DEAN INVESTMENT ASSOCIATES, LLC
SEC Form 13F institutional filer · CIK 0000846797
13F-HR · 98 reported holdings · 2026-03-31
Reported long-US-equity value
$0.40B
Top-10 concentration
23.0%
DEAN INVESTMENT ASSOCIATES, LLC — $397M AUM allocation strategy
DEAN INVESTMENT ASSOCIATES, LLC files SEC Form 13F and reports $397M of long US equity value across 98 reported holdings for 2026-03-31.
Its largest sector bet is Consumer Staples 8.5%, followed by Utilities 6.0% and Financials 5.6%.
The top 10 holdings account for 23% of reported value — a broadly spread portfolio. The sector and industry splits below are of the same reported value. Track quarter-over-quarter adds, trims, new positions and exits below — sourced from SEC 13F filings, public domain.
DEAN INVESTMENT ASSOCIATES, LLC — latest SEC 13F insights
Reported long-US-equity value (13F AUM)
$397M
total across 98 reported holdings · 2026-03-31 · excludes shorts, cash, non-US
Top-10 concentration
23% of value
higher = narrower conviction; lower = spread / hedging
Biggest adds (shares)
+$HSY +25.5K sh · +$6.13M+$CMCSA +20.6K sh · +$507K+$IFF +17.1K sh · +$1.56M
Biggest trims (shares)
−$IVV −111K sh · −$11.4M−$KMI −16.2K sh · +$330K−$MO −16.1K sh · −$130K
Exited to nil (held last quarter, gone now)
$BR ($3.27M last qtr)$GPN ($2.69M last qtr)$TTWO ($2.6M last qtr)$KMB ($1.95M last qtr)$CLX ($1.67M last qtr)
Sector allocation (share of reported value)
each slice is a share of the reported long-US-equity value — smaller sectors and the rest of the book roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Industry allocation (share of reported value)
- Diversified Banks3.5%—
- Electric Utilities3.5%—
- Packaged Foods & Meats3.0%—
- Integrated Oil & Gas2.6%—
- Multi-Utilities2.5%—
- Pharmaceuticals2.3%—
- Soft Drinks & Non-alcoholic Beverages2.2%—
- Oil & Gas Exploration & Production2.2%—
- Other holdings78.2%—
the finer GICS cut of the same book — same denominator — smaller industries roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Top S&P 500 holdings
10 of 10 rows · sorted by Value ↓
| Ticker | Holding | Shares | Value | Δ QoQ | Weight |
|---|---|---|---|---|---|
| $HSY | The Hershey Company | 57.4K | $11.9M | +25.5K | 3.0% |
| $CVX | Chevron Corporation | 49.2K | $10.2M | -4.25K | 2.6% |
| $XEL | Xcel Energy Inc | 125K | $9.96M | -3.21K | 2.5% |
| $JNJ | Johnson & Johnson | 37.5K | $9.17M | -2.46K | 2.3% |
| $PEP | PepsiCo Inc | 56.9K | $8.84M | -2.7K | 2.2% |
| $EOG | EOG Resources Inc | 59.9K | $8.66M | +3.69K | 2.2% |
| $OMC | Omnicom Group Inc | 112K | $8.4M | +77 | 2.1% |
| $AMGN | Amgen Inc | 23.5K | $8.26M | -1.26K | 2.1% |
| $BNY | The Bank of New York Mellon Corporation | 69.6K | $8.26M | -5.73K | 2.1% |
| $KEYS | Keysight Technologies Inc | 26.8K | $7.55M | +2K | 1.9% |
…and 88 more holdings in the full 13F filing (top positions only shown).
SEC Form 13F data sets · public domain · 45-day filing lag · >$100M AUM managers · as reported
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How to read Δ QoQ — the five insight categories, and the caveats
The categories. Analysts, quants and retail traders look past total portfolio value to isolate actionable signals. Five categories matter.
Conviction & concentration shifts
New positions vs complete exits — a brand-new stock signals high conviction; a full liquidation suggests a broken thesis or tax-loss harvesting. Aggressive sizing — look at share count, not dollars: a 20% share increase during a drawdown is strong dip-buying. Concentration — a narrowing top-5/10 means conviction; spreading capital across more names means hedging.
Sector & macro allocation rotations
Aggregating Δ QoQ moves across sectors shows where smart money is leaning in or sneaking out — rotating out of growth into defensives or energy, for example. The fund's total long equity exposure quarter-over-quarter is a proxy for overall institutional risk appetite.
Crowding & smart-money consensus
When several managers initiate or expand the same stock in the same quarter, that is institutional consensus. Contrarian reads: top pickers buying hard into a beaten-down name the market is selling.
Derivative & option overlays
Reported call/put changes indicate whether managers are adding downside hedges or leveraging upside exposure. Note: a long increase may be half of a market-neutral pair trade.
Who reads this
| Retail "cloners" | High-conviction ideas to replicate ~45 days after quarter-end. |
| Corporate IR | Which funds bought or dumped the stock, before the next call. |
| Quant / algo traders | Cross-sectional factor inputs: flow, momentum, ownership. |
Four caveats before you trade on it
- 45-day lag — holdings are quarter-end; positions may already be closed.
- Long-only — 13Fs miss shorts, pair trades and cash.
- No non-US / fixed income — the picture is US equities plus options.
- Corporate actions — splits and spinoffs distort raw share deltas.
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