Guardian Capital, LLC
SEC Form 13F institutional filer · CIK 0002083963
13F-HR · 45 reported holdings · 2026-03-31
Reported long-US-equity value
$0.05B
Top-10 concentration
60.9%
Guardian Capital, LLC — $53.1M AUM allocation strategy
Guardian Capital, LLC files SEC Form 13F and reports $53.1M of long US equity value across 45 reported holdings for 2026-03-31.
Its largest sector bet is Information Technology 23.4%, followed by Financials 17.9% and Consumer Discretionary 8.0%.
The top 10 holdings account for 61% of reported value — a conviction-weighted book concentrated in its best ideas. The sector and industry splits below are of the same reported value. Track quarter-over-quarter adds, trims, new positions and exits below — sourced from SEC 13F filings, public domain.
Guardian Capital, LLC — latest SEC 13F insights
Reported long-US-equity value (13F AUM)
$53.1M
total across 45 reported holdings · 2026-03-31 · excludes shorts, cash, non-US
Top-10 concentration
61% of value
higher = narrower conviction; lower = spread / hedging
Biggest adds (shares)
+$IVZ +56.9K sh · +$873K+$IVV +425 sh · +$4.33K+$DIA +241 sh · +$82.5K
Biggest trims (shares)
−$NVDA −13.2K sh · −$2.79M−$BLK −9.54K sh · −$857K−$AAPL −6.15K sh · −$1.92M
Exited to nil (held last quarter, gone now)
$TMUS ($694K last qtr)$PYPL ($401K last qtr)$ABT ($339K last qtr)$INTU ($309K last qtr)$LIN ($296K last qtr)
Sector allocation (share of reported value)
each slice is a share of the reported long-US-equity value — smaller sectors and the rest of the book roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Industry allocation (share of reported value)
- Asset Management & Custody Banks13.9%—
- Semiconductors12.3%—
- Consumer Staples Merchandise Retail7.1%—
- Technology Hardware, Storage & Peripherals6.6%—
- Broadline Retail4.2%—
- Transaction & Payment Processing Services3.9%—
- Home Improvement Retail3.9%—
- Environmental & Facilities Services3.3%—
- Other holdings44.9%—
the finer GICS cut of the same book — same denominator — smaller industries roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Top S&P 500 holdings
9 of 9 rows · sorted by Value ↓
| Ticker | Holding | Shares | Value | Δ QoQ | Weight |
|---|---|---|---|---|---|
| $IVZ | Invesco Ltd | 96.5K | $5.58M | +56.9K | 10.5% |
| $NVDA | NVIDIA Corporation | 26.8K | $4.68M | -13.2K | 8.8% |
| $AAPL | Apple Inc | 13.8K | $3.5M | -6.15K | 6.6% |
| $AMZN | Amazon.com Inc | 10.6K | $2.2M | -3.05K | 4.2% |
| $COST | Costco Wholesale Corporation | 2.15K | $2.15M | -791 | 4.0% |
| $HD | Home Depot Inc | 6.24K | $2.05M | -1.66K | 3.9% |
| $AVGO | Broadcom Inc | 6.03K | $1.87M | -4.27K | 3.5% |
| $BLK | BlackRock Inc | 22.2K | $1.84M | -9.54K | 3.5% |
| $WM | Waste Management Inc | 7.57K | $1.74M | -3.05K | 3.3% |
…and 36 more holdings in the full 13F filing (top positions only shown).
SEC Form 13F data sets · public domain · 45-day filing lag · >$100M AUM managers · as reported
← All 13F filers·← QuantOrb.pro
How to read Δ QoQ — the five insight categories, and the caveats
The categories. Analysts, quants and retail traders look past total portfolio value to isolate actionable signals. Five categories matter.
Conviction & concentration shifts
New positions vs complete exits — a brand-new stock signals high conviction; a full liquidation suggests a broken thesis or tax-loss harvesting. Aggressive sizing — look at share count, not dollars: a 20% share increase during a drawdown is strong dip-buying. Concentration — a narrowing top-5/10 means conviction; spreading capital across more names means hedging.
Sector & macro allocation rotations
Aggregating Δ QoQ moves across sectors shows where smart money is leaning in or sneaking out — rotating out of growth into defensives or energy, for example. The fund's total long equity exposure quarter-over-quarter is a proxy for overall institutional risk appetite.
Crowding & smart-money consensus
When several managers initiate or expand the same stock in the same quarter, that is institutional consensus. Contrarian reads: top pickers buying hard into a beaten-down name the market is selling.
Derivative & option overlays
Reported call/put changes indicate whether managers are adding downside hedges or leveraging upside exposure. Note: a long increase may be half of a market-neutral pair trade.
Who reads this
| Retail "cloners" | High-conviction ideas to replicate ~45 days after quarter-end. |
| Corporate IR | Which funds bought or dumped the stock, before the next call. |
| Quant / algo traders | Cross-sectional factor inputs: flow, momentum, ownership. |
Four caveats before you trade on it
- 45-day lag — holdings are quarter-end; positions may already be closed.
- Long-only — 13Fs miss shorts, pair trades and cash.
- No non-US / fixed income — the picture is US equities plus options.
- Corporate actions — splits and spinoffs distort raw share deltas.
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