VALLEY NATIONAL ADVISERS INC
SEC Form 13F institutional filer · CIK 0000773411
13F-HR · 397 reported holdings · 2026-03-31
Reported long-US-equity value
$0.00B
Top-10 concentration
57.0%
VALLEY NATIONAL ADVISERS INC — $489K AUM allocation strategy
VALLEY NATIONAL ADVISERS INC files SEC Form 13F and reports $489K of long US equity value across 397 reported holdings for 2026-03-31.
Its largest sector bet is Financials 35.2%, followed by Information Technology 15.3% and Health Care 3.7%.
The top 10 holdings account for 57% of reported value — a conviction-weighted book concentrated in its best ideas. The sector and industry splits below are of the same reported value. Track quarter-over-quarter adds, trims, new positions and exits below — sourced from SEC 13F filings, public domain.
VALLEY NATIONAL ADVISERS INC — latest SEC 13F insights
Reported long-US-equity value (13F AUM)
$489K
total across 397 reported holdings · 2026-03-31 · excludes shorts, cash, non-US
Top-10 concentration
57% of value
higher = narrower conviction; lower = spread / hedging
Biggest adds (shares)
+$SCHW +108K sh · −$2.18K+$PPL +4.34K sh · +$320+$T +1.46K sh · +$130
Biggest trims (shares)
−$IVV −18.2K sh · −$977−$VZ −5.71K sh · −$75−$CMCSA −3.44K sh · −$115
Exited to nil (held last quarter, gone now)
$DASH ($6 last qtr)$PSA ($5 last qtr)$CBRE ($4 last qtr)$ULTA ($4 last qtr)$AES ($3 last qtr)
Sector allocation (share of reported value)
each slice is a share of the reported long-US-equity value — smaller sectors and the rest of the book roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Industry allocation (share of reported value)
- Investment Banking & Brokerage34.3%—
- Technology Hardware, Storage & Peripherals5.4%—
- Semiconductor Materials & Equipment4.6%—
- Systems Software3.0%—
- Interactive Media & Services2.8%—
- Semiconductors2.2%—
- Pharmaceuticals2.0%—
- Biotechnology1.6%—
- Other holdings43.9%—
the finer GICS cut of the same book — same denominator — smaller industries roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Top S&P 500 holdings
9 of 9 rows · sorted by Value ↓
| Ticker | Holding | Shares | Value | Δ QoQ | Weight |
|---|---|---|---|---|---|
| $SCHW | Charles Schwab Corporation | 6.13M | $168K | +108K | 34.3% |
| $AAPL | Apple Inc | 104K | $26.4K | -1.44K | 5.4% |
| $MSFT | Microsoft Corporation | 40.5K | $15K | +765 | 3.1% |
| $LRCX | Lam Research Corporation | 60.4K | $12.9K | +104 | 2.6% |
| $GOOG | Alphabet Inc. Class C Capital Stock | 30.2K | $8.69K | +450 | 1.8% |
| $AMZN | Amazon.com Inc | 35.4K | $7.36K | -640 | 1.5% |
| $NVDA | NVIDIA Corporation | 34.3K | $5.99K | +0 | 1.2% |
| $KLAC | KLA Corporation | 3.67K | $5.4K | +67 | 1.1% |
| $MRK | Merck & Company Inc | 44.9K | $5.4K | -26 | 1.1% |
…and 388 more holdings in the full 13F filing (top positions only shown).
SEC Form 13F data sets · public domain · 45-day filing lag · >$100M AUM managers · as reported
← All 13F filers·← QuantOrb.pro
How to read Δ QoQ — the five insight categories, and the caveats
The categories. Analysts, quants and retail traders look past total portfolio value to isolate actionable signals. Five categories matter.
Conviction & concentration shifts
New positions vs complete exits — a brand-new stock signals high conviction; a full liquidation suggests a broken thesis or tax-loss harvesting. Aggressive sizing — look at share count, not dollars: a 20% share increase during a drawdown is strong dip-buying. Concentration — a narrowing top-5/10 means conviction; spreading capital across more names means hedging.
Sector & macro allocation rotations
Aggregating Δ QoQ moves across sectors shows where smart money is leaning in or sneaking out — rotating out of growth into defensives or energy, for example. The fund's total long equity exposure quarter-over-quarter is a proxy for overall institutional risk appetite.
Crowding & smart-money consensus
When several managers initiate or expand the same stock in the same quarter, that is institutional consensus. Contrarian reads: top pickers buying hard into a beaten-down name the market is selling.
Derivative & option overlays
Reported call/put changes indicate whether managers are adding downside hedges or leveraging upside exposure. Note: a long increase may be half of a market-neutral pair trade.
Who reads this
| Retail "cloners" | High-conviction ideas to replicate ~45 days after quarter-end. |
| Corporate IR | Which funds bought or dumped the stock, before the next call. |
| Quant / algo traders | Cross-sectional factor inputs: flow, momentum, ownership. |
Four caveats before you trade on it
- 45-day lag — holdings are quarter-end; positions may already be closed.
- Long-only — 13Fs miss shorts, pair trades and cash.
- No non-US / fixed income — the picture is US equities plus options.
- Corporate actions — splits and spinoffs distort raw share deltas.
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