Cassady Wealth & Retirement Planning, LLC
SEC Form 13F institutional filer · CIK 0002121075
13F-HR · 20 reported holdings · 2026-03-31
Reported long-US-equity value
$0.03B
Top-10 concentration
89.0%
Cassady Wealth & Retirement Planning, LLC — $28.3M AUM allocation strategy
Cassady Wealth & Retirement Planning, LLC files SEC Form 13F and reports $28.3M of long US equity value across 20 reported holdings for 2026-03-31.
Its largest sector bet is Financials 58.3%, followed by Information Technology 7.1% and Consumer Discretionary 1.3%.
The top 10 holdings account for 89% of reported value — a conviction-weighted book concentrated in its best ideas. The sector and industry splits below are of the same reported value. Track quarter-over-quarter adds, trims, new positions and exits below — sourced from SEC 13F filings, public domain.
Cassady Wealth & Retirement Planning, LLC — latest SEC 13F insights
Reported long-US-equity value (13F AUM)
$28.3M
total across 20 reported holdings · 2026-03-31 · excludes shorts, cash, non-US
Top-10 concentration
89% of value
higher = narrower conviction; lower = spread / hedging
Biggest adds (shares)
+$IVZ +2.96K sh · +$447K+$AMZN +61 sh · +$62K+$NEE +19 sh · +$64.3K
Biggest trims (shares)
−$VOO −10.5K sh · −$505K−$SCHW −10.1K sh · +$358K−$IVV −5.14K sh · −$51.1K
Sector allocation (share of reported value)
each slice is a share of the reported long-US-equity value — smaller sectors and the rest of the book roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Industry allocation (share of reported value)
- Investment Banking & Brokerage46.3%—
- Asset Management & Custody Banks11.2%—
- Technology Hardware, Storage & Peripherals2.5%—
- Semiconductors2.4%—
- Systems Software2.3%—
- Broadline Retail1.3%—
- Multi-Utilities1.2%—
- Multi-Sector Holdings0.8%—
- Other holdings32.0%—
the finer GICS cut of the same book — same denominator — smaller industries roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Top S&P 500 holdings
4 of 4 rows · sorted by Value ↓
| Ticker | Holding | Shares | Value | Δ QoQ | Weight |
|---|---|---|---|---|---|
| $SCHW | Charles Schwab Corporation | 411K | $13.1M | -10.1K | 46.3% |
| $IVZ | Invesco Ltd | 29.4K | $3.16M | +2.96K | 11.2% |
| $AAPL | Apple Inc | 2.57K | $697K | -163 | 2.5% |
| $MSFT | Microsoft Corporation | 1.61K | $655K | +5 | 2.3% |
…and 16 more holdings in the full 13F filing (top positions only shown).
SEC Form 13F data sets · public domain · 45-day filing lag · >$100M AUM managers · as reported
← All 13F filers·← QuantOrb.pro
How to read Δ QoQ — the five insight categories, and the caveats
The categories. Analysts, quants and retail traders look past total portfolio value to isolate actionable signals. Five categories matter.
Conviction & concentration shifts
New positions vs complete exits — a brand-new stock signals high conviction; a full liquidation suggests a broken thesis or tax-loss harvesting. Aggressive sizing — look at share count, not dollars: a 20% share increase during a drawdown is strong dip-buying. Concentration — a narrowing top-5/10 means conviction; spreading capital across more names means hedging.
Sector & macro allocation rotations
Aggregating Δ QoQ moves across sectors shows where smart money is leaning in or sneaking out — rotating out of growth into defensives or energy, for example. The fund's total long equity exposure quarter-over-quarter is a proxy for overall institutional risk appetite.
Crowding & smart-money consensus
When several managers initiate or expand the same stock in the same quarter, that is institutional consensus. Contrarian reads: top pickers buying hard into a beaten-down name the market is selling.
Derivative & option overlays
Reported call/put changes indicate whether managers are adding downside hedges or leveraging upside exposure. Note: a long increase may be half of a market-neutral pair trade.
Who reads this
| Retail "cloners" | High-conviction ideas to replicate ~45 days after quarter-end. |
| Corporate IR | Which funds bought or dumped the stock, before the next call. |
| Quant / algo traders | Cross-sectional factor inputs: flow, momentum, ownership. |
Four caveats before you trade on it
- 45-day lag — holdings are quarter-end; positions may already be closed.
- Long-only — 13Fs miss shorts, pair trades and cash.
- No non-US / fixed income — the picture is US equities plus options.
- Corporate actions — splits and spinoffs distort raw share deltas.
Newsletter signup
Free subscription. Daily trading day morning dispatch. No spam.