VAUGHAN DAVID INVESTMENTS LLC/IL
SEC Form 13F institutional filer · CIK 0001063571
13F-HR · 176 reported holdings · 2026-03-31
Reported long-US-equity value
$0.00B
Top-10 concentration
20.5%
VAUGHAN DAVID INVESTMENTS LLC/IL — $4.36M AUM allocation strategy
VAUGHAN DAVID INVESTMENTS LLC/IL files SEC Form 13F and reports $4.36M of long US equity value across 176 reported holdings for 2026-03-31.
Its largest sector bet is Information Technology 9.4%, followed by Financials 7.0% and Energy 6.2%.
The top 10 holdings account for 21% of reported value — a broadly spread portfolio. The sector and industry splits below are of the same reported value. Track quarter-over-quarter adds, trims, new positions and exits below — sourced from SEC 13F filings, public domain.
VAUGHAN DAVID INVESTMENTS LLC/IL — latest SEC 13F insights
Reported long-US-equity value (13F AUM)
$4.36M
total across 176 reported holdings · 2026-03-31 · excludes shorts, cash, non-US
Top-10 concentration
21% of value
higher = narrower conviction; lower = spread / hedging
Biggest adds (shares)
+$CNP +274K sh · +$15.3K+$IVZ +218K sh · +$9.28K+$ADP +148K sh · +$29.2K
Biggest trims (shares)
−$ORCL −201K sh · −$50.4K−$D −145K sh · −$8.33K−$LRCX −45.6K sh · +$14.8K
Exited to nil (held last quarter, gone now)
$CHRW ($501 last qtr)$MET ($220 last qtr)$F ($171 last qtr)
Sector allocation (share of reported value)
each slice is a share of the reported long-US-equity value — smaller sectors and the rest of the book roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Industry allocation (share of reported value)
- Electric Utilities3.3%—
- Integrated Oil & Gas3.1%—
- Semiconductors2.9%—
- Semiconductor Materials & Equipment2.6%—
- Systems Software2.4%—
- Diversified Banks2.2%—
- Agricultural & Farm Machinery2.0%—
- Pharmaceuticals1.7%—
- Other holdings79.9%—
the finer GICS cut of the same book — same denominator — smaller industries roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Top S&P 500 holdings
10 of 10 rows · sorted by Value ↓
| Ticker | Holding | Shares | Value | Δ QoQ | Weight |
|---|---|---|---|---|---|
| $AVGO | Broadcom Inc | 402K | $124K | -15.3K | 2.9% |
| $LRCX | Lam Research Corporation | 532K | $114K | -45.6K | 2.6% |
| $MSFT | Microsoft Corporation | 280K | $104K | +444 | 2.4% |
| $JPM | JP Morgan Chase & Co | 331K | $97.3K | -1.75K | 2.2% |
| $DE | Deere & Company | 152K | $85.7K | -411 | 2.0% |
| $ETR | Entergy Corporation | 705K | $79.2K | -8.45K | 1.8% |
| $JNJ | Johnson & Johnson | 310K | $75.8K | -4.15K | 1.7% |
| $ABBV | AbbVie Inc | 333K | $72.3K | -183 | 1.7% |
| $IVZ | Invesco Ltd | 2.63M | $71.6K | +218K | 1.6% |
| $GOOG | Alphabet Inc. Class C Capital Stock | 244K | $70.1K | -4.66K | 1.6% |
…and 166 more holdings in the full 13F filing (top positions only shown).
SEC Form 13F data sets · public domain · 45-day filing lag · >$100M AUM managers · as reported
← All 13F filers·← QuantOrb.pro
How to read Δ QoQ — the five insight categories, and the caveats
The categories. Analysts, quants and retail traders look past total portfolio value to isolate actionable signals. Five categories matter.
Conviction & concentration shifts
New positions vs complete exits — a brand-new stock signals high conviction; a full liquidation suggests a broken thesis or tax-loss harvesting. Aggressive sizing — look at share count, not dollars: a 20% share increase during a drawdown is strong dip-buying. Concentration — a narrowing top-5/10 means conviction; spreading capital across more names means hedging.
Sector & macro allocation rotations
Aggregating Δ QoQ moves across sectors shows where smart money is leaning in or sneaking out — rotating out of growth into defensives or energy, for example. The fund's total long equity exposure quarter-over-quarter is a proxy for overall institutional risk appetite.
Crowding & smart-money consensus
When several managers initiate or expand the same stock in the same quarter, that is institutional consensus. Contrarian reads: top pickers buying hard into a beaten-down name the market is selling.
Derivative & option overlays
Reported call/put changes indicate whether managers are adding downside hedges or leveraging upside exposure. Note: a long increase may be half of a market-neutral pair trade.
Who reads this
| Retail "cloners" | High-conviction ideas to replicate ~45 days after quarter-end. |
| Corporate IR | Which funds bought or dumped the stock, before the next call. |
| Quant / algo traders | Cross-sectional factor inputs: flow, momentum, ownership. |
Four caveats before you trade on it
- 45-day lag — holdings are quarter-end; positions may already be closed.
- Long-only — 13Fs miss shorts, pair trades and cash.
- No non-US / fixed income — the picture is US equities plus options.
- Corporate actions — splits and spinoffs distort raw share deltas.
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