ROI Financial Advisors, LLC
SEC Form 13F institutional filer · CIK 0002011633
13F-HR · 45 reported holdings · 2026-03-31
Reported long-US-equity value
$0.13B
Top-10 concentration
63.1%
ROI Financial Advisors, LLC — $130M AUM allocation strategy
ROI Financial Advisors, LLC files SEC Form 13F and reports $130M of long US equity value across 45 reported holdings for 2026-03-31.
Its largest sector bet is Information Technology 32.9%, followed by Consumer Staples 15.8% and Financials 12.5%.
The top 10 holdings account for 63% of reported value — a conviction-weighted book concentrated in its best ideas. The sector and industry splits below are of the same reported value. Track quarter-over-quarter adds, trims, new positions and exits below — sourced from SEC 13F filings, public domain.
ROI Financial Advisors, LLC — latest SEC 13F insights
Reported long-US-equity value (13F AUM)
$130M
total across 45 reported holdings · 2026-03-31 · excludes shorts, cash, non-US
Top-10 concentration
63% of value
higher = narrower conviction; lower = spread / hedging
Biggest adds (shares)
+$INTC +5.8K sh · +$350K+$XOM +1.52K sh · +$478K+$T +1.42K sh · +$167K
Biggest trims (shares)
−$NVDA −3.81K sh · −$1.44M−$PG −3.36K sh · −$469K−$GOOG −1.3K sh · −$1.28M
Exited to nil (held last quarter, gone now)
$NKE ($356K last qtr)$PGR ($256K last qtr)$QQQ ($216K last qtr)
Sector allocation (share of reported value)
each slice is a share of the reported long-US-equity value — smaller sectors and the rest of the book roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Industry allocation (share of reported value)
- Semiconductors15.4%—
- Consumer Staples Merchandise Retail12.0%—
- Transaction & Payment Processing Services8.1%—
- Systems Software7.8%—
- Interactive Media & Services7.6%—
- Technology Hardware, Storage & Peripherals7.5%—
- Pharmaceuticals7.0%—
- Broadline Retail5.1%—
- Other holdings29.6%—
the finer GICS cut of the same book — same denominator — smaller industries roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Top S&P 500 holdings
10 of 10 rows · sorted by Value ↓
| Ticker | Holding | Shares | Value | Δ QoQ | Weight |
|---|---|---|---|---|---|
| $NVDA | NVIDIA Corporation | 60.6K | $10.6M | -3.81K | 8.1% |
| $GOOG | Alphabet Inc. Class C Capital Stock | 34.2K | $9.83M | -1.3K | 7.5% |
| $AAPL | Apple Inc | 38.3K | $9.71M | -357 | 7.4% |
| $AVGO | Broadcom Inc | 30.8K | $9.52M | -1.24K | 7.3% |
| $LLY | Eli Lilly and Company | 9.85K | $9.06M | -205 | 6.9% |
| $COST | Costco Wholesale Corporation | 8.7K | $8.67M | -56 | 6.6% |
| $WMT | Walmart Inc | 56.1K | $6.97M | +413 | 5.3% |
| $AMZN | Amazon.com Inc | 32.3K | $6.72M | +219 | 5.2% |
| $MSFT | Microsoft Corporation | 16K | $5.92M | +154 | 4.5% |
| $V | Visa Inc | 17.6K | $5.32M | -237 | 4.1% |
…and 35 more holdings in the full 13F filing (top positions only shown).
SEC Form 13F data sets · public domain · 45-day filing lag · >$100M AUM managers · as reported
← All 13F filers·← QuantOrb.pro
How to read Δ QoQ — the five insight categories, and the caveats
The categories. Analysts, quants and retail traders look past total portfolio value to isolate actionable signals. Five categories matter.
Conviction & concentration shifts
New positions vs complete exits — a brand-new stock signals high conviction; a full liquidation suggests a broken thesis or tax-loss harvesting. Aggressive sizing — look at share count, not dollars: a 20% share increase during a drawdown is strong dip-buying. Concentration — a narrowing top-5/10 means conviction; spreading capital across more names means hedging.
Sector & macro allocation rotations
Aggregating Δ QoQ moves across sectors shows where smart money is leaning in or sneaking out — rotating out of growth into defensives or energy, for example. The fund's total long equity exposure quarter-over-quarter is a proxy for overall institutional risk appetite.
Crowding & smart-money consensus
When several managers initiate or expand the same stock in the same quarter, that is institutional consensus. Contrarian reads: top pickers buying hard into a beaten-down name the market is selling.
Derivative & option overlays
Reported call/put changes indicate whether managers are adding downside hedges or leveraging upside exposure. Note: a long increase may be half of a market-neutral pair trade.
Who reads this
| Retail "cloners" | High-conviction ideas to replicate ~45 days after quarter-end. |
| Corporate IR | Which funds bought or dumped the stock, before the next call. |
| Quant / algo traders | Cross-sectional factor inputs: flow, momentum, ownership. |
Four caveats before you trade on it
- 45-day lag — holdings are quarter-end; positions may already be closed.
- Long-only — 13Fs miss shorts, pair trades and cash.
- No non-US / fixed income — the picture is US equities plus options.
- Corporate actions — splits and spinoffs distort raw share deltas.
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