UHLMANN PRICE SECURITIES, LLC
SEC Form 13F institutional filer · CIK 0001035344
13F-HR · 136 reported holdings · 2026-03-31
SEC-registered institutional investment manager.
Reported long-US-equity value
$1.40B
Top-10 concentration
91.5%
UHLMANN PRICE SECURITIES, LLC — $1.4B AUM allocation strategy
UHLMANN PRICE SECURITIES, LLC files SEC Form 13F and reports $1.4B of long US equity value across 136 reported holdings for 2026-03-31.
Its largest sector bet is Information Technology 89.4%, followed by Financials 1.5% and Utilities 0.8%.
The top 10 holdings account for 91% of reported value — a conviction-weighted book concentrated in its best ideas. The sector and industry splits below are of the same reported value. Track quarter-over-quarter adds, trims, new positions and exits below — sourced from SEC 13F filings, public domain.
UHLMANN PRICE SECURITIES, LLC — latest SEC 13F insights
Reported long-US-equity value (13F AUM)
$1.4B
total across 136 reported holdings · 2026-03-31 · excludes shorts, cash, non-US
Top-10 concentration
91% of value
higher = narrower conviction; lower = spread / hedging
Biggest adds (shares)
+$KLAC +781K sh · +$1.22B+$SO +107K sh · +$10.2M+$CSCO +54.3K sh · +$4.4M
Biggest trims (shares)
−$MCHP −1.65K sh · −$95.1K−$MU −1.35K sh · −$312K−$FDX −906 sh · −$201K
Sector allocation (share of reported value)
each slice is a share of the reported long-US-equity value — smaller sectors and the rest of the book roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Industry allocation (share of reported value)
- Semiconductor Materials & Equipment87.4%—
- Technology Hardware, Storage & Peripherals0.8%—
- Electric Utilities0.8%—
- Pharmaceuticals0.6%—
- Communications Equipment0.4%—
- Investment Banking & Brokerage0.4%—
- Interactive Media & Services0.4%—
- Asset Management & Custody Banks0.4%—
- Other holdings9.1%—
the finer GICS cut of the same book — same denominator — smaller industries roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Top S&P 500 holdings
9 of 9 rows · sorted by Value ↓
| Ticker | Holding | Shares | Value | Δ QoQ | Weight |
|---|---|---|---|---|---|
| $KLAC | KLA Corporation | 781K | $1.22B | +781K | 87.4% |
| $AAPL | Apple Inc | 43.7K | $11M | +29.1K | 0.8% |
| $SO | Southern Company | 111K | $10.6M | +107K | 0.8% |
| $CSCO | Cisco Systems Inc | 73.6K | $5.89M | +54.3K | 0.4% |
| $GS | Goldman Sachs Group Inc | 6.49K | $5.47M | +2.06K | 0.4% |
| $GOOGL | Alphabet Inc | 18.5K | $5.33M | +6.05K | 0.4% |
| $BX | Blackstone Inc | 45K | $5.17M | +5.06K | 0.4% |
| $INTU | Intuit Inc | 11K | $4.76M | +1.22K | 0.3% |
| $JPM | JP Morgan Chase & Co | 15.3K | $4.5M | +1.39K | 0.3% |
…and 127 more holdings in the full 13F filing (top positions only shown).
SEC Form 13F data sets · public domain · 45-day filing lag · >$100M AUM managers · as reported
← All 13F filers·← QuantOrb.pro
How to read Δ QoQ — the five insight categories, and the caveats
The categories. Analysts, quants and retail traders look past total portfolio value to isolate actionable signals. Five categories matter.
Conviction & concentration shifts
New positions vs complete exits — a brand-new stock signals high conviction; a full liquidation suggests a broken thesis or tax-loss harvesting. Aggressive sizing — look at share count, not dollars: a 20% share increase during a drawdown is strong dip-buying. Concentration — a narrowing top-5/10 means conviction; spreading capital across more names means hedging.
Sector & macro allocation rotations
Aggregating Δ QoQ moves across sectors shows where smart money is leaning in or sneaking out — rotating out of growth into defensives or energy, for example. The fund's total long equity exposure quarter-over-quarter is a proxy for overall institutional risk appetite.
Crowding & smart-money consensus
When several managers initiate or expand the same stock in the same quarter, that is institutional consensus. Contrarian reads: top pickers buying hard into a beaten-down name the market is selling.
Derivative & option overlays
Reported call/put changes indicate whether managers are adding downside hedges or leveraging upside exposure. Note: a long increase may be half of a market-neutral pair trade.
Who reads this
| Retail "cloners" | High-conviction ideas to replicate ~45 days after quarter-end. |
| Corporate IR | Which funds bought or dumped the stock, before the next call. |
| Quant / algo traders | Cross-sectional factor inputs: flow, momentum, ownership. |
Four caveats before you trade on it
- 45-day lag — holdings are quarter-end; positions may already be closed.
- Long-only — 13Fs miss shorts, pair trades and cash.
- No non-US / fixed income — the picture is US equities plus options.
- Corporate actions — splits and spinoffs distort raw share deltas.
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