Spahn Wealth & Retirement LLC
SEC Form 13F institutional filer · CIK 0001949033
13F-HR · 23 reported holdings · 2026-03-31
Reported long-US-equity value
$0.08B
Top-10 concentration
71.0%
Spahn Wealth & Retirement LLC — $77.5M AUM allocation strategy
Spahn Wealth & Retirement LLC files SEC Form 13F and reports $77.5M of long US equity value across 23 reported holdings for 2026-03-31.
Its largest sector bet is Information Technology 25.4%, followed by Financials 20.2% and Consumer Discretionary 18.3%.
The top 10 holdings account for 71% of reported value — a conviction-weighted book concentrated in its best ideas. The sector and industry splits below are of the same reported value. Track quarter-over-quarter adds, trims, new positions and exits below — sourced from SEC 13F filings, public domain.
Spahn Wealth & Retirement LLC — latest SEC 13F insights
Reported long-US-equity value (13F AUM)
$77.5M
total across 23 reported holdings · 2026-03-31 · excludes shorts, cash, non-US
Top-10 concentration
71% of value
higher = narrower conviction; lower = spread / hedging
Biggest trims (shares)
−$NVDA −50.1K sh · −$9.85M−$C −47.8K sh · −$5.73M−$PANW −16.9K sh · −$3.51M
Exited to nil (held last quarter, gone now)
$META ($7M last qtr)$ANET ($5.95M last qtr)$HOOD ($5.22M last qtr)$BLK ($4.45M last qtr)$NFLX ($4.37M last qtr)
Sector allocation (share of reported value)
each slice is a share of the reported long-US-equity value — smaller sectors and the rest of the book roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Industry allocation (share of reported value)
- Diversified Banks15.2%—
- Semiconductors9.5%—
- Automobile Manufacturers8.9%—
- Systems Software8.7%—
- Interactive Media & Services7.4%—
- Technology Hardware, Storage & Peripherals7.3%—
- Broadline Retail6.7%—
- Industrial Machinery & Supplies & Components5.8%—
- Other holdings30.4%—
the finer GICS cut of the same book — same denominator — smaller industries roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Top S&P 500 holdings
8 of 8 rows · sorted by Value ↓
| Ticker | Holding | Shares | Value | Δ QoQ | Weight |
|---|---|---|---|---|---|
| $NVDA | NVIDIA Corporation | 42.1K | $7.33M | -50.1K | 9.5% |
| $TSLA | Tesla Inc | 18.5K | $6.87M | -31 | 8.9% |
| $GOOGL | Alphabet Inc | 20.1K | $5.77M | -12.8K | 7.4% |
| $AAPL | Apple Inc | 22.2K | $5.64M | -2.54K | 7.3% |
| $C | Citigroup Inc | 47.4K | $5.38M | -47.8K | 6.9% |
| $AMZN | Amazon.com Inc | 24.9K | $5.18M | -4.49K | 6.7% |
| $PH | Parker-Hannifin Corporation | 5.07K | $4.54M | — | 5.9% |
| $MSFT | Microsoft Corporation | 10.9K | $4.04M | +0 | 5.2% |
…and 15 more holdings in the full 13F filing (top positions only shown).
SEC Form 13F data sets · public domain · 45-day filing lag · >$100M AUM managers · as reported
← All 13F filers·← QuantOrb.pro
How to read Δ QoQ — the five insight categories, and the caveats
The categories. Analysts, quants and retail traders look past total portfolio value to isolate actionable signals. Five categories matter.
Conviction & concentration shifts
New positions vs complete exits — a brand-new stock signals high conviction; a full liquidation suggests a broken thesis or tax-loss harvesting. Aggressive sizing — look at share count, not dollars: a 20% share increase during a drawdown is strong dip-buying. Concentration — a narrowing top-5/10 means conviction; spreading capital across more names means hedging.
Sector & macro allocation rotations
Aggregating Δ QoQ moves across sectors shows where smart money is leaning in or sneaking out — rotating out of growth into defensives or energy, for example. The fund's total long equity exposure quarter-over-quarter is a proxy for overall institutional risk appetite.
Crowding & smart-money consensus
When several managers initiate or expand the same stock in the same quarter, that is institutional consensus. Contrarian reads: top pickers buying hard into a beaten-down name the market is selling.
Derivative & option overlays
Reported call/put changes indicate whether managers are adding downside hedges or leveraging upside exposure. Note: a long increase may be half of a market-neutral pair trade.
Who reads this
| Retail "cloners" | High-conviction ideas to replicate ~45 days after quarter-end. |
| Corporate IR | Which funds bought or dumped the stock, before the next call. |
| Quant / algo traders | Cross-sectional factor inputs: flow, momentum, ownership. |
Four caveats before you trade on it
- 45-day lag — holdings are quarter-end; positions may already be closed.
- Long-only — 13Fs miss shorts, pair trades and cash.
- No non-US / fixed income — the picture is US equities plus options.
- Corporate actions — splits and spinoffs distort raw share deltas.
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