Marshall & Sterling Wealth Advisors Inc.
SEC Form 13F institutional filer · CIK 0002056315
13F-HR · 136 reported holdings · 2026-03-31
Reported long-US-equity value
$0.05B
Top-10 concentration
62.6%
Marshall & Sterling Wealth Advisors Inc. — $49.8M AUM allocation strategy
Marshall & Sterling Wealth Advisors Inc. files SEC Form 13F and reports $49.8M of long US equity value across 136 reported holdings for 2026-03-31.
Its largest sector bet is Financials 43.7%, followed by Information Technology 9.9% and Industrials 3.6%.
The top 10 holdings account for 63% of reported value — a conviction-weighted book concentrated in its best ideas. The sector and industry splits below are of the same reported value. Track quarter-over-quarter adds, trims, new positions and exits below — sourced from SEC 13F filings, public domain.
Marshall & Sterling Wealth Advisors Inc. — latest SEC 13F insights
Reported long-US-equity value (13F AUM)
$49.8M
total across 136 reported holdings · 2026-03-31 · excludes shorts, cash, non-US
Top-10 concentration
63% of value
higher = narrower conviction; lower = spread / hedging
Biggest adds (shares)
+$IVZ +62.7K sh · +$3.35M+$USB +41.5K sh · +$2.03M+$VOO +3.22K sh · +$157K
Biggest trims (shares)
−$IYY −1.02K sh · −$139K−$PG −707 sh · −$94.5K−$AAPL −440 sh · −$249K
Exited to nil (held last quarter, gone now)
$NOW ($487K last qtr)$CPRT ($30.9K last qtr)$HPQ ($25.6K last qtr)$PANW ($18.1K last qtr)$YUM ($17.2K last qtr)
Sector allocation (share of reported value)
each slice is a share of the reported long-US-equity value — smaller sectors and the rest of the book roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Industry allocation (share of reported value)
- Asset Management & Custody Banks25.7%—
- Diversified Banks14.1%—
- Technology Hardware, Storage & Peripherals3.6%—
- IT Consulting & Other Services3.1%—
- Multi-Sector Holdings2.7%—
- Rail Transportation2.5%—
- Systems Software2.0%—
- Personal Care Products1.7%—
- Other holdings44.5%—
the finer GICS cut of the same book — same denominator — smaller industries roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Top S&P 500 holdings
7 of 7 rows · sorted by Value ↓
| Ticker | Holding | Shares | Value | Δ QoQ | Weight |
|---|---|---|---|---|---|
| $IVZ | Invesco Ltd | 145K | $12.1M | +62.7K | 24.3% |
| $USB | U.S. Bancorp | 143K | $7.02M | +41.5K | 14.1% |
| $AAPL | Apple Inc | 7.15K | $1.81M | -440 | 3.6% |
| $IBM | International Business Machines Corporation | 6.4K | $1.55M | -69 | 3.1% |
| $BRK.B | Berkshire Hathaway Inc.-Class B | 2.75K | $1.32M | -80 | 2.6% |
| $NSC | Norfolk Southern Corporation | 4.36K | $1.25M | +0 | 2.5% |
| $MSFT | Microsoft Corporation | 2.68K | $992K | +50 | 2.0% |
…and 129 more holdings in the full 13F filing (top positions only shown).
SEC Form 13F data sets · public domain · 45-day filing lag · >$100M AUM managers · as reported
← All 13F filers·← QuantOrb.pro
How to read Δ QoQ — the five insight categories, and the caveats
The categories. Analysts, quants and retail traders look past total portfolio value to isolate actionable signals. Five categories matter.
Conviction & concentration shifts
New positions vs complete exits — a brand-new stock signals high conviction; a full liquidation suggests a broken thesis or tax-loss harvesting. Aggressive sizing — look at share count, not dollars: a 20% share increase during a drawdown is strong dip-buying. Concentration — a narrowing top-5/10 means conviction; spreading capital across more names means hedging.
Sector & macro allocation rotations
Aggregating Δ QoQ moves across sectors shows where smart money is leaning in or sneaking out — rotating out of growth into defensives or energy, for example. The fund's total long equity exposure quarter-over-quarter is a proxy for overall institutional risk appetite.
Crowding & smart-money consensus
When several managers initiate or expand the same stock in the same quarter, that is institutional consensus. Contrarian reads: top pickers buying hard into a beaten-down name the market is selling.
Derivative & option overlays
Reported call/put changes indicate whether managers are adding downside hedges or leveraging upside exposure. Note: a long increase may be half of a market-neutral pair trade.
Who reads this
| Retail "cloners" | High-conviction ideas to replicate ~45 days after quarter-end. |
| Corporate IR | Which funds bought or dumped the stock, before the next call. |
| Quant / algo traders | Cross-sectional factor inputs: flow, momentum, ownership. |
Four caveats before you trade on it
- 45-day lag — holdings are quarter-end; positions may already be closed.
- Long-only — 13Fs miss shorts, pair trades and cash.
- No non-US / fixed income — the picture is US equities plus options.
- Corporate actions — splits and spinoffs distort raw share deltas.
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