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NORTHERN TRUST CORP

SEC Form 13F institutional filer · CIK 0000073124

13F-HR · 522 reported holdings · 2026-03-31

Financial services company, asset manager and custodian bank.

Reported long-US-equity value

$631.23B

Top-10 concentration

34.2%

NORTHERN TRUST CORP — $631B AUM allocation strategy

NORTHERN TRUST CORP files SEC Form 13F and reports $631B of long US equity value across 522 reported holdings for 2026-03-31.

Its largest sector bet is Information Technology 20.4%, followed by Communication Services 7.3% and Consumer Discretionary 4.6%.

The top 10 holdings account for 34% of reported value — a broadly spread portfolio. The sector and industry splits below are of the same reported value. Track quarter-over-quarter adds, trims, new positions and exits below — sourced from SEC 13F filings, public domain.

NORTHERN TRUST CORP — latest SEC 13F insights

Reported long-US-equity value (13F AUM)

$631B

total across 522 reported holdings · 2026-03-31 · excludes shorts, cash, non-US

Top-10 concentration

34% of value

higher = narrower conviction; lower = spread / hedging

Biggest adds (shares)

$IVV$HBAN$FITB

+$IVV +5.18M sh · −$1000K+$HBAN +4.58M sh · +$47.6M+$FITB +2.16M sh · +$98.1M

Biggest trims (shares)

$AMCR$AAPL$BAC

−$AMCR −15.7M sh · −$12.8M−$AAPL −1.4M sh · −$3.26B−$BAC −1.4M sh · −$472M

Added from nil (new positions)

None this quarter

Exited to nil (held last quarter, gone now)

None this quarter

Sector allocation (share of reported value)

Information Technology 20%Communication Services 7%Consumer Discretionary 5%ETFs 4%Financials 3%Health Care 2%Consumer Staples 2%Energy 1%Other holdings 55%SECTORS
  • $XLKInformation Technology20.4%
  • $XLCCommunication Services7.3%
  • $XLYConsumer Discretionary4.6%
  • ETFs4.4%
  • $XLFFinancials3.5%
  • $XLVHealth Care2.4%
  • $XLPConsumer Staples1.6%
  • $XLEEnergy1.1%
  • Other holdings54.6%

each slice is a share of the reported long-US-equity value — smaller sectors and the rest of the book roll into “Other holdings”

Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.

Industry allocation (share of reported value)

Semiconductors 9%Interactive Media & Services 7%Technology Hardware, Storage & Peripherals 6%Systems Software 5%Broadline Retail 3%Pharmaceuticals 2%Consumer Staples Merchandise Retail 2%Automobile Manufacturers 1%Other holdings 64%INDUSTRIES
  • Semiconductors9.3%
  • Interactive Media & Services7.3%
  • Technology Hardware, Storage & Peripherals6.4%
  • Systems Software4.7%
  • Broadline Retail3.1%
  • Pharmaceuticals2.4%
  • Consumer Staples Merchandise Retail1.6%
  • Automobile Manufacturers1.5%
  • Other holdings63.7%

the finer GICS cut of the same book — same denominator — smaller industries roll into “Other holdings”

Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.

Top S&P 500 holdings

9 of 9 rows · sorted by Value ↓

TickerHoldingSharesValueΔ QoQWeight
$NVDANVIDIA Corporation253M$44.1B-1.05M7.0%
$AAPLApple Inc159M$40.4B-1.4M6.4%
$MSFTMicrosoft Corporation79.7M$29.5B-83K4.7%
$AMZNAmazon.com Inc95.1M$19.8B+381K3.1%
$GOOGAlphabet Inc. Class C Capital Stock65M$18.7B-149K3.0%
$GOOGLAlphabet Inc52.3M$15B-39.3K2.4%
$AVGOBroadcom Inc47.6M$14.7B-118K2.3%
$METAMeta Platforms Inc22.2M$12.6B-146K2.0%
$TSLATesla Inc25.7M$9.54B-145K1.5%

…and 513 more holdings in the full 13F filing (top positions only shown).

SEC Form 13F data sets · public domain · 45-day filing lag · >$100M AUM managers · as reported

← All 13F filers·← QuantOrb.pro

How to read Δ QoQ — the five insight categories, and the caveats

The categories. Analysts, quants and retail traders look past total portfolio value to isolate actionable signals. Five categories matter.

Conviction & concentration shifts

New positions vs complete exits — a brand-new stock signals high conviction; a full liquidation suggests a broken thesis or tax-loss harvesting. Aggressive sizing — look at share count, not dollars: a 20% share increase during a drawdown is strong dip-buying. Concentration — a narrowing top-5/10 means conviction; spreading capital across more names means hedging.

Sector & macro allocation rotations

Aggregating Δ QoQ moves across sectors shows where smart money is leaning in or sneaking out — rotating out of growth into defensives or energy, for example. The fund's total long equity exposure quarter-over-quarter is a proxy for overall institutional risk appetite.

Crowding & smart-money consensus

When several managers initiate or expand the same stock in the same quarter, that is institutional consensus. Contrarian reads: top pickers buying hard into a beaten-down name the market is selling.

Derivative & option overlays

Reported call/put changes indicate whether managers are adding downside hedges or leveraging upside exposure. Note: a long increase may be half of a market-neutral pair trade.

Who reads this

Retail "cloners"High-conviction ideas to replicate ~45 days after quarter-end.
Corporate IRWhich funds bought or dumped the stock, before the next call.
Quant / algo tradersCross-sectional factor inputs: flow, momentum, ownership.

Four caveats before you trade on it

  • 45-day lag — holdings are quarter-end; positions may already be closed.
  • Long-only — 13Fs miss shorts, pair trades and cash.
  • No non-US / fixed income — the picture is US equities plus options.
  • Corporate actions — splits and spinoffs distort raw share deltas.

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