Empire Financial Management Company, LLC
SEC Form 13F institutional filer · CIK 0001971875
13F-HR · 132 reported holdings · 2026-03-31
Reported long-US-equity value
$0.31B
Top-10 concentration
32.6%
Empire Financial Management Company, LLC — $308M AUM allocation strategy
Empire Financial Management Company, LLC files SEC Form 13F and reports $308M of long US equity value across 132 reported holdings for 2026-03-31.
Its largest sector bet is Information Technology 13.8%, followed by Industrials 9.2% and Health Care 7.3%.
The top 10 holdings account for 33% of reported value — a broadly spread portfolio. The sector and industry splits below are of the same reported value. Track quarter-over-quarter adds, trims, new positions and exits below — sourced from SEC 13F filings, public domain.
Empire Financial Management Company, LLC — latest SEC 13F insights
Reported long-US-equity value (13F AUM)
$308M
total across 132 reported holdings · 2026-03-31 · excludes shorts, cash, non-US
Top-10 concentration
33% of value
higher = narrower conviction; lower = spread / hedging
Biggest adds (shares)
+$HON +17.6K sh · +$4.9M+$SCHW +4.92K sh · +$500K+$LLY +2.92K sh · +$1.22M
Biggest trims (shares)
−$PFE −73K sh · −$1.63M−$GOOG −19.5K sh · −$6.76M−$BAC −10.4K sh · −$1.37M
Exited to nil (held last quarter, gone now)
$TPL ($975K last qtr)$FCX ($821K last qtr)$INVH ($590K last qtr)$OXY ($426K last qtr)$PLTR ($244K last qtr)
Sector allocation (share of reported value)
each slice is a share of the reported long-US-equity value — smaller sectors and the rest of the book roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Industry allocation (share of reported value)
- Diversified Banks5.8%—
- Aerospace & Defense5.7%—
- Pharmaceuticals5.2%—
- Technology Hardware, Storage & Peripherals4.5%—
- Broadline Retail3.9%—
- Industrial Conglomerates3.5%—
- Systems Software3.1%—
- Semiconductors2.7%—
- Other holdings65.6%—
the finer GICS cut of the same book — same denominator — smaller industries roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Top S&P 500 holdings
10 of 10 rows · sorted by Value ↓
| Ticker | Holding | Shares | Value | Δ QoQ | Weight |
|---|---|---|---|---|---|
| $AAPL | Apple Inc | 54.9K | $13.9M | -5.54K | 4.5% |
| $AMZN | Amazon.com Inc | 58.4K | $12.2M | -3.89K | 3.9% |
| $JPM | JP Morgan Chase & Co | 39.2K | $11.5M | -370 | 3.7% |
| $LLY | Eli Lilly and Company | 12.4K | $11.4M | +2.92K | 3.7% |
| $HON | Honeywell International Inc | 47.4K | $10.7M | +17.6K | 3.5% |
| $MSFT | Microsoft Corporation | 25.2K | $9.33M | -1.87K | 3.0% |
| $BA | Boeing Company | 45.9K | $9.13M | -373 | 3.0% |
| $RTX | RTX Corporation | 44.1K | $8.52M | -1.41K | 2.8% |
| $GOOG | Alphabet Inc. Class C Capital Stock | 25.5K | $7.33M | -19.5K | 2.4% |
| $ABBV | AbbVie Inc | 29.5K | $6.41M | +988 | 2.1% |
…and 122 more holdings in the full 13F filing (top positions only shown).
SEC Form 13F data sets · public domain · 45-day filing lag · >$100M AUM managers · as reported
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How to read Δ QoQ — the five insight categories, and the caveats
The categories. Analysts, quants and retail traders look past total portfolio value to isolate actionable signals. Five categories matter.
Conviction & concentration shifts
New positions vs complete exits — a brand-new stock signals high conviction; a full liquidation suggests a broken thesis or tax-loss harvesting. Aggressive sizing — look at share count, not dollars: a 20% share increase during a drawdown is strong dip-buying. Concentration — a narrowing top-5/10 means conviction; spreading capital across more names means hedging.
Sector & macro allocation rotations
Aggregating Δ QoQ moves across sectors shows where smart money is leaning in or sneaking out — rotating out of growth into defensives or energy, for example. The fund's total long equity exposure quarter-over-quarter is a proxy for overall institutional risk appetite.
Crowding & smart-money consensus
When several managers initiate or expand the same stock in the same quarter, that is institutional consensus. Contrarian reads: top pickers buying hard into a beaten-down name the market is selling.
Derivative & option overlays
Reported call/put changes indicate whether managers are adding downside hedges or leveraging upside exposure. Note: a long increase may be half of a market-neutral pair trade.
Who reads this
| Retail "cloners" | High-conviction ideas to replicate ~45 days after quarter-end. |
| Corporate IR | Which funds bought or dumped the stock, before the next call. |
| Quant / algo traders | Cross-sectional factor inputs: flow, momentum, ownership. |
Four caveats before you trade on it
- 45-day lag — holdings are quarter-end; positions may already be closed.
- Long-only — 13Fs miss shorts, pair trades and cash.
- No non-US / fixed income — the picture is US equities plus options.
- Corporate actions — splits and spinoffs distort raw share deltas.
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