Cascades Capital Asset Management, LLC
SEC Form 13F institutional filer · CIK 0002035512
13F-HR · 104 reported holdings · 2026-03-31
Reported long-US-equity value
$0.15B
Top-10 concentration
63.2%
Cascades Capital Asset Management, LLC — $148M AUM allocation strategy
Cascades Capital Asset Management, LLC files SEC Form 13F and reports $148M of long US equity value across 104 reported holdings for 2026-03-31.
Its largest sector bet is Information Technology 20.7%, followed by Financials 9.9% and Communication Services 5.6%.
The top 10 holdings account for 63% of reported value — a conviction-weighted book concentrated in its best ideas. The sector and industry splits below are of the same reported value. Track quarter-over-quarter adds, trims, new positions and exits below — sourced from SEC 13F filings, public domain.
Cascades Capital Asset Management, LLC — latest SEC 13F insights
Reported long-US-equity value (13F AUM)
$148M
total across 104 reported holdings · 2026-03-31 · excludes shorts, cash, non-US
Top-10 concentration
63% of value
higher = narrower conviction; lower = spread / hedging
Biggest adds (shares)
+$SCHW +20.1K sh · +$481K+$VOO +3.69K sh · +$18.6K+$XLI +3.43K sh · +$597K
Biggest trims (shares)
−$DUK −20.3K sh · −$546K−$WFC −18.4K sh · −$571K−$BAC −14.3K sh · −$589K
Exited to nil (held last quarter, gone now)
$MS ($312K last qtr)$C ($176K last qtr)$CEG ($143K last qtr)$GS ($114K last qtr)$CNC ($109K last qtr)
Sector allocation (share of reported value)
each slice is a share of the reported long-US-equity value — smaller sectors and the rest of the book roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Industry allocation (share of reported value)
- Technology Hardware, Storage & Peripherals7.5%—
- Systems Software6.6%—
- Semiconductors6.5%—
- Interactive Media & Services5.6%—
- Investment Banking & Brokerage3.9%—
- Diversified Banks3.7%—
- Pharmaceuticals1.7%—
- Integrated Oil & Gas1.5%—
- Other holdings62.9%—
the finer GICS cut of the same book — same denominator — smaller industries roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Top S&P 500 holdings
7 of 7 rows · sorted by Value ↓
| Ticker | Holding | Shares | Value | Δ QoQ | Weight |
|---|---|---|---|---|---|
| $AAPL | Apple Inc | 43.8K | $11.1M | +236 | 7.5% |
| $MSFT | Microsoft Corporation | 26.6K | $9.83M | -497 | 6.7% |
| $NVDA | NVIDIA Corporation | 55.1K | $9.6M | -134 | 6.5% |
| $SCHW | Charles Schwab Corporation | 232K | $5.86M | +20.1K | 4.0% |
| $GOOG | Alphabet Inc. Class C Capital Stock | 20.3K | $5.84M | +1K | 4.0% |
| $JPM | JP Morgan Chase & Co | 68.2K | $3.52M | -10.9K | 2.4% |
| $META | Meta Platforms Inc | 4.3K | $2.46M | -46 | 1.7% |
…and 97 more holdings in the full 13F filing (top positions only shown).
SEC Form 13F data sets · public domain · 45-day filing lag · >$100M AUM managers · as reported
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How to read Δ QoQ — the five insight categories, and the caveats
The categories. Analysts, quants and retail traders look past total portfolio value to isolate actionable signals. Five categories matter.
Conviction & concentration shifts
New positions vs complete exits — a brand-new stock signals high conviction; a full liquidation suggests a broken thesis or tax-loss harvesting. Aggressive sizing — look at share count, not dollars: a 20% share increase during a drawdown is strong dip-buying. Concentration — a narrowing top-5/10 means conviction; spreading capital across more names means hedging.
Sector & macro allocation rotations
Aggregating Δ QoQ moves across sectors shows where smart money is leaning in or sneaking out — rotating out of growth into defensives or energy, for example. The fund's total long equity exposure quarter-over-quarter is a proxy for overall institutional risk appetite.
Crowding & smart-money consensus
When several managers initiate or expand the same stock in the same quarter, that is institutional consensus. Contrarian reads: top pickers buying hard into a beaten-down name the market is selling.
Derivative & option overlays
Reported call/put changes indicate whether managers are adding downside hedges or leveraging upside exposure. Note: a long increase may be half of a market-neutral pair trade.
Who reads this
| Retail "cloners" | High-conviction ideas to replicate ~45 days after quarter-end. |
| Corporate IR | Which funds bought or dumped the stock, before the next call. |
| Quant / algo traders | Cross-sectional factor inputs: flow, momentum, ownership. |
Four caveats before you trade on it
- 45-day lag — holdings are quarter-end; positions may already be closed.
- Long-only — 13Fs miss shorts, pair trades and cash.
- No non-US / fixed income — the picture is US equities plus options.
- Corporate actions — splits and spinoffs distort raw share deltas.
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