PFG Investments, LLC
SEC Form 13F institutional filer · CIK 0001973224
13F-HR · 349 reported holdings · 2026-03-31
SEC-registered institutional investment manager.
Reported long-US-equity value
$1.36B
Top-10 concentration
36.2%
PFG Investments, LLC — $1.36B AUM allocation strategy
PFG Investments, LLC files SEC Form 13F and reports $1.36B of long US equity value across 349 reported holdings for 2026-03-31.
Its largest sector bet is Information Technology 20.1%, followed by Consumer Discretionary 6.5% and Communication Services 5.1%.
The top 10 holdings account for 36% of reported value — a broadly spread portfolio. The sector and industry splits below are of the same reported value. Track quarter-over-quarter adds, trims, new positions and exits below — sourced from SEC 13F filings, public domain.
PFG Investments, LLC — latest SEC 13F insights
Reported long-US-equity value (13F AUM)
$1.36B
total across 349 reported holdings · 2026-03-31 · excludes shorts, cash, non-US
Top-10 concentration
36% of value
higher = narrower conviction; lower = spread / hedging
Biggest adds (shares)
+$BLK +33.3K sh · +$1.36M+$XLK +33.1K sh · +$2.51M+$GM +32.9K sh · +$2.37M
Biggest trims (shares)
−$IVZ −88.5K sh · −$4.66M−$VZ −26.9K sh · +$1.05M−$AMCR −24.5K sh · +$13.7K
Exited to nil (held last quarter, gone now)
$TROW ($500K last qtr)$BLDR ($463K last qtr)$ALB ($411K last qtr)$FICO ($374K last qtr)$PHM ($359K last qtr)
Sector allocation (share of reported value)
each slice is a share of the reported long-US-equity value — smaller sectors and the rest of the book roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Industry allocation (share of reported value)
- Technology Hardware, Storage & Peripherals9.9%—
- Semiconductors5.4%—
- Interactive Media & Services5.1%—
- Automobile Manufacturers3.7%—
- Systems Software3.6%—
- Broadline Retail2.7%—
- Pharmaceuticals1.9%—
- Integrated Oil & Gas1.8%—
- Other holdings65.8%—
the finer GICS cut of the same book — same denominator — smaller industries roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Top S&P 500 holdings
7 of 7 rows · sorted by Value ↓
| Ticker | Holding | Shares | Value | Δ QoQ | Weight |
|---|---|---|---|---|---|
| $AAPL | Apple Inc | 528K | $134M | -4.02K | 9.9% |
| $NVDA | NVIDIA Corporation | 420K | $73.3M | +4.41K | 5.4% |
| $TSLA | Tesla Inc | 137K | $50.9M | +55 | 3.8% |
| $MSFT | Microsoft Corporation | 134K | $49.7M | +5.95K | 3.7% |
| $AMZN | Amazon.com Inc | 177K | $36.8M | +4.46K | 2.7% |
| $GOOG | Alphabet Inc. Class C Capital Stock | 89.3K | $25.7M | +2.27K | 1.9% |
| $JNJ | Johnson & Johnson | 105K | $25.7M | +1.63K | 1.9% |
…and 342 more holdings in the full 13F filing (top positions only shown).
SEC Form 13F data sets · public domain · 45-day filing lag · >$100M AUM managers · as reported
← All 13F filers·← QuantOrb.pro
How to read Δ QoQ — the five insight categories, and the caveats
The categories. Analysts, quants and retail traders look past total portfolio value to isolate actionable signals. Five categories matter.
Conviction & concentration shifts
New positions vs complete exits — a brand-new stock signals high conviction; a full liquidation suggests a broken thesis or tax-loss harvesting. Aggressive sizing — look at share count, not dollars: a 20% share increase during a drawdown is strong dip-buying. Concentration — a narrowing top-5/10 means conviction; spreading capital across more names means hedging.
Sector & macro allocation rotations
Aggregating Δ QoQ moves across sectors shows where smart money is leaning in or sneaking out — rotating out of growth into defensives or energy, for example. The fund's total long equity exposure quarter-over-quarter is a proxy for overall institutional risk appetite.
Crowding & smart-money consensus
When several managers initiate or expand the same stock in the same quarter, that is institutional consensus. Contrarian reads: top pickers buying hard into a beaten-down name the market is selling.
Derivative & option overlays
Reported call/put changes indicate whether managers are adding downside hedges or leveraging upside exposure. Note: a long increase may be half of a market-neutral pair trade.
Who reads this
| Retail "cloners" | High-conviction ideas to replicate ~45 days after quarter-end. |
| Corporate IR | Which funds bought or dumped the stock, before the next call. |
| Quant / algo traders | Cross-sectional factor inputs: flow, momentum, ownership. |
Four caveats before you trade on it
- 45-day lag — holdings are quarter-end; positions may already be closed.
- Long-only — 13Fs miss shorts, pair trades and cash.
- No non-US / fixed income — the picture is US equities plus options.
- Corporate actions — splits and spinoffs distort raw share deltas.
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