Financial Synergies Wealth Advisors, Inc.
SEC Form 13F institutional filer · CIK 0002017868
13F-HR · 48 reported holdings · 2026-03-31
Reported long-US-equity value
$0.41B
Top-10 concentration
88.4%
Financial Synergies Wealth Advisors, Inc. — $410M AUM allocation strategy
Financial Synergies Wealth Advisors, Inc. files SEC Form 13F and reports $410M of long US equity value across 48 reported holdings for 2026-03-31.
Its largest sector bet is Financials 18.4%, followed by Information Technology 6.0% and Energy 3.5%.
The top 10 holdings account for 88% of reported value — a conviction-weighted book concentrated in its best ideas. The sector and industry splits below are of the same reported value. Track quarter-over-quarter adds, trims, new positions and exits below — sourced from SEC 13F filings, public domain.
Financial Synergies Wealth Advisors, Inc. — latest SEC 13F insights
Reported long-US-equity value (13F AUM)
$410M
total across 48 reported holdings · 2026-03-31 · excludes shorts, cash, non-US
Top-10 concentration
88% of value
higher = narrower conviction; lower = spread / hedging
Biggest adds (shares)
+$SCHW +29.5K sh · −$2.8M+$AAPL +21.5K sh · +$5.04M+$MU +12.3K sh · +$4.4M
Biggest trims (shares)
−$IVV −14.9K sh · −$8.01M−$VTWO −2.88K sh · +$48.4K−$VB −2.08K sh · −$230K
Exited to nil (held last quarter, gone now)
$PH ($235K last qtr)$HD ($231K last qtr)$V ($222K last qtr)$PLTR ($202K last qtr)
Sector allocation (share of reported value)
each slice is a share of the reported long-US-equity value — smaller sectors and the rest of the book roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Industry allocation (share of reported value)
- Investment Banking & Brokerage15.8%—
- Technology Hardware, Storage & Peripherals4.1%—
- Integrated Oil & Gas3.0%—
- Financial Exchanges & Data2.1%—
- Consumer Staples Merchandise Retail1.6%—
- Construction Machinery & Heavy Transportation Equipment1.5%—
- Semiconductors1.4%—
- Oil & Gas Refining & Marketing0.6%—
- Other holdings69.9%—
the finer GICS cut of the same book — same denominator — smaller industries roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Top S&P 500 holdings
6 of 6 rows · sorted by Value ↓
| Ticker | Holding | Shares | Value | Δ QoQ | Weight |
|---|---|---|---|---|---|
| $SCHW | Charles Schwab Corporation | 2.11M | $64.6M | +29.5K | 15.8% |
| $AAPL | Apple Inc | 44.3K | $11.2M | +21.5K | 2.7% |
| $XOM | ExxonMobil Holdings Corporation | 52.3K | $8.87M | -196 | 2.2% |
| $SPGI | S&P Global Inc | 52.3K | $8.53M | -508 | 2.1% |
| $CAT | Caterpillar Inc | 9.01K | $6.38M | +1.28K | 1.6% |
| $MU | Micron Technology Inc | 16.9K | $5.71M | +12.3K | 1.4% |
…and 42 more holdings in the full 13F filing (top positions only shown).
SEC Form 13F data sets · public domain · 45-day filing lag · >$100M AUM managers · as reported
← All 13F filers·← QuantOrb.pro
How to read Δ QoQ — the five insight categories, and the caveats
The categories. Analysts, quants and retail traders look past total portfolio value to isolate actionable signals. Five categories matter.
Conviction & concentration shifts
New positions vs complete exits — a brand-new stock signals high conviction; a full liquidation suggests a broken thesis or tax-loss harvesting. Aggressive sizing — look at share count, not dollars: a 20% share increase during a drawdown is strong dip-buying. Concentration — a narrowing top-5/10 means conviction; spreading capital across more names means hedging.
Sector & macro allocation rotations
Aggregating Δ QoQ moves across sectors shows where smart money is leaning in or sneaking out — rotating out of growth into defensives or energy, for example. The fund's total long equity exposure quarter-over-quarter is a proxy for overall institutional risk appetite.
Crowding & smart-money consensus
When several managers initiate or expand the same stock in the same quarter, that is institutional consensus. Contrarian reads: top pickers buying hard into a beaten-down name the market is selling.
Derivative & option overlays
Reported call/put changes indicate whether managers are adding downside hedges or leveraging upside exposure. Note: a long increase may be half of a market-neutral pair trade.
Who reads this
| Retail "cloners" | High-conviction ideas to replicate ~45 days after quarter-end. |
| Corporate IR | Which funds bought or dumped the stock, before the next call. |
| Quant / algo traders | Cross-sectional factor inputs: flow, momentum, ownership. |
Four caveats before you trade on it
- 45-day lag — holdings are quarter-end; positions may already be closed.
- Long-only — 13Fs miss shorts, pair trades and cash.
- No non-US / fixed income — the picture is US equities plus options.
- Corporate actions — splits and spinoffs distort raw share deltas.
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