Catherine Avery Investment Management LLC
SEC Form 13F institutional filer · CIK 0002103454
13F-HR · 103 reported holdings · 2026-03-31
Reported long-US-equity value
$0.22B
Top-10 concentration
30.6%
Catherine Avery Investment Management LLC — $223M AUM allocation strategy
Catherine Avery Investment Management LLC files SEC Form 13F and reports $223M of long US equity value across 103 reported holdings for 2026-03-31.
Its largest sector bet is Information Technology 14.6%, followed by Energy 6.2% and Financials 6.2%.
The top 10 holdings account for 31% of reported value — a broadly spread portfolio. The sector and industry splits below are of the same reported value. Track quarter-over-quarter adds, trims, new positions and exits below — sourced from SEC 13F filings, public domain.
Catherine Avery Investment Management LLC — latest SEC 13F insights
Reported long-US-equity value (13F AUM)
$223M
total across 103 reported holdings · 2026-03-31 · excludes shorts, cash, non-US
Top-10 concentration
31% of value
higher = narrower conviction; lower = spread / hedging
Biggest adds (shares)
+$HPE +84K sh · +$1.96M+$OMC +81.6K sh · +$6.14M+$KEY +77K sh · +$1.43M
Biggest trims (shares)
−$BKR −85.2K sh · −$3.68M−$RTX −20.8K sh · −$3.72M−$JCI −1.75K sh · −$110K
Exited to nil (held last quarter, gone now)
$SCHW ($49.5K last qtr)$LYB ($28.3K last qtr)$BRK.B ($15.6K last qtr)$IVV ($10.2K last qtr)$ETN ($7.96K last qtr)
Sector allocation (share of reported value)
each slice is a share of the reported long-US-equity value — smaller sectors and the rest of the book roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Industry allocation (share of reported value)
- Diversified Banks6.2%—
- Pharmaceuticals5.8%—
- Integrated Oil & Gas3.3%—
- Communications Equipment3.2%—
- IT Consulting & Other Services3.1%—
- Integrated Telecommunication Services3.1%—
- Copper3.0%—
- Multi-Utilities3.0%—
- Other holdings69.5%—
the finer GICS cut of the same book — same denominator — smaller industries roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Top S&P 500 holdings
10 of 10 rows · sorted by Value ↓
| Ticker | Holding | Shares | Value | Δ QoQ | Weight |
|---|---|---|---|---|---|
| $CVX | Chevron Corporation | 35.1K | $7.27M | +4.13K | 3.3% |
| $C | Citigroup Inc | 63.7K | $7.23M | +14.4K | 3.2% |
| $CSCO | Cisco Systems Inc | 90.7K | $7.04M | +22.1K | 3.2% |
| $IBM | International Business Machines Corporation | 28.5K | $6.91M | +10.2K | 3.1% |
| $VZ | Verizon Communications Inc | 135K | $6.78M | +26.8K | 3.0% |
| $FCX | Freeport-McMoRan Inc | 114K | $6.71M | +8.01K | 3.0% |
| $NEE | NextEra Energy Inc | 71.5K | $6.64M | +13.6K | 3.0% |
| $KO | Coca-Cola Company | 86.4K | $6.57M | +19.1K | 2.9% |
| $OKE | ONEOK Inc | 72.6K | $6.56M | +15K | 2.9% |
| $JPM | JP Morgan Chase & Co | 22.3K | $6.55M | +5.88K | 2.9% |
…and 93 more holdings in the full 13F filing (top positions only shown).
SEC Form 13F data sets · public domain · 45-day filing lag · >$100M AUM managers · as reported
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How to read Δ QoQ — the five insight categories, and the caveats
The categories. Analysts, quants and retail traders look past total portfolio value to isolate actionable signals. Five categories matter.
Conviction & concentration shifts
New positions vs complete exits — a brand-new stock signals high conviction; a full liquidation suggests a broken thesis or tax-loss harvesting. Aggressive sizing — look at share count, not dollars: a 20% share increase during a drawdown is strong dip-buying. Concentration — a narrowing top-5/10 means conviction; spreading capital across more names means hedging.
Sector & macro allocation rotations
Aggregating Δ QoQ moves across sectors shows where smart money is leaning in or sneaking out — rotating out of growth into defensives or energy, for example. The fund's total long equity exposure quarter-over-quarter is a proxy for overall institutional risk appetite.
Crowding & smart-money consensus
When several managers initiate or expand the same stock in the same quarter, that is institutional consensus. Contrarian reads: top pickers buying hard into a beaten-down name the market is selling.
Derivative & option overlays
Reported call/put changes indicate whether managers are adding downside hedges or leveraging upside exposure. Note: a long increase may be half of a market-neutral pair trade.
Who reads this
| Retail "cloners" | High-conviction ideas to replicate ~45 days after quarter-end. |
| Corporate IR | Which funds bought or dumped the stock, before the next call. |
| Quant / algo traders | Cross-sectional factor inputs: flow, momentum, ownership. |
Four caveats before you trade on it
- 45-day lag — holdings are quarter-end; positions may already be closed.
- Long-only — 13Fs miss shorts, pair trades and cash.
- No non-US / fixed income — the picture is US equities plus options.
- Corporate actions — splits and spinoffs distort raw share deltas.
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