D.A. DAVIDSON & CO.
SEC Form 13F institutional filer · CIK 0001080107
13F-HR · 447 reported holdings · 2026-03-31
Broker-dealer.
Reported long-US-equity value
$9.95B
Top-10 concentration
41.3%
D.A. DAVIDSON & CO. — $9.95B AUM allocation strategy
D.A. DAVIDSON & CO. files SEC Form 13F and reports $9.95B of long US equity value across 447 reported holdings for 2026-03-31.
Its largest sector bet is Information Technology 11.3%, followed by Financials 10.6% and Industrials 3.2%.
The top 10 holdings account for 41% of reported value — a broadly spread portfolio. The sector and industry splits below are of the same reported value. Track quarter-over-quarter adds, trims, new positions and exits below — sourced from SEC 13F filings, public domain.
D.A. DAVIDSON & CO. — latest SEC 13F insights
Reported long-US-equity value (13F AUM)
$9.95B
total across 447 reported holdings · 2026-03-31 · excludes shorts, cash, non-US
Top-10 concentration
41% of value
higher = narrower conviction; lower = spread / hedging
Biggest adds (shares)
+$MS +329K sh · +$15.3M+$IVV +241K sh · +$37.1M+$NOW +165K sh · +$10.5M
Biggest trims (shares)
−$AMCR −99.2K sh · +$668K−$SCHW −94.3K sh · +$941K−$PYPL −82.7K sh · −$6.2M
Exited to nil (held last quarter, gone now)
$TAP ($580K last qtr)$WYNN ($557K last qtr)$HII ($381K last qtr)$HUM ($371K last qtr)$BRO ($293K last qtr)
Sector allocation (share of reported value)
each slice is a share of the reported long-US-equity value — smaller sectors and the rest of the book roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Industry allocation (share of reported value)
- Semiconductors4.1%—
- Technology Hardware, Storage & Peripherals3.9%—
- Financial Exchanges & Data3.6%—
- Systems Software3.3%—
- Asset Management & Custody Banks2.0%—
- Consumer Staples Merchandise Retail1.9%—
- Aerospace & Defense1.7%—
- Pharmaceuticals1.6%—
- Other holdings78.0%—
the finer GICS cut of the same book — same denominator — smaller industries roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Top S&P 500 holdings
7 of 7 rows · sorted by Value ↓
| Ticker | Holding | Shares | Value | Δ QoQ | Weight |
|---|---|---|---|---|---|
| $AAPL | Apple Inc | 1.52M | $387M | +27.1K | 3.9% |
| $SPGI | S&P Global Inc | 2.57M | $359M | +121K | 3.6% |
| $MSFT | Microsoft Corporation | 885K | $328M | +40.9K | 3.3% |
| $AVGO | Broadcom Inc | 714K | $221M | -17K | 2.2% |
| $IVZ | Invesco Ltd | 4M | $196M | +119K | 2.0% |
| $NVDA | NVIDIA Corporation | 1.08M | $189M | -1.98K | 1.9% |
| $COST | Costco Wholesale Corporation | 189K | $189M | +994 | 1.9% |
…and 440 more holdings in the full 13F filing (top positions only shown).
SEC Form 13F data sets · public domain · 45-day filing lag · >$100M AUM managers · as reported
← All 13F filers·← QuantOrb.pro
How to read Δ QoQ — the five insight categories, and the caveats
The categories. Analysts, quants and retail traders look past total portfolio value to isolate actionable signals. Five categories matter.
Conviction & concentration shifts
New positions vs complete exits — a brand-new stock signals high conviction; a full liquidation suggests a broken thesis or tax-loss harvesting. Aggressive sizing — look at share count, not dollars: a 20% share increase during a drawdown is strong dip-buying. Concentration — a narrowing top-5/10 means conviction; spreading capital across more names means hedging.
Sector & macro allocation rotations
Aggregating Δ QoQ moves across sectors shows where smart money is leaning in or sneaking out — rotating out of growth into defensives or energy, for example. The fund's total long equity exposure quarter-over-quarter is a proxy for overall institutional risk appetite.
Crowding & smart-money consensus
When several managers initiate or expand the same stock in the same quarter, that is institutional consensus. Contrarian reads: top pickers buying hard into a beaten-down name the market is selling.
Derivative & option overlays
Reported call/put changes indicate whether managers are adding downside hedges or leveraging upside exposure. Note: a long increase may be half of a market-neutral pair trade.
Who reads this
| Retail "cloners" | High-conviction ideas to replicate ~45 days after quarter-end. |
| Corporate IR | Which funds bought or dumped the stock, before the next call. |
| Quant / algo traders | Cross-sectional factor inputs: flow, momentum, ownership. |
Four caveats before you trade on it
- 45-day lag — holdings are quarter-end; positions may already be closed.
- Long-only — 13Fs miss shorts, pair trades and cash.
- No non-US / fixed income — the picture is US equities plus options.
- Corporate actions — splits and spinoffs distort raw share deltas.
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