, non-US
Top-10 concentration
52% of value
higher = narrower conviction; lower = spread / hedging
Biggest adds (shares)
+$IVZ +189K sh · +$4.05M+$VICI +14.5K sh · +$338K+$PFE +13.6K sh · +$698K
Biggest trims (shares)
−$VOO −8.26K sh · −$5.75M−$IVV −8.25K sh · −$2.62M−$AMD −2.68K sh · −$586K
Exited to nil (held last quarter, gone now)
$ADBE ($216K last qtr)$META ($209K last qtr)$LLY ($204K last qtr)
Sector allocation (share of reported value)
each slice is a share of the reported long-US-equity value — smaller sectors and the rest of the book roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Industry allocation (share of reported value)
- Aerospace & Defense7.7%—
- Integrated Oil & Gas6.8%—
- Asset Management & Custody Banks6.7%—
- Diversified Banks5.9%—
- Tobacco3.6%—
- Technology Hardware, Storage & Peripherals3.4%—
- Electric Utilities3.2%—
- Integrated Telecommunication Services3.0%—
- Other holdings59.5%—
the finer GICS cut of the same book — same denominator — smaller industries roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Top S&P 500 holdings
6 of 6 rows · sorted by Value ↓
| Ticker | Holding | Shares | Value | Δ QoQ | Weight |
|---|---|---|---|---|---|
| $HONA | Honeywell Aerospace Inc | 21 | $15.1M | +1 | 7.7% |
| $IVZ | Invesco Ltd | 634K | $13.3M | +189K | 6.8% |
| $JPM | JP Morgan Chase & Co | 39.3K | $11.6M | +328 | 5.9% |
| $XOM | ExxonMobil Holdings Corporation | 49.3K | $8.37M | +3.21K | 4.3% |
| $AAPL | Apple Inc | 26.6K | $6.76M | +69 | 3.4% |
| $CVX | Chevron Corporation | 24.2K | $5M | +955 | 2.6% |
…and 93 more holdings in the full 13F filing (top positions only shown).
SEC Form 13F data sets · public domain · 45-day filing lag · >$100M AUM managers · as reported
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How to read Δ QoQ — the five insight categories, and the caveats
The categories. Analysts, quants and retail traders look past total portfolio value to isolate actionable signals. Five categories matter.
Conviction & concentration shifts
New positions vs complete exits — a brand-new stock signals high conviction; a full liquidation suggests a broken thesis or tax-loss harvesting. Aggressive sizing — look at share count, not dollars: a 20% share increase during a drawdown is strong dip-buying. Concentration — a narrowing top-5/10 means conviction; spreading capital across more names means hedging.
Sector & macro allocation rotations
Aggregating Δ QoQ moves across sectors shows where smart money is leaning in or sneaking out — rotating out of growth into defensives or energy, for example. The fund's total long equity exposure quarter-over-quarter is a proxy for overall institutional risk appetite.
Crowding & smart-money consensus
When several managers initiate or expand the same stock in the same quarter, that is institutional consensus. Contrarian reads: top pickers buying hard into a beaten-down name the market is selling.
Derivative & option overlays
Reported call/put changes indicate whether managers are adding downside hedges or leveraging upside exposure. Note: a long increase may be half of a market-neutral pair trade.
Who reads this
| Retail "cloners" | High-conviction ideas to replicate ~45 days after quarter-end. |
| Corporate IR | Which funds bought or dumped the stock, before the next call. |
| Quant / algo traders | Cross-sectional factor inputs: flow, momentum, ownership. |
Four caveats before you trade on it
- 45-day lag — holdings are quarter-end; positions may already be closed.
- Long-only — 13Fs miss shorts, pair trades and cash.
- No non-US / fixed income — the picture is US equities plus options.
- Corporate actions — splits and spinoffs distort raw share deltas.
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