TopTier Wealth Management, LLC
SEC Form 13F institutional filer · CIK 0002109367
13F-HR · 398 reported holdings · 2026-03-31
Reported long-US-equity value
$0.04B
Top-10 concentration
73.0%
TopTier Wealth Management, LLC — $43.8M AUM allocation strategy
TopTier Wealth Management, LLC files SEC Form 13F and reports $43.8M of long US equity value across 398 reported holdings for 2026-03-31.
Its largest sector bet is Information Technology 10.0%, followed by Financials 9.8% and Health Care 1.9%.
The top 10 holdings account for 73% of reported value — a conviction-weighted book concentrated in its best ideas. The sector and industry splits below are of the same reported value. Track quarter-over-quarter adds, trims, new positions and exits below — sourced from SEC 13F filings, public domain.
TopTier Wealth Management, LLC — latest SEC 13F insights
Reported long-US-equity value (13F AUM)
$43.8M
total across 398 reported holdings · 2026-03-31 · excludes shorts, cash, non-US
Top-10 concentration
73% of value
higher = narrower conviction; lower = spread / hedging
Biggest adds (shares)
+$IVV +12.5K sh · +$1.21M+$SPGI +5.65K sh · +$143K+$IVZ +2.88K sh · +$247K
Biggest trims (shares)
−$NVDA −424 sh · −$220K−$UNH −213 sh · −$180K−$MS −162 sh · −$52.8K
Exited to nil (held last quarter, gone now)
None this quarter
Sector allocation (share of reported value)
each slice is a share of the reported long-US-equity value — smaller sectors and the rest of the book roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Industry allocation (share of reported value)
- Asset Management & Custody Banks5.4%—
- Semiconductors4.6%—
- Technology Hardware, Storage & Peripherals4.2%—
- Financial Exchanges & Data3.7%—
- Industrial Machinery & Supplies & Components1.7%—
- Interactive Media & Services1.3%—
- Managed Health Care1.2%—
- Broadline Retail1.1%—
- Other holdings76.7%—
the finer GICS cut of the same book — same denominator — smaller industries roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Top S&P 500 holdings
5 of 5 rows · sorted by Value ↓
| Ticker | Holding | Shares | Value | Δ QoQ | Weight |
|---|---|---|---|---|---|
| $IVZ | Invesco Ltd | 46.7K | $2.35M | +2.88K | 5.4% |
| $NVDA | NVIDIA Corporation | 11.6K | $2.03M | -424 | 4.6% |
| $AAPL | Apple Inc | 7.36K | $1.87M | +10 | 4.3% |
| $SPGI | S&P Global Inc | 8.11K | $1.63M | +5.65K | 3.7% |
| $GWW | W.W. Grainger Inc | 693 | $756K | +0 | 1.7% |
…and 393 more holdings in the full 13F filing (top positions only shown).
SEC Form 13F data sets · public domain · 45-day filing lag · >$100M AUM managers · as reported
← All 13F filers·← QuantOrb.pro
How to read Δ QoQ — the five insight categories, and the caveats
The categories. Analysts, quants and retail traders look past total portfolio value to isolate actionable signals. Five categories matter.
Conviction & concentration shifts
New positions vs complete exits — a brand-new stock signals high conviction; a full liquidation suggests a broken thesis or tax-loss harvesting. Aggressive sizing — look at share count, not dollars: a 20% share increase during a drawdown is strong dip-buying. Concentration — a narrowing top-5/10 means conviction; spreading capital across more names means hedging.
Sector & macro allocation rotations
Aggregating Δ QoQ moves across sectors shows where smart money is leaning in or sneaking out — rotating out of growth into defensives or energy, for example. The fund's total long equity exposure quarter-over-quarter is a proxy for overall institutional risk appetite.
Crowding & smart-money consensus
When several managers initiate or expand the same stock in the same quarter, that is institutional consensus. Contrarian reads: top pickers buying hard into a beaten-down name the market is selling.
Derivative & option overlays
Reported call/put changes indicate whether managers are adding downside hedges or leveraging upside exposure. Note: a long increase may be half of a market-neutral pair trade.
Who reads this
| Retail "cloners" | High-conviction ideas to replicate ~45 days after quarter-end. |
| Corporate IR | Which funds bought or dumped the stock, before the next call. |
| Quant / algo traders | Cross-sectional factor inputs: flow, momentum, ownership. |
Four caveats before you trade on it
- 45-day lag — holdings are quarter-end; positions may already be closed.
- Long-only — 13Fs miss shorts, pair trades and cash.
- No non-US / fixed income — the picture is US equities plus options.
- Corporate actions — splits and spinoffs distort raw share deltas.
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