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STEPHENS INC /AR/

SEC Form 13F institutional filer · CIK 0000757657

13F-HR · 425 reported holdings · 2026-03-31

Financial services firm.

Reported long-US-equity value

$5.43B

Top-10 concentration

37.4%

STEPHENS INC /AR/ — $5.43B AUM allocation strategy

STEPHENS INC /AR/ files SEC Form 13F and reports $5.43B of long US equity value across 425 reported holdings for 2026-03-31.

Its largest sector bet is Information Technology 11.4%, followed by Financials 7.4% and Communication Services 4.5%.

The top 10 holdings account for 37% of reported value — a broadly spread portfolio. The sector and industry splits below are of the same reported value. Track quarter-over-quarter adds, trims, new positions and exits below — sourced from SEC 13F filings, public domain.

STEPHENS INC /AR/ — latest SEC 13F insights

Reported long-US-equity value (13F AUM)

$5.43B

total across 425 reported holdings · 2026-03-31 · excludes shorts, cash, non-US

Top-10 concentration

37% of value

higher = narrower conviction; lower = spread / hedging

Biggest adds (shares)

$FIS$SCHW$IVZ

+$FIS +266K sh · +$5.18M+$SCHW +132K sh · +$11.2M+$IVZ +104K sh · +$6.98M

Biggest trims (shares)

$AMCR$IWM$BLK

−$AMCR −314K sh · +$1.05M−$IWM −187K sh · −$38.2M−$BLK −147K sh · −$8.53M

Added from nil (new positions)

$NDAQ$WAT$FIX$SNDK$SNA

5 fresh holdings — new conviction

Exited to nil (held last quarter, gone now)

$AJG$CVNA$NRG$FDS$VLTO

$AJG ($789K last qtr)$CVNA ($612K last qtr)$NRG ($468K last qtr)$FDS ($455K last qtr)$VLTO ($431K last qtr)

Sector allocation (share of reported value)

ETFs 23%Information Technology 11%Financials 7%Communication Services 5%Consumer Staples 4%Consumer Discretionary 3%Energy 1%Other holdings 46%SECTORS
  • ETFs23.5%—
  • $XLKInformation Technology11.4%—
  • $XLFFinancials7.4%—
  • $XLCCommunication Services4.5%—
  • $XLPConsumer Staples3.6%—
  • $XLYConsumer Discretionary2.5%—
  • $XLEEnergy1.0%—
  • Other holdings46.1%—

each slice is a share of the reported long-US-equity value — smaller sectors and the rest of the book roll into “Other holdings”

Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.

Industry allocation (share of reported value)

Semiconductors 5%Interactive Media & Services 5%Technology Hardware, Storage & Peripherals 4%Consumer Staples Merchandise Retail 4%Investment Banking & Brokerage 3%Systems Software 3%Broadline Retail 3%Diversified Banks 2%Other holdings 73%INDUSTRIES
  • Semiconductors5.0%—
  • Interactive Media & Services4.5%—
  • Technology Hardware, Storage & Peripherals3.8%—
  • Consumer Staples Merchandise Retail3.6%—
  • Investment Banking & Brokerage3.1%—
  • Systems Software2.6%—
  • Broadline Retail2.5%—
  • Diversified Banks2.3%—
  • Other holdings72.6%—

the finer GICS cut of the same book — same denominator — smaller industries roll into “Other holdings”

Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.

Top S&P 500 holdings

7 of 7 rows · sorted by Value ↓

TickerHoldingSharesValueΔ QoQWeight
$AAPLApple Inc817K$208M-20.9K3.8%
$WMTWalmart Inc1.54M$192M+96.9K3.5%
$NVDANVIDIA Corporation810K$142M+24.6K2.6%
$MSFTMicrosoft Corporation382K$142M+21.3K2.6%
$AMZNAmazon.com Inc652K$136M+53.6K2.5%
$AVGOBroadcom Inc411K$128M+8.51K2.4%
$JPMJP Morgan Chase & Co431K$126M+13.4K2.3%

…and 418 more holdings in the full 13F filing (top positions only shown).

SEC Form 13F data sets · public domain · 45-day filing lag · >$100M AUM managers · as reported

← All 13F filers·← QuantOrb.pro

How to read Δ QoQ — the five insight categories, and the caveats

The categories. Analysts, quants and retail traders look past total portfolio value to isolate actionable signals. Five categories matter.

Conviction & concentration shifts

New positions vs complete exits — a brand-new stock signals high conviction; a full liquidation suggests a broken thesis or tax-loss harvesting. Aggressive sizing — look at share count, not dollars: a 20% share increase during a drawdown is strong dip-buying. Concentration — a narrowing top-5/10 means conviction; spreading capital across more names means hedging.

Sector & macro allocation rotations

Aggregating Δ QoQ moves across sectors shows where smart money is leaning in or sneaking out — rotating out of growth into defensives or energy, for example. The fund's total long equity exposure quarter-over-quarter is a proxy for overall institutional risk appetite.

Crowding & smart-money consensus

When several managers initiate or expand the same stock in the same quarter, that is institutional consensus. Contrarian reads: top pickers buying hard into a beaten-down name the market is selling.

Derivative & option overlays

Reported call/put changes indicate whether managers are adding downside hedges or leveraging upside exposure. Note: a long increase may be half of a market-neutral pair trade.

Who reads this

Retail "cloners"High-conviction ideas to replicate ~45 days after quarter-end.
Corporate IRWhich funds bought or dumped the stock, before the next call.
Quant / algo tradersCross-sectional factor inputs: flow, momentum, ownership.

Four caveats before you trade on it

  • 45-day lag — holdings are quarter-end; positions may already be closed.
  • Long-only — 13Fs miss shorts, pair trades and cash.
  • No non-US / fixed income — the picture is US equities plus options.
  • Corporate actions — splits and spinoffs distort raw share deltas.

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