SHUFRO ROSE & CO LLC
SEC Form 13F institutional filer · CIK 0000908195
13F-HR · 142 reported holdings · 2026-03-31
Reported long-US-equity value
$0.83B
Top-10 concentration
60.6%
SHUFRO ROSE & CO LLC — $826M AUM allocation strategy
SHUFRO ROSE & CO LLC files SEC Form 13F and reports $826M of long US equity value across 142 reported holdings for 2026-03-31.
Its largest sector bet is Information Technology 32.4%, followed by Financials 18.5% and Health Care 10.0%.
The top 10 holdings account for 61% of reported value — a conviction-weighted book concentrated in its best ideas. The sector and industry splits below are of the same reported value. Track quarter-over-quarter adds, trims, new positions and exits below — sourced from SEC 13F filings, public domain.
SHUFRO ROSE & CO LLC — latest SEC 13F insights
Reported long-US-equity value (13F AUM)
$826M
total across 142 reported holdings · 2026-03-31 · excludes shorts, cash, non-US
Top-10 concentration
61% of value
higher = narrower conviction; lower = spread / hedging
Biggest adds (shares)
+$PANW +22K sh · +$3.5M+$IVV +9.92K sh · +$3.85M+$KDP +9.7K sh · +$123K
Biggest trims (shares)
−$IVZ −144K sh · −$3.58M−$GLW −124K sh · +$18.6M−$BLK −7.86K sh · −$274K
Exited to nil (held last quarter, gone now)
$WBD ($1.34M last qtr)$ALB ($585K last qtr)$BR ($558K last qtr)$TSLA ($258K last qtr)$ADP ($234K last qtr)
Sector allocation (share of reported value)
each slice is a share of the reported long-US-equity value — smaller sectors and the rest of the book roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Industry allocation (share of reported value)
- Electronic Components12.8%—
- Asset Management & Custody Banks10.4%—
- Technology Hardware, Storage & Peripherals6.0%—
- Semiconductors5.3%—
- Pharmaceuticals5.0%—
- Systems Software5.0%—
- Diversified Banks4.1%—
- Multi-Sector Holdings4.1%—
- Other holdings47.3%—
the finer GICS cut of the same book — same denominator — smaller industries roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Top S&P 500 holdings
8 of 8 rows · sorted by Value ↓
| Ticker | Holding | Shares | Value | Δ QoQ | Weight |
|---|---|---|---|---|---|
| $IVZ | Invesco Ltd | 3.07M | $85.6M | -144K | 10.4% |
| $GLW | Corning Incorporated | 608K | $82.6M | -124K | 10.0% |
| $AAPL | Apple Inc | 196K | $49.8M | +3.21K | 6.0% |
| $LLY | Eli Lilly and Company | 44.9K | $41.3M | -161 | 5.0% |
| $MSFT | Microsoft Corporation | 111K | $41.2M | +2.09K | 5.0% |
| $JPM | JP Morgan Chase & Co | 114K | $33.5M | +340 | 4.1% |
| $BRK.B | Berkshire Hathaway Inc.-Class B | 69.4K | $33.3M | -81 | 4.0% |
| $TMO | Thermo Fisher Scientific Inc | 57.7K | $28.4M | +502 | 3.4% |
…and 134 more holdings in the full 13F filing (top positions only shown).
SEC Form 13F data sets · public domain · 45-day filing lag · >$100M AUM managers · as reported
← All 13F filers·← QuantOrb.pro
How to read Δ QoQ — the five insight categories, and the caveats
The categories. Analysts, quants and retail traders look past total portfolio value to isolate actionable signals. Five categories matter.
Conviction & concentration shifts
New positions vs complete exits — a brand-new stock signals high conviction; a full liquidation suggests a broken thesis or tax-loss harvesting. Aggressive sizing — look at share count, not dollars: a 20% share increase during a drawdown is strong dip-buying. Concentration — a narrowing top-5/10 means conviction; spreading capital across more names means hedging.
Sector & macro allocation rotations
Aggregating Δ QoQ moves across sectors shows where smart money is leaning in or sneaking out — rotating out of growth into defensives or energy, for example. The fund's total long equity exposure quarter-over-quarter is a proxy for overall institutional risk appetite.
Crowding & smart-money consensus
When several managers initiate or expand the same stock in the same quarter, that is institutional consensus. Contrarian reads: top pickers buying hard into a beaten-down name the market is selling.
Derivative & option overlays
Reported call/put changes indicate whether managers are adding downside hedges or leveraging upside exposure. Note: a long increase may be half of a market-neutral pair trade.
Who reads this
| Retail "cloners" | High-conviction ideas to replicate ~45 days after quarter-end. |
| Corporate IR | Which funds bought or dumped the stock, before the next call. |
| Quant / algo traders | Cross-sectional factor inputs: flow, momentum, ownership. |
Four caveats before you trade on it
- 45-day lag — holdings are quarter-end; positions may already be closed.
- Long-only — 13Fs miss shorts, pair trades and cash.
- No non-US / fixed income — the picture is US equities plus options.
- Corporate actions — splits and spinoffs distort raw share deltas.
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