Avantax Planning Partners, Inc.
SEC Form 13F institutional filer · CIK 0001005441
13F-HR · 203 reported holdings · 2026-03-31
Reported long-US-equity value
$2.09B
Top-10 concentration
75.8%
Avantax Planning Partners, Inc. — $2.09B AUM allocation strategy
Avantax Planning Partners, Inc. files SEC Form 13F and reports $2.09B of long US equity value across 203 reported holdings for 2026-03-31.
Its largest sector bet is Financials 64.5%, followed by Information Technology 4.7% and Energy 1.4%.
The top 10 holdings account for 76% of reported value — a conviction-weighted book concentrated in its best ideas. The sector and industry splits below are of the same reported value. Track quarter-over-quarter adds, trims, new positions and exits below — sourced from SEC 13F filings, public domain.
Avantax Planning Partners, Inc. — latest SEC 13F insights
Reported long-US-equity value (13F AUM)
$2.09B
total across 203 reported holdings · 2026-03-31 · excludes shorts, cash, non-US
Top-10 concentration
76% of value
higher = narrower conviction; lower = spread / hedging
Biggest adds (shares)
+$VOO +61.9K sh · +$36.7M+$COP +30.6K sh · +$5.24M+$IWM +22.3K sh · +$4.75M
Biggest trims (shares)
−$SCHW −4.05M sh · −$133M−$F −57.6K sh · −$794K−$IVV −17.4K sh · −$1.26M
Exited to nil (held last quarter, gone now)
$APP ($530K last qtr)$AJG ($485K last qtr)$STX ($468K last qtr)$REGN ($245K last qtr)$GM ($235K last qtr)
Sector allocation (share of reported value)
each slice is a share of the reported long-US-equity value — smaller sectors and the rest of the book roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Industry allocation (share of reported value)
- Investment Banking & Brokerage61.4%—
- Technology Hardware, Storage & Peripherals1.8%—
- Semiconductors1.5%—
- Integrated Oil & Gas1.4%—
- Asset Management & Custody Banks1.2%—
- Financial Exchanges & Data1.1%—
- Systems Software0.9%—
- Diversified Banks0.7%—
- Other holdings29.9%—
the finer GICS cut of the same book — same denominator — smaller industries roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Top S&P 500 holdings
7 of 7 rows · sorted by Value ↓
| Ticker | Holding | Shares | Value | Δ QoQ | Weight |
|---|---|---|---|---|---|
| $SCHW | Charles Schwab Corporation | 45.9M | $1.28B | -4.05M | 61.4% |
| $AAPL | Apple Inc | 148K | $37.5M | +615 | 1.8% |
| $BLK | BlackRock Inc | 294K | $26M | +20.4K | 1.2% |
| $SPGI | S&P Global Inc | 229K | $23.3M | -5.13K | 1.1% |
| $MSFT | Microsoft Corporation | 51.7K | $19.1M | +10.1K | 0.9% |
| $XOM | ExxonMobil Holdings Corporation | 98.2K | $16.7M | +9.04K | 0.8% |
| $NVDA | NVIDIA Corporation | 92.7K | $16.2M | -1.54K | 0.8% |
…and 196 more holdings in the full 13F filing (top positions only shown).
SEC Form 13F data sets · public domain · 45-day filing lag · >$100M AUM managers · as reported
← All 13F filers·← QuantOrb.pro
How to read Δ QoQ — the five insight categories, and the caveats
The categories. Analysts, quants and retail traders look past total portfolio value to isolate actionable signals. Five categories matter.
Conviction & concentration shifts
New positions vs complete exits — a brand-new stock signals high conviction; a full liquidation suggests a broken thesis or tax-loss harvesting. Aggressive sizing — look at share count, not dollars: a 20% share increase during a drawdown is strong dip-buying. Concentration — a narrowing top-5/10 means conviction; spreading capital across more names means hedging.
Sector & macro allocation rotations
Aggregating Δ QoQ moves across sectors shows where smart money is leaning in or sneaking out — rotating out of growth into defensives or energy, for example. The fund's total long equity exposure quarter-over-quarter is a proxy for overall institutional risk appetite.
Crowding & smart-money consensus
When several managers initiate or expand the same stock in the same quarter, that is institutional consensus. Contrarian reads: top pickers buying hard into a beaten-down name the market is selling.
Derivative & option overlays
Reported call/put changes indicate whether managers are adding downside hedges or leveraging upside exposure. Note: a long increase may be half of a market-neutral pair trade.
Who reads this
| Retail "cloners" | High-conviction ideas to replicate ~45 days after quarter-end. |
| Corporate IR | Which funds bought or dumped the stock, before the next call. |
| Quant / algo traders | Cross-sectional factor inputs: flow, momentum, ownership. |
Four caveats before you trade on it
- 45-day lag — holdings are quarter-end; positions may already be closed.
- Long-only — 13Fs miss shorts, pair trades and cash.
- No non-US / fixed income — the picture is US equities plus options.
- Corporate actions — splits and spinoffs distort raw share deltas.
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